Newsroom  •  Site Map  •  Contact NERC

  
Advanced Search
 
About NERC Standards Compliance Assessments Events Analysis Programs  

Enforcement Actions

The focus of NERC’s compliance efforts is to ensure the reliability of the bulk power system in North America by fairly and consistently enforcing compliance with our standards. The table below provides information regarding enforcement actions designed to ensure bulk power system reliability through compliance with NERC's reliability standards. The most important takeaway from the notices below is that reliability is being improved across North America as a result of proactive efforts to prevent future system disturbances. All enforcement actions include correction of any issues identified where a mandatory NERC standard is not being fully met by a Registered Entity - efforts are already either complete or underway to address the reliability issues referenced on this page.

United States law requires that NERC’s enforcement actions involving entities operating in the continental U.S. be filed publically with the Federal Energy Regulatory Commission (FERC), who has oversight of NERC’s activities as the Electric Reliability Organization or ERO. Any penalties or other enforcement actions become effective 30 days after filing unless FERC moves to review the penalty or settlement or a proceeding is initiated. Other provisions may exist within the Canadian provinces.

For more information about the compliance and enforcement program click here.

Clicking:

"View NOP >>"  displays a copy of the Notice of Penalty filed by NERC with the listed Regulatory Authority for the listed violations by the listed registered entity.
"View Order >>"  indicates that the Regulatory Authority has issued an Order; clicking it displays a copy of the Order.
"Response >>"
  to view a copy of a document other than an Order by the Regulatory Authority.
"NERC Filing >>"
  displays a copy of a document, other than an NOP, filed by NERC with the listed Regulatory Authority regarding the listed violations.
"Statement"  displays a copy of the statement that the registered entity submitted to NERC regarding the listed violations

All Regulatory Files documents listed are posted in descending order by filing date.
 

For the Searchable Notice of Penalty Spreadsheet click here.
The Searchable Notice of Penalty (NOP) Spreadsheet is based on filed NOPs and is provided for informational purposes only.  In the event of a conflict between information on the Searchable NOP spreadsheet and filed NOPs, the filed NOPs govern.

For the Public Non-CIP violations in the Searchable Spreadsheet Notice of Penalty Spreadsheet click here.
For the Public CIP violations in the Searchable Spreadsheet Notice of Penalty Spreadsheet click here.
The Searchable Notice of Penalty (NOP) Spreadsheet is based on filed NOPs and is provided for informational purposes only.  In the event of a conflict between information on the Searchable NOP spreadsheet and filed NOPs, the filed NOPs govern.

For the Searchable Find, Fix, Track and Report (FFT) Spreadsheet click here.
The Searchable FFT Informational Filing Spreadsheet is based on remediated issues that were submitted for informational purposes only.  In the event of a conflict between information on the Searchable FFT spreadsheet and filed FFTs, the filed FFTs govern.

 

 

Date Regulatory
Authority
Regulatory
Filing ID
Region Registered Entity NCR ID* Total
Penalty ($)
NERC
Violation ID
Reliability
Standard
Requirement Violation Risk Factor
1/31/12 FERC RC12-7-000
View Filing >>
View A-1 Spreadsheet >>
See Spreadsheet and Filing for Compliance Enforcement Mechanism information Compliance Enforcement Mechanism See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information
1/31/2012 FERC NP12-13-000
View NOP >>
RFC American Transmission Co. LLC NCR00685 $35,000 RFC201100751 PRC-001-1 6 High
1/31/12 FERC NP12-12-000
View Filing >>
View Supplemental >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
See Spreadsheets and NOP for Spreadsheet NOP information Spreadsheet Notice of Penalty See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information
1/31/2012 FERC NP12-11-000
View NOP >>
WECC Unidentified Registered Entity NCRXXXXX $135,000 WECC200902072 CIP-003-1 5 Lower
WECC201001853 BAL-005-0 17 Medium
WECC201001880 CIP-002-1 1 Medium
WECC201001881 CIP-002-1 3 High
WECC201001819 FAC-009-1 1 Medium
WECC201001824 PER-001-0 1 High
WECC201001848 PRC-005-1 2 High
WECC201001849 PRC-008-0 2 Medium
WECC201001850 PRC-011-0 2 Lower
WECC201001826 TOP-005-1 1 Medium
WECC201002066 CIP-007-1 6 Medium
WECC200902070 CIP-004-1 4 Medium
WECC201002084 CIP-005-1 2 Medium
WECC201002119 CIP-006-2 1 Medium
WECC201002089 CIP-006-1 2 Medium
WECC201002113 CIP-006-2 2 Medium
WECC201002060 CIP-007-1 2 Medium
WECC201002067 CIP-007-1 3 Lower
WECC201002061 CIP-007-1 5 Lower
WECC201001823 TOP-002-2 19 Medium
12/30/11 FERC RC12-6-000
View Filing >>
View A-1 Spreadsheet >>
See Spreadsheet and Filing for Compliance Enforcement Mechanism information Compliance Enforcement Mechanism See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information
12/30/11 FERC NP12-10-000
View Filing >>
View Supplemental Filing >>
View Supplemental Filing >>
View A-1 Spreadsheet >>
View A-2 Corrected Spreadsheet >>
See Spreadsheets and NOP for Spreadsheet NOP information Spreadsheet Notice of Penalty See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information
12/30/2011 FERC NP12-9-000
View NOP >>
RFC Unidentified Registered Entity NCRXXXXX $60,000 RFC201000687 INT-006-2 1 Lower
RFC201000686 INT-003-2 1 Medium
RFC201000685 BAL-006-1.1 4 Lower
RFC201000684 BAL-005-0.1b 9 Lower
RFC201000285 BAL-005-0.1b 9 Lower
RFC200900298 CIP-004-1 4 Lower
12/30/2011 FERC NP12-8-000
View NOP >>
View Supplement >>
NCEA Sacramento Municipal Utility District NCR05368 $100,000 NCEA200900107 TOP-004-1 4 High
NCEA200900106 TOP-001-1 2 High
NCEA200900105 TOP-001-1 1 High
NCEA200900104 PRC-005-1 2 High
NCEA200900103 PER-002-0 1 High
NCEA200900102 COM-002-2 2 Medium
12/30/2011 FERC NP12-7-000
View NOP >>
RFC West Penn Power Company, Monongahela Power NCR02602 $40,000 RFC201000672 PRC-008-0 2 Medium
RFC201000677 PRC-007-0 1 Medium
12/30/2011 FERC NP12-6-000
View NOP >>
RFC Jersey Central Power & Light Company NCR00806 $37,000 RFC201000695 PRC-007-0 1 Medium
12/01/11 FERC IN11-6-000
View Order >>
WECC PacifiCorp NCR05304 $3,925,000
(Settlement)
None Assigned See Order IN11-6-000 See Order IN11-6-000 See Order IN11-6-000
11/30/11 FERC RC12-2-000
View Filing >>
View A-1 Spreadsheet >>
See Spreadsheet and Filing for Compliance Enforcement Mechanism information Compliance Enforcement Mechanism See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information
11/30/11 FERC NP12-5-000
View Filing >>
View Supplemental >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>
See Spreadsheets and NOP for Spreadsheet NOP information Spreadsheet Notice of Penalty See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information
11/30/2011 FERC NP12-4-000
View NOP >> View Order >>
WECC Unidentified Registered Entity NCRXXXXX $160,000 WECC201002093 CIP-003-1 R1. Lower
WECC201002105 CIP-007-1 R5. Medium
WECC201002104 CIP-007-1 R4. Medium
WECC201002103 CIP-007-1 R2. Medium
WECC201002073 CIP-006-1 R2. Medium
WECC201002101 CIP-005-1 R3. Medium
WECC201002099 CIP-005-1 R1. Medium
WECC201002098 CIP-004-1 R4. Medium
WECC201002097 CIP-004-1 R3. Medium
WECC201002100 CIP-005-1 R2. Medium
WECC201002094 CIP-003-1 R4. Medium
WECC201002092 CIP-002-1 R3. High
WECC201002091 CIP-002-1 R2. High
WECC201002090 CIP-002-1 R1. Lower
WECC201002102 CIP-005-1 R4. Medium
WECC201002096 CIP-004-1 R2. Lower
11/30/2011 FERC NP12-3-000
View NOP >> View Order >>
WECC Unidentified Registered Entity NCRXXXXX $125,000 WECC201002247 PRC-STD-001-1 WR1. N/A
WECC201002087 CIP-003-1 R5. Lower
WECC201002287 PRC-005-1 R2. High
WECC201002240 CIP-006-1 R1. Medium
WECC201002086 CIP-003-1 R4. Medium
10/31/11 FERC RC12-1-000
View Filing >>
View A-1 Spreadsheet >>
See Spreadsheet and Filing for Compliance Enforcement Mechanism information Compliance Enforcement Mechanism See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information
10/31/11 FERC NP12-2-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>
See Spreadsheets and NOP for Spreadsheet NOP information Spreadsheet Notice of Penalty See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information
10/31/2011 FERC NP12-1-000
View NOP >> View Order >>
RFC Unidentified Registered Entity 1, Unidentified Registered NCRXXXXX, NCRXXXXX, NCRXXXXX $275,000 RFC201000538 CIP-005-1 R5. Lower
RFC201000572 CIP-003-1 R4. Medium
RFC201000575 CIP-004-1 R4. Lower
RFC201000576 CIP-005-1 R1. Medium
RFC201000577 CIP-005-1 R2. Medium
RFC201000578 CIP-005-1 R3. Medium
RFC201000580 CIP-005-1 R5. Lower
RFC201000581 CIP-007-1 R1. Medium
RFC201000583 CIP-007-1 R3. Lower
RFC201000585 CIP-007-1 R5. Medium
RFC201000586 CIP-007-1 R6. Lower
RFC201000530 CIP-003-1 R4. Medium
RFC201000533 CIP-004-1 R4. Lower
RFC201000534 CIP-005-1 R1. Medium
RFC201000565 CIP-007-1 R6. Lower
RFC201000554 CIP-004-1 R4. Lower
RFC201000563 CIP-007-1 R4. Medium
RFC201000562 CIP-007-1 R3. Lower
RFC201000560 CIP-007-1 R1. Medium
RFC201000559 CIP-005-1 R5. Lower
RFC201000557 CIP-005-1 R3. Medium
RFC201000535 CIP-005-1 R2. Medium
RFC201000555 CIP-005-1 R1. Medium
RFC201000536 CIP-005-1 R3. Medium
RFC201000551 CIP-003-1 R4. Medium
RFC201000544 CIP-007-1 R6. Lower
RFC201000543 CIP-007-1 R5. Medium
RFC201000541 CIP-007-1 R3. Lower
RFC201000539 CIP-007-1 R1. Medium
RFC201000564 CIP-007-1 R5. Medium
RFC201000556 CIP-005-1 R2. Medium
9/30/11 FERC RC11-6-000
View Filing >>
View A-1 Spreadsheet >>
See Spreadsheet and Filing for Compliance Enforcement Mechanism information Compliance Enforcement Mechanism See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information See Spreadsheet and Filing for Compliance Enforcement Mechanism information
9/30/11 FERC NP11-270-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>
See Spreadsheets and NOP for Spreadsheet NOP information Spreadsheet Notice of Penalty See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information See Spreadsheets and NOP for Spreadsheet NOP information
9/30/2011 FERC NP11-269-000
View NOP >> View Order >>
WECC Unidentified Registered Entity NCRXXXXX $225,000 WECC201001966 CIP-004-1 2/2.3 Lower
WECC201002029 TPL-004-0 1 Medium
WECC201001965 CIP-003-1 1 Lower
WECC201001967 CIP-004-1 4 Lower
WECC201001964 CIP-007-1 1 Medium
WECC201002011 CIP-007-1 2 Medium
WECC201001902 TOP-004-2 1 High
WECC201002026 TPL-001-0.1 1 High
WECC201002027 TPL-002-0 1 High
WECC201002028 TPL-003-0 1 High
WECC201001947 BAL-004-0 3/3.1 Lower
9/30/2011 FERC NP11-268-000
View NOP >> View Order >>
TRE Electric Reliability Council of Texas, Inc. NCR04056 $384,000 TRE200900330 PER-004-1 3 High
TRE200900322 COM-002-2 1 High
TRE200800051 BAL-005-0 17 Medium
TRE200800055 EOP-002-2 1 High
TRE200800057 IRO-001-1 3 High
TRE200800056 EOP-002-2 4 High
TRE200800050 COM-002-2 2 Medium
TRE200900323 EOP-002-2 2 High
TRE200900326 IRO-002-1 4 High
TRE200900327 IRO-005-1 7 High
TRE200900331 TOP-002-2 1 Medium
TRE200900325 EOP-002-2 8 High
TRE200900329 PER-004-1 1 High
TRE200800052 CIP-001-1 1 Medium
TRE200900328 PER-002-0 1 High
9/30/2011 FERC NP11-267-000
View NOP >> View Order >>
RFC Metropolitan Edison Company NCR00821 $650,000 RFC201000455 FAC-003-1 2 High
8/31/11 FERC NP11-266-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>
See Spreadsheets and NOP for ACP information Administration Citation Notice of Penalty (ACP) See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information
8/31/2011 FERC NP11-265-000
View NOP >> View Order >>
SPP Cleco Corporation NCR01083 $27,000 (Settlement) SPP201000262 COM-001-1.1 5 Lower
SPP201000263 FAC-001-0 2 (2.1.4-2.1.11, 2.1.13-2.1.16) Medium
SPP201000264 FAC-001-0 3 Medium
SPP201000261 CIP-001-1 1 Medium
SPP201000265 FAC-003-1 1.2.1 High
SPP201000267 VAR-001-1 1 High
8/31/2011 FERC NP11-264-000
View NOP >> View Order >>
SPP Unidentified Registered Entity NCRXXXXX $8,000 (Settlement) SPP201000313 CIP-004-1 4 Lower
SPP201000315 CIP-008-1 1 Lower
SPP200900146 CIP-002-1 1 Lower
SPP201000314 CIP-007-1 5 Medium
SPP201000309 CIP-002-1 3 High
SPP201000312 CIP-004-1 3 Medium
SPP201000311 CIP-004-1 2 Medium
SPP201000310 CIP-003-1 1 Medium
SPP201000316 CIP-009-1 2 Lower
8/31/2011 FERC NP11-263-000
View NOP >> View Order >>
TRE Unidentified Registered Entity NCRXXXXX $11,000 (Settlement) TREXXXXXX079 CIP-004-1 3 Medium
TREXXXXXX080 CIP-004-1 4 Lower
TREXXXXXX067 CIP-007-1 1 Medium
TREXXXXXX320 CIP-002-1 3 High
TREXXXXXX321 CIP-004-1 2.2.4 Lower
8/31/2011 FERC NP11-262-000
View NOP >> View Order >>
SPP Unidentified Registered Entity NCRXXXXX $12,000 (Settlement) SPP201000273 CIP-003-1 1 Medium
SPP201000276 CIP-007-1 1 Medium
SPP201000269 CIP-002-1 1 Lower
SPP201000275 CIP-004-2 2 Lower
SPP201000270 CIP-002-1 3 Lower
8/31/2011 FERC NP11-261-000
View NOP >> View Order >>
RFC Unidentified Registered Entity NCRXXXXX $70,000 (Settlement) RFC200900279 CIP-002-1 3.1 Lower
RFC201000379 CIP-006-1 1 Medium
RFC201000650 CIP-004-1 3 Medium
RFC201000649 CIP-004-1 2.1 Medium
RFC201000371 CIP-006-1 2 Medium
RFC201000280 CIP-004-1 4.2 Medium
RFC201000615 CIP-007-1 6.3 Medium
RFC201000648 CIP-003-1 5 Lower
8/31/2011 FERC NP11-260-000
View NOP >> View Order >>
SPP Louisiana Energy and Power Authority NCR01116 $25,000 (Settlement) SPP200900074 EOP-003-1 8 High
SPP200900072 CIP-001-1 2 Medium
SPP200900071 CIP-001-1 1 Medium
SPP200900111 EOP-002-2.1 1 High
08/29/11 FERC IN11-7-000
View Order >>
WECC Grand River Dam Authority NCR01101 $350,000
(Settlement)
None Assigned See Order IN11-7-000 See Order IN11-7-000 See Order IN11-7-000
8/11/2011 FERC NP11-259-000
View NOP >> View Order >>
WECC Western Electricity Coordinating Council NCR10289 $100,000
(Settlement)
NCEA201000099 TOP-007-0 R4. High
NCEA201000100 IRO-005-1 R9. High
NCEA201000101 IRO-001-1 R3. High
NCEA201000098 COM-002-2 R2. Medium
8/11/2011 FERC NP11-258-000
View NOP >> View Order >>
TRE Iberdrola Renewables NCR10259 $7,000
(Settlement)
TRE201000129 PRC-005-1 1 High
TRE201000128 COM-002-2 1 High
TRE201000127 TOP-001-1 3 High
TRE201000126 IRO-001-1 8 High
8/11/2011 FERC NP11-257-000
View NOP >> View Order >>
TRE Optim Energy Marketing, LLC NCR10150 $8,000
(Settlement)
TRE201000106 VAR-002-1.1a 3 Medium
8/11/2011 FERC NP11-256-000
View NOP >> View Order >>
FRCC Progress Energy Florida NCR00063 $40,000
(Settlement)
FRCC200900286 TOP-005-1 1.1 Medium
FRCC200900256 PRC-005-1 2.1 High
FRCC200900285 PRC-005-1 2.1 High
FRCC200900288 VAR-001-1 6.1 Medium
8/11/2011 FERC NP11-255-000
View NOP >> View Order >>
TRE AES Deepwater Inc NCR04001 $7,000
(Settlement)
TRE200800068 PRC-005-1 1 High
8/11/2011 FERC NP11-254-000
View NOP >> View Order >>
MRO Rochester Public Utilities NCR01027 $0
(Settlement)
MRO201000140 EOP-001-0 5 Medium
MRO201000141 EOP-003-1 8 High
MRO201000144 EOP-008-0 1 High
MRO201000147 PRC-005-1 1 High
MRO201000148 PRC-005-1 2 High
MRO201000150 PRC-008-0 2 Medium
7/29/11 FERC NP11-253-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Errata NOP >>
View Errata A-1 Spreadsheet >>
View Order >>
See Spreadsheets and NOP for ACP information Administration Citation Notice of Penalty (ACP) See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information
7/28/2011 FERC NP11-252-000
View NOP >> View Order >>
WECC Arizona Electric Power Cooperative, Inc. NCR05015 $15,000
(Settlement)
WECC201002333 PRC-005-1 R2. High
7/28/2011 FERC NP11-251-000
View NOP >> View Order >>
WECC Unidentified Registered Entity NCRXXXXX $7,000
(Settlement)
WECC201002031 CIP-006-1 1.1 Medium
7/28/2011 FERC NP11-250-000
View NOP >> View Order >>
WECC Unidentified Registered Entity NCRXXXXX $12,600 WECC201002283 CIP-006-1 R1. Medium
WECC201002372 CIP-004-2 R2. Medium
7/28/2011 FERC NP11-249-000
View NOP >> View Order >>
WECC Unidentified Registered Entity NCRXXXXX $18,000
(Settlement)
WECC201002233 CIP-007-1 R4. Lower
WECC201002232 CIP-007-1 R2. Medium
WECC201002230 CIP-006-1 R1.1 Medium
WECC201002234 CIP-007-1 R5. Medium
7/28/2011 FERC NP11-248-000
View NOP >> View Order >>
WECC Unidentified Registered Entity NCRXXXXX $5,000 WECC200902055 CIP-007-1 R3.1 Lower
7/28/2011 FERC NP11-247-000
View NOP >> View Order >>
RFC Unidentified Registered Entity NCRXXXXX $15,000
(Settlement)
RFC201000332 CIP-006-1 5 Lower
RFC201000678 CIP-004-1 4 Lower
RFC201000378 CIP-005-1 2.6 Lower
RFC201000679 CIP-006-1 5 Lower
RFC201000680 CIP-006-1 3 Medium
7/28/2011 FERC NP11-246-000
View NOP >> View Order >>
RFC Scrubgrass Generating Company, LP NCR00912 $10,000
(Settlement)
RFC201000637 FAC-008-1 R1. Medium
RFC201000636 PRC-005-1 R1. High
7/28/2011 FERC NP11-245-000
View NOP >> View Order >>
RFC Exelon Generation Company, LLC NCR00779 $10,000
(Settlement)
RFC201000235 VAR-002-1.1b 3 Medium
7/28/2011 FERC NP11-244-000
View NOP >> View Order >>
RFC NextEra Energy Resources, LLC NCR00224 $60,000
(Settlement)
RFC201000613 PRC-005-1 2.1 High
RFC201000383 PRC-001-1 3.1 High
RFC201000738 PRC-005-1 1.1 High
7/28/2011 FERC NP11-243-000
View NOP >> View Order >>
RFC Unidentified Registered Entity NCRXXXXX $20,000
(Settlement)
RFC201000382 CIP-004-2 4 Lower
RFC201000381 CIP-004-2 3 Medium
RFC201000380 CIP-004-2 2.1 Medium
7/28/2011 FERC NP11-242-000
View NOP >> View Order >>
WECC Panoche Energy Center, LLC NCR10347 $15,000
(Settlement)
WECC201002292 PRC-005-1 R1. High
WECC201002293 PRC-005-1 R2. High
7/28/2011 FERC NP11-241-000
View NOP >> View Order >>
NPCC Dynegy Inc. NCR00200 $50,000
(Settlement)
NPCC201000127 VAR-002-1.1a 1 Medium
NPCC200900093 CIP-001-1 2 Medium
NPCC201000128 VAR-002-1.1a 3 Medium
NPCC200900117 IRO-004-1 4 High
7/28/2011 FERC NP11-240-000
View NOP >> View Order >>
WECC Public Service Company of New Mexico NCR05333 $13,900 WECC201102366 PRC-005-1 R2. High
7/28/2011 FERC NP11-239-000
View NOP >> View Order >>
WECC Public Utility District No. 1 of Snohomish NCR05335 $20,000
(Settlement)
WECC201002078 PRC-008-0 R1. Medium
WECC201002107 PRC-008-0 R2. Medium
7/28/2011 FERC NP11-238-000
View NOP >> View Order >> View Supplemental Filing >>
SPP Southwestern Power Administration NCR01144 $19,500 SPP200900097 CIP-004-1 2 Medium
SPP200900098 CIP-004-1 3 Lower
SPP200900099 CIP-004-1 4 Lower
SPP200900161 CIP-007-1 1 Medium
7/28/2011 FERC NP11-237-000
View NOP >> View Order >>
RFC Unidentified Registered Entity NCRXXXXX $180,000
(Settlement)
RFC201100726 CIP-004-2 R2. Medium
RFC201000594 CIP-004-2 R2.1 Medium
RFC201000661 CIP-007-2 R5.2.3 Medium
RFC201000596 CIP-005-1 R1. Medium
RFC201000425 CIP-007-1 6 Lower
RFC201000228 CIP-006-1 1.1 Medium
RFC201100729 CIP-004-2 R2. Medium
RFC201100732 CIP-004-3 R3. Medium
RFC201000604 CIP-007-2a R1. Medium
RFC201000599 CIP-007-1 R3.1 Lower
RFC201000595 CIP-004-1 R4.2 Medium
RFC201000603 CIP-006-2 R1. Medium
RFC201000597 CIP-006-2 R1. Medium
RFC201000424 CIP-007-1 6 Lower
RFC201000602 CIP-005-1 R1. Medium
RFC201100728 CIP-004-2 R4. Medium
RFC201000601 CIP-004-1 R4.2 Medium
RFC201000598 CIP-007-2a R1. Medium
RFC201000229 CIP-005-1 2 Medium
RFC201100727 CIP-004-2 R3. Medium
RFC201100730 CIP-004-2 R3. Medium
RFC201000231 CIP-006-1 1.1 Medium
RFC201100731 CIP-004-2 R4. Medium
RFC201000230 CIP-005-1 3 Medium
RFC201000226 CIP-005-1 2 Medium
RFC201000605 CIP-007-1 R3.1 Lower
RFC201000227 CIP-005-1 3 Medium
RFC201000600 CIP-004-2 R2.1 Medium
7/28/2011 FERC NP11-236-000
View NOP >> View Order >>
TRE Scurry County Wind LP NCR10027 $45,000
(Settlement)
TRE200900072 IRO-001-1 8 High
TRE200900073 TOP-001-1 3 High
7/28/2011 FERC NP11-235-000
View NOP >> View Order >>
RFC New Covert Generating Company, LLC [GO] NCR10295 $12,500
(Settlement)
RFC201000739 PRC-005-1 R1. High
7/28/2011 FERC NP11-234-000
View NOP >> View Order >>
WECC Unidentified Registered Entity NCRXXXXX $35,000
(Settlement)
WECC201002083 CIP-005-1 R1. Medium
WECC201002077 CIP-007-1 R3. Lower
WECC201002085 CIP-005-1 R3. Medium
7/28/2011 FERC NP11-233-000
View NOP >> View Order >>
WECC Unidentified Registered Entity NCRXXXXX $70,000
(Settlement)
WECC201002282 CIP-007-1 R8. Medium
WECC201002048 BAL-004-WECC-01 4 Lower
WECC201002106 CIP-006-1 R3. Medium
WECC201002155 CIP-007-1 R1. Medium
7/28/2011 FERC NP11-232-000
View NOP >> View Order >>
RFC The Detroit Edison Company NCR00753 $5,000
(Settlement)
RFC201000663 PRC-005-1 R2. High
7/28/2011 FERC NP11-231-000
View NOP >> View Order >>
WECC Ripon Cogeneration LLC NCR05363 $12,500
(Settlement)
WECC201001833 PRC-005-1 2.1 High
7/28/2011 FERC NP11-230-000
View NOP >> View Order >>
RFC Unidentified Registered Entity NCRXXXXX $18,000
(Settlement)
RFC201000274 CIP-006-1 1.1 Medium
RFC201000277 CIP-007-1 5.2.1 Medium
RFC201000273 CIP-005-1 2.4 Medium
RFC201000278 CIP-007-1 5.2.3 Medium
7/28/2011 FERC NP11-229-000
View NOP >> View Order >>
WECC Unidentified Registered Entity NCRXXXXX $75,000
(Settlement)
WECC201001844 CIP-002-1 3 High
WECC200901818 CIP-007-1 1 Medium
WECC201001847 CIP-003-1 3 Lower
WECC201001874 CIP-009-1 1 Medium
WECC201001846 CIP-003-1 2 Medium
WECC201001845 CIP-003-1 1 Medium
WECC201001843 CIP-002-1 1 Medium
07/07/11 FERC IN11-1-000
View Order >>
WECC Pacific Northwest Security Coordintor NCR10289 $350,000
(Settlement)
None Assigned See Order IN11-1-000 See Order IN11-1-000 See Order IN11-1-000
6/30/11 FERC NP11-228-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Order >>
See Spreadsheets and NOP for ACP information Administration Citation Notice of Penalty (ACP) See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information
6/29/2011 FERC NP11-227-000
View NOP >>
View Order >>
WECC Springfield Utility Board NCR05405 $9,000
(Settlement)
WECC201001912 PRC-005-1 2.1 High
6/29/2011 FERC NP11-226-000
View NOP >>
View Order >>
RFC Unidentified Registered Entity NCRXXXXX $85,000
(Settlement)
RFC201000659 CIP-006-2 R5. Medium
RFC201000240 CIP-004-1 4.2 Medium
RFC201000683 CIP-006-3c R6. Lower
RFC201000682 CIP-006-3c R5. Medium
RFC201000660 CIP-006-2 R6. Lower
RFC201000658 CIP-006-2 R4. Medium
RFC201000435 CIP-007-1 6 Lower
RFC201000432 CIP-006-1 1.8 Lower
RFC201000295 CIP-006-1 3 Medium
RFC201000241 CIP-006-1 1.2 Medium
RFC201000234 CIP-004-1 4.2 Medium
RFC201000681 CIP-006-3c R4. Medium
6/29/2011 FERC NP11-225-000
View NOP >>
View Order >>
RFC Unidentified Registered Entity NCRXXXXX $10,000
(Settlement)
RFC201000303 CIP-007-1 6 Lower
RFC201000385 CIP-002-1 2 High
RFC201000386 CIP-003-1 1 Medium
6/29/2011 FERC NP11-224-000
View NOP >>
View Order >>
RFC Alcoa Power Generating Inc. NCR00667 $7,000
(Settlement)
RFC201000342 PRC-005-1 2 High
RFC201000341 PRC-005-1 1 High
RFC201000340 FAC-008-1 1 Lower
6/29/2011 FERC NP11-223-000
View NOP >>
View Order >>
SPP Unidentified Registered Entity NCRXXXXX $30,000
(Settlement)
SPP200700001 FAC-003-1 2 High
SPP200900149 CIP-003-1 1 Lower
SPP200800062 FAC-008-1 1 Medium
6/29/2011 FERC NP11-222-000
View NOP >>
View Order >>
TRE Luminant Energy Company, LLC NCR10133 $107,000
(Settlement)
TRE201000121 IRO-001-1.1 R8. High
TRE201000122 TOP-001-1 R3. High
TRE201000114 VAR-002-1.1a R3. Medium
TRE201100204 VAR-002-1.1a R3. Medium
6/29/2011 FERC NP11-221-000
View NOP >>
View Order >>
WECC Columbia Rural Electric Assoc. NCR05110 $2,750
(Settlement)
WECC201002014 PRC-005-1 1 High
6/29/2011 FERC NP11-220-000
View NOP >>
View Order >>
RFC Elwood Energy, LLC, Kincaid Generation, LLC, State Line NCR00771, NCR00811, NCR00920, $15,000
(Settlement)
RFC201000655 PRC-005-1 R1. High
RFC201100749 PRC-005-1 R1. High
RFC201100748 PRC-005-1 R1. High
RFC201100750 PRC-005-1 R1. High
RFC201000622 PRC-005-1 R2. High
RFC201000623 PRC-005-1 R2. High
6/29/2011 FERC NP11-219-000
View NOP >>
View Order >>
RFC City of Batavia Municipal Electric Utility NCR00711 $10,000
(Settlement)
RFC200900223 CIP-001-1 1 Medium
RFC200900225 PRC-005-1 2.1 High
RFC200900224 PRC-005-1 1 High
6/29/2011 FERC NP11-218-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $130,000
(Settlement)
WECC200901868 CIP-006-1 4 Lower
WECC200901499 CIP-001-1 2 Medium
WECC200901521 EOP-005-1 4 Medium
WECC200901500 CIP-001-1 3 Medium
WECC200901497 COM-001-1 3 Lower
WECC200901490 CIP-007-1 1 Lower
WECC200901867 CIP-006-1 2 Medium
WECC200901519 EOP-001-0 1 High
WECC201001811 PRC-STD-005-1 WR1 N/A
WECC200901676 EOP-001-0 6 Medium
WECC201001820 VAR-STD-002b-1 WR1 N/A
WECC200901597 CIP-003-1 4 Lower
WECC200901496 COM-001-1 2 Medium
WECC200901821 INT-001-3 1 Lower
WECC200901555 CIP-004-1 4 Medium
WECC200901452 PRC-005-1 2.1 High
WECC200901489 CIP-004-1 3 Lower
WECC200901722 CIP-004-1 3 Lower
WECC200901596 CIP-003-1 1 Lower
WECC200901595 CIP-002-1 3 High
WECC200801274 PRC-STD-005-1 WR1 N/A
WECC200801211 FAC-013-1 2 Medium
WECC200901498 CIP-001-1 1 Medium
WECC200901594 CIP-002-1 2 High
WECC200901675 VAR-001-1 4 Medium
WECC200901520 EOP-005-1 2 Medium
WECC200901674 VAR-001-1 3 Lower
6/29/2011 FERC NP11-217-000
View NOP >>
View Order >>
RFC High Trail Wind Farm LLC -and- Old Trail Wind Farm, NCR08054/NCR10135 $7,500
(Settlement)
RFC201100756 PRC-005-1 R1. High
RFC201000406 PRC-005-1 1 High
6/29/2011 FERC NP11-216-000
View NOP >>
View Order >>
WECC Merced Irrigation District NCR05234 $6,000
(Settlement)
WECC201001869 EOP-004-1 3 Lower
6/29/2011 FERC NP11-215-000
View NOP >>
View Order >>
WECC Boise-Kuna Irrigation District NCR00086 $7,500
(Settlement)
WECC201002045 PRC-005-1 2.1 High
6/29/2011 FERC NP11-214-000
View NOP >>
View Order >>
RFC T.E.S. Filer City Station Limited Partnership NCR00925 $25,000
(Settlement)
RFC201000430 PRC-005-1 1 High
RFC201000431 PRC-005-1 2 High
RFC201000429 FAC-009-1 1 Medium
RFC201000368 VAR-002-1 3 Medium
RFC201000428 FAC-008-1 1 Medium
6/29/2011 FERC NP11-213-000
View NOP >>
View Supplemental >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $143,500
(Settlement)
WECC201001856 CIP-003-1 1 Medium
WECC200901775 CIP-007-1 6 Lower
WECC200901773 CIP-007-1 5 Lower
WECC201001857 CIP-004-1 2 Medium
WECC201001858 CIP-004-1 3 Medium
WECC201001859 CIP-004-1 4 Lower
WECC201001860 CIP-007-1 1 Medium
WECC201001862 CIP-009-1 2 Lower
WECC200901774 CIP-005-1 3 Medium
WECC201001861 CIP-009-1 1 Medium
6/29/2011 FERC NP11-212-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $381,600 WECC200902081 CIP-007-1 R8. Medium
WECC200902079 CIP-004-1 R3. Medium
WECC201002082 CIP-005-1 R2. Medium
WECC201002088 CIP-005-1 R3. Medium
WECC201002080 CIP-007-1 R2. Medium
WECC201002288 CIP-004-1 R2. Lower
6/29/2011 FERC NP11-211-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $14,000
(Settlement)
WECC200901641 CIP-001-1 2 Medium
WECC200901673 CIP-004-1 4 Lower
WECC200901671 CIP-002-1 1 Lower
WECC200901672 CIP-003-1 1 Lower
6/29/2011 FERC NP11-210-000
View NOP >>
View Order >>
RFC Indianapolis Power & Light Company NCR00798 $70,000
(Settlement)
RFC201000319 TPL-003-0 1 High
RFC201000318 TOP-002-2 11 Medium
RFC201000317 TOP-002-2 6 Medium
RFC201000313 PER-002-0 2 High
RFC201000316 PRC-001-1 1 High
RFC201000315 PER-002-0 4 High
RFC201000314 PER-002-0 3 High
RFC201000312 PER-002-0 1 High
RFC201000311 FAC-008-1 1 Medium
RFC201000310 FAC-003-1 1 High
RFC201000309 FAC-001-0 2 Medium
6/29/2011 FERC NP11-209-000
View NOP >>
View Order >>
WECC Blachly-Lane Electric Coop/PNGC NCR05028 $0
(Settlement)
WECC201001910 PRC-008-0 1 Medium
WECC201001911 PRC-008-0 2 Medium
6/29/2011 FERC NP11-208-000
View NOP >>
View Order >>
WECC Black Hills/Colorado Electric Utility Company, NCR00089 $8,000
(Settlement)
WECC200901691 PRC-005-1 2.1 High
6/29/2011 FERC NP11-207-000
View NOP >>
View Order >>
RFC Troy Energy, LLC NCR00337 $8,000
(Settlement)
RFC200900282 PRC-005-1 2 High
6/29/2011 FERC NP11-206-000
View NOP >>
View Supplemental >>
View Order >>
NPCC Unidentified Registered Entity NCRXXXXX $80,000
(Settlement)
NPCC200900115 CIP-004-1 4 Medium
NPCC201000147 CIP-004-1 2 Medium
NPCC200900105 CIP-006-1 2 Medium
NPCC201000149 CIP-004-1 4 Lower
NPCC201000150 CIP-004-1 4 Medium
NPCC201000152 CIP-006-1 2 Medium
NPCC200900096 CIP-006-1 2 Medium
NPCC200900088 CIP-004-1 4 Medium
NPCC200900089 CIP-004-1 4 Medium
NPCC200900103 CIP-004-1 4 Medium
NPCC200900104 CIP-006-1 2 Medium
NPCC201000181 CIP-004-2 4 Medium
NPCC201000146 CIP-004-1 4 Lower
NPCC200900114 CIP-006-1 2 Medium
NPCC201000156 CIP-006-2 2 Medium
NPCC201000151 CIP-004-1 4 Medium
NPCC200900091 CIP-004-1 4 Medium
NPCC201000182 CIP-004-2 4 Medium
NPCC200900090 CIP-004-1 4 Medium
NPCC201000148 CIP-004-1 3 Medium
NPCC200900092 CIP-006-1 2 Medium
6/29/2011 FERC NP11-205-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $22,000
(Settlement)
WECC201001916 CIP-003-1 1 Lower
WECC201001913 CIP-002-1 1 Lower
WECC201001914 CIP-004-1 4 Lower
WECC201001882 MOD-010-0 2 Medium
6/29/2011 FERC NP11-204-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $37,500
(Settlement)
WECC200901690 CIP-005-1 2 Medium
WECC200901666 CIP-003-1 3 Lower
WECC200901753 CIP-006-1 1 Medium
WECC200901700 CIP-007-1 5 Lower
6/29/2011 FERC NP11-203-000
View NOP >>
View Order >>
WECC City of Loveland, Colorado NCR05087 $3,000
(Settlement)
WECC200901755 PRC-008-0 2 Medium
6/29/2011 FERC NP11-202-000
View NOP >>
View Order >>
WECC High Desert Power Project, LLC NCR05184 $9,000
(Settlement)
WECC201001875 VAR-002-1 1 Medium
6/29/2011 FERC NP11-201-000
View NOP >>
View Order >>
WECC Lane Electric Cooperative, Inc./PNGC NCR05212 $0
(Settlement)
WECC201001909 PRC-008-0 2 Medium
WECC201001908 PRC-008-0 1 Medium
6/29/2011 FERC NP11-200-000
View NOP >>
View Order >>
WECC Idaho Power Company NCR05191 $10,000 WECC201001834 FAC-013-1 2 Medium
5/26/11 FERC NP11-199-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Order >>
See Spreadsheets and NOP for ACP information Administration Citation Notice of Penalty (ACP) See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information
5/26/2011 FERC NP11-198-000
View NOP >>
View Order >>
SPP Unidentified Registered Entity NCRXXXXX $17,860 SPP200900181 CIP-007-1 1 Medium
SPP200900168 PRC-005-1 2.1 Medium
SPP200900169 FAC-008-1 1 Medium
SPP200900170 FAC-009-1 1 Medium
SPP201000253 BAL-003-0.1b 2 Medium
SPP200900178 CIP-003-1 1 Medium
SPP200900180 CIP-004-1 4.2 High
5/26/2011 FERC NP11-197-000
View NOP >>
View Order >>
WECC Gila River Power, LP - GO/GOP/PSE NCR05170 $20,000 WECC201001907 PRC-005-1 2.1 High
5/26/2011 FERC NP11-196-000
View NOP >>
View Order >>
RFC Cordova Energy Company, LLC NCR00742 $20,000 RFC201000627 PRC-005-1 R1. High
5/26/2011 FERC NP11-195-000
View NOP >>
View Order >>
WECC Provo City Corporation NCR05332 $18,000 WECC201001865 PRC-005-1 1 High
WECC201001866 PRC-005-1 2.1 High
5/26/2011 FERC NP11-194-000
View NOP >>
View Order >>
WECC Edison Mission Marketing & Trading, Inc. NCR00769 $10,000 WECC201002051 PRC-005-1 2.1 High
5/26/2011 FERC NP11-193-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $60,000 WECC201002049 PRC-005-1 2.1 High
WECC201001968 CIP-007-1 1 Medium
WECC201001974 COM-002-2 2 Medium
WECC201002010 CIP-003-1 1 Lower
WECC201001948 CIP-004-1 3 Medium
5/26/2011 FERC NP11-192-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $12,200 WECC201002152 CIP-006-2 R1. Medium
WECC201002236 CIP-005-1 R1. Medium
WECC201002154 CIP-004-1 R4. Medium
5/26/2011 FERC NP11-191-000
View NOP >>
View Order >>
RFC UGI Utilities, Inc. NCR00935 $20,000 RFC201000628 PRC-005-1 R2. High
RFC201000344 PRC-005-1 1 High
5/26/2011 FERC NP11-190-000
View NOP >>
View Order >>
RFC Hoosier Energy REC, Inc. NCR00794 $80,000 RFC200900205 FAC-008-1 1 Lower
RFC200900201 EOP-001-0 5 Medium
RFC200900177 PRC-005-1 2.1 High
RFC200900179 CIP-001-1 1 Medium
RFC200900199 EOP-001-0 3 Medium
RFC200900200 EOP-001-0 4 Medium
RFC200900202 EOP-001-0 6 Medium
RFC200900204 FAC-003-1 2 High
RFC200900207 VAR-001-1 1 High
RFC200900203 FAC-003-1 1 High
5/26/2011 FERC NP11-189-000
View NOP >>
View Order >>
FRCC Unidentified Registered Entity NCRXXXXX $17,000 FRCC200900277 CIP-005-1 1.4 Lower
FRCC201000384 CIP-005-1 1 Lower
FRCC200900278 CIP-004-1 2.1 Medium
FRCC200900217 CIP-004-1 3 Medium
FRCC201000383 CIP-004-2 3 Medium
5/26/2011 FERC NP11-188-000
View NOP >>
View Order >>
SPP Unidentified Registered Entity NCRXXXXX $16,860 SPP200900164 FAC-009-1 1 Medium
SPP200900086 CIP-004-1 4 Medium
SPP200900162 PRC-005-1 2.1 High
SPP201000260 BAL-003-0.1b 2 Medium
SPP200900166 CIP-004-1 3.2 Lower
SPP200900165 CIP-003-1 1 Medium
SPP200900163 FAC-008-1 1 Medium
5/26/2011 FERC NP11-187-000
View NOP >>
View Order >>
RFC Edison Mission Marketing & Trading, Inc. NCR00769 $10,000 RFC201000443 PRC-005-1 2.1 High
5/26/2011 FERC NP11-186-000
View NOP >>
View Order >>
RFC Allegheny Energy Supply Company, L.L.C. [GO, NCR02600 $20,000 RFC200900181 PRC-005-1 2 High
RFC201000434 PRC-005-1 2.1 High
5/26/2011 FERC NP11-185-000
View NOP >>
View Order >>
TRE Brazos Wind, LP NCR10210 $22,000 TRE201000092 PRC-005-1 1 High
TRE201000093 PRC-005-1 2 High
5/26/2011 FERC NP11-184-000
View NOP >>
View Data Request >>
View Response >> View Order >>
RFC Unidentified Registered Entity NCRXXXXX $70,000 RFC201000364 CIP-009-1 4 Lower
RFC201000363 CIP-009-1 3 Lower
RFC201000348 CIP-005-1 1 Medium
RFC200900209 CIP-003-1 1 Medium
RFC201000347 CIP-003-1 6 Lower
RFC201000346 CIP-003-1 5 Lower
RFC201000345 CIP-003-1 4 Medium
RFC200900215 CIP-009-1 1 Medium
RFC200900214 CIP-008-1 1 Lower
RFC200900213 CIP-007-1 1 Medium
RFC200900212 CIP-004-1 4 Lower
RFC200900210 CIP-004-1 2 Medium
RFC201000352 CIP-005-1 5 Lower
RFC201000357 CIP-007-1 5 Lower
RFC200900208 CIP-002-1 1 Medium
RFC201000350 CIP-005-1 3 Medium
RFC201000360 CIP-007-1 9 Lower
RFC201000370 CIP-007-1 6 Lower
RFC201000353 CIP-006-1 1 Medium
RFC201000354 CIP-006-1 3 Medium
RFC201000356 CIP-007-1 3 Lower
RFC201000369 CIP-007-1 4 Medium
RFC201000349 CIP-005-1 2 Medium
RFC200900211 CIP-004-1 3 Medium
RFC201000358 CIP-007-1 7 Lower
RFC201000355 CIP-007-1 2 Medium
5/26/2011 FERC NP11-183-000
View NOP >>
View Order >>
NPCC CPI (CP) LLC --- CURTIS PALMER HYDROELECTRIC NCR07076 $15,000 NPCC200900075 CIP-001-1 3 Medium
NPCC200900077 FAC-008-1 1 Medium
NPCC200900073 CIP-001-1 1 Medium
NPCC200900074 CIP-001-1 2 Medium
NPCC200900076 CIP-001-1 4 Medium
NPCC200900078 FAC-009-1 1 Medium
NPCC200900079 PRC-005-1 1 High
5/26/2011 FERC NP11-182-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $59,000 WECC201001831 CIP-009-1 1 Medium
WECC200901829 CIP-004-1 3 Medium
WECC201001830 CIP-008-1 1 Lower
WECC200901836 CIP-004-1 4 Lower
WECC200901828 CIP-004-1 2 Medium
WECC201001832 CIP-009-1 2 Lower
4/29/11 FERC NP11-181-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Errata >>
View Errata A-1 Spreadsheet >>
View Order >>
See Spreadsheets and NOP for ACP information Administration Citation Notice of Penalty (ACP) See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information
4/29/11 FERC NP11-180-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $71,500
(Settlement)
WECC200901707 CIP-004-1 2 Lower
WECC200801177 CIP-004-1 3 Lower
WECC200901810 IRO-005-1 13 N/A
WECC200901787 IRO-STD-006-0 WR1 N/A
WECC200901809 PER-002-0 4 High
WECC200801162 TPL-004-0 1 Medium
WECC200901786 BAL-004-0 3 Medium
WECC200801492 BAL-002-0 4 Medium
WECC200901420 TOP-008-1 2 High
4/29/11 FERC NP11-179-000
View NOP >>
View Order >>
MRO Unidentified Registered Entity NCRXXXXX $10,000
(Settlement)
MRO200900136 CIP-007-1 1 Medium
4/29/11 FERC NP11-178-000
View NOP >
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $35,000
(Settlement)
WECC200901399 COM-002-2 2 Medium
WECC200901741 CIP-002-1 1 Medium
4/29/11 FERC NP11-177-000
View NOP >>
View Order >>
RFC Baltimore Gas and Electric Company NCR00689 $0
(Settlement)
RFC201000392 FAC-009-1 1 Medium
4/29/2011 FERC NP11-176-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $80,000
(Settlement)
WECC200901769 IRO-005-2 13 N/A
WECC200901752 TOP-004-2 1 High
WECC200901784 BAL-004-WECC-01 1 Lower
WECC200901556 CIP-004-1 2 Medium
WECC200901764 CIP-004-1 3 Medium
WECC200901651 CIP-004-1 4 Medium
WECC200901638 PRC-005-1 2.1 High
4/29/2011 FERC NP11-175-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $32,000
(Settlement)
WECC200801266 TPL-003-0 2 Medium
WECC200901507 VAR-STD-002b-1 WR1 N/A
WECC200801265 TPL-003-0 1 High
WECC200901739 CIP-006-1 1 Lower
WECC200901401 CIP-004-1 3 Lower
WECC200901400 CIP-004-1 2 Medium
4/29/2011 FERC NP11-174-000
View NOP >>
View Order >>
RFC Unidentified Registered Entity NCRXXXXX $15,000
(Settlement)
RFC201000308 CIP-004-1 4 Lower
RFC200900232 CIP-006-1 1.8 Lower
RFC201000307 CIP-004-1 2 Lower
4/29/2011 FERC NP11-173-000
View NOP >>
View Order >>
RFC Safe Harbor Water Power Corporation NCR00911 $30,000
(Settlement)
RFC201000626 PRC-005-1 R1. High
RFC201000625 FAC-008-1 R1. Medium
RFC201000302 PRC-005-1 2 High
4/29/2011 FERC NP11-172-000
View NOP >>
View Order >>
NPCC Braintree Electric Light Department NCR07022 $15,000
(Settlement)
NPCC201000193 VAR-002-1.1a R3. Medium
NPCC201000192 VAR-002-1.1a R1. Medium
4/29/2011 FERC NP11-171-000
View NOP >>
View Order >>
RFC Duke Energy Corporation NCR00761 $60,000
(Settlement)
RFC200900118 VAR-002-1 1 Medium
RFC201000410 VAR-002-1 3 Medium
RFC200900218 VAR-002-1 1 Medium
4/29/2011 FERC NP11-170-000
View NOP >>
View Order >>
WECC Grays Harbor Energy LLC NCR02551 $16,500
(Settlement)
WECC201002062 PRC-005-1 R1. High
WECC201002074 TOP-003-0 R1. Medium
4/29/2011 FERC NP11-169-000
View NOP >>
View Order >>
SERC Alabama Power Company NCR01166 $12,500
(Settlement)
SERC200900301 PRC-005-1 2 High
SERC200900282 PRC-005-1 2.1 High
SERC200900258 PRC-005-1 2 High
4/29/2011 FERC NP11-168-000
View NOP >>
View Order >>
RFC American Municipal Power Inc. NCR00683 $25,000
(Settlement)
RFC201000238 PRC-005-1 2 High
RFC201000651 FAC-008-1 R1. Medium
RFC201000652 FAC-009-1 R1. Medium
4/29/2011 FERC NP11-167-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $89,000
(Settlement)
WECC200901855 CIP-008-1 1 Lower
WECC200901734 CIP-007-1 4 Medium
WECC200901736 CIP-007-1 6 Medium
WECC200901737 CIP-007-1 7 Lower
WECC200901733 CIP-007-1 3 Lower
WECC200901730 CIP-005-1 4 Medium
WECC200901864 CIP-009-1 5 Lower
WECC200901731 CIP-007-1 1 Medium
WECC200901732 CIP-007-1 2 Medium
WECC200901851 CIP-009-1 2 Lower
WECC200901735 CIP-007-1 5 Lower
WECC200901729 CIP-004-1 4 Lower
WECC200901738 CIP-007-1 8 Medium
4/29/2011 FERC NP11-166-000
View NOP >>
View Order >>
SPP, TRE Unidentified Registered Entity NCRXXXXX $50,000
(Settlement)
SPP200900142 FAC-009-1 1 Medium
SPP200900089 PRC-005-1 2 High
SPP200900140 FAC-003-1 1 High
SPP200900109 CIP-006-1 1.8 Medium
SPP200900144 CIP-008-1 1.6 Lower
SPP200900088 PRC-005-1 1.2 High
SPP200900138 CIP-003-1 1.1 Lower
SPP200900141 FAC-008-1 1 Lower
SPP200900143 CIP-007-1 1 Medium
SPP200900108 CIP-005-1 2 Medium
TRE200900087 FAC-003-1 1 High
SPP200900087 PRC-005-1 1.1 High
SPP201000340 CIP-005-2 1 Medium
SPP200900139 CIP-004-1 2.2.2 Lower
4/29/2011 FERC NP11-165-000
View NOP >>
View Order >>
RFC Indianapolis Power & Light Company NCR00798 $30,000
(Settlement)
RFC201000283 PRC-005-1 1 High
RFC201000284 PRC-005-1 2.1 High
RFC200900217 VAR-002-1 3.1 Medium
RFC201000664 VAR-002-1.1a R1. Medium
4/29/2011 FERC NP11-164-000
View NOP >>
View Order >>
RFC American Electric Power Service Corporation as agent for… Indiana Michigan NCR00682 $35,000
(Settlement)
RFC200900261 PRC-016-0 3 Lower
RFC200900259 PRC-015-0 2 Medium
RFC200900258 PRC-015-0 1 Medium
RFC200900262 PRC-017-0 1 High
RFC200900182 PRC-005-1 2.1 High
RFC200900260 PRC-016-0 1 Medium
4/29/2011 FERC NP11-163-000
View NOP >>
View Order >>
WECC PacifiCorp NCR05304 $35,000
(Settlement)
WECC200901879 TOP-004-2 4 High
WECC200901878 TOP-004-2 1 High
3/31/2011 FERC NP11-162-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Errata >>
View A-1 Spreadsheet Errata>>
View Order >>
See Spreadsheets and NOP for ACP information Administration Citation Notice of Penalty (ACP) See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information
3/30/2011 FERC NP11-161-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $35,000
(Settlement)
WECC200801185 CIP-008-1 1 Lower
WECC200801706 CIP-007-1 1 Lower
WECC200901423 CIP-004-1 3 Medium
WECC200901259 CIP-001-1 1 Medium
WECC200901491 CIP-007-1 5 Lower
WECC200901644 CIP-006-1 1 Lower
WECC200901260 CIP-001-1 2 Medium
WECC200901625 CIP-004-1 2 Lower
3/30/2011 FERC NP11-160-000
View NOP >>
View Order >>
NPCC Dartmouth Power Associates, LP NCR02922 $35,000
(Settlement)
NPCC200900109 TOP-003-0 1 Medium
NPCC200900108 TOP-002-2 14 Medium
3/30/2011 FERC NP11-159-000
View NOP >>
View Order >>
WECC Nextera Energy Resources, LLC NCR05163 $60,000
(Settlement)
WECC200901639 PRC-005-1 2.1 High
WECC200901723 FAC-001-0 1 Medium
WECC200901725 FAC-001-0 3 Medium
WECC200901724 FAC-001-0 2 Medium
3/30/2011 FERC NP11-158-000
View NOP >>
View Order >>
RFC PSEG Fossil LLC NCR00893 $15,000
(Settlement)
RFC201000390 VAR-002-1 1 Medium
3/30/2011 FERC NP11-157-000
View NOP >>
View Order >>
SERC Unidentified Registered Entity NCRXXXXX $7,000
(Settlement)
SERC200900337 CIP-004-1 2.3 Lower
SERC200900338 CIP-004-1 3 Lower
3/30/2011 FERC NP11-156-000
View NOP >>
View Order >>
SERC Unidentified Registered Entity NCRXXXXX $12,500
(Settlement)
SERC200900350 CIP-006-1 4 Lower
SERC200900348 CIP-006-1 2 Medium
SERC200900349 CIP-006-1 3 Medium
3/30/2011 FERC NP11-155-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $2,000
(Settlement)
WECC200901705 CIP-003-1 2 Lower
3/30/2011 FERC NP11-154-000
View NOP >>
View Order >>
WECC California Department of Water Resources NCR05047 $11,900 WECC201002044 PRC-005-1 2.1 High
3/30/2011 FERC NP11-153-000
View NOP >>
View Order >>
RFC Exelon Generation Company, LLC - Exelon NCR00778 $25,000
(Settlement)
RFC201000321 VAR-002-1 2 Medium
3/30/2011 FERC NP11-152-000
View NOP >>
View Order >>
MRO Calpine Energy Services NCR00007 $4,000
(Settlement)
MRO201000191 VAR-002-1 1 Medium
3/30/2011 FERC NP11-151-000
View NOP >>
View Order >>
WECC Public Utility District No. 2 of Grant County, NCR05342 $25,100 WECC201002063 PRC-023-1 R1. High
3/30/2011 FERC NP11-150-000
View NOP >>
View Order >>
MRO Unidentified Registered Entity NCRXXXXX $0 MRO201000157 CIP-006-1 1 Lower
3/30/2011 FERC NP11-149-000
View NOP >>
View Order >>
RFC Unidentified Registered Entity NCRXXXXX $20,000
(Settlement)
RFC200900184 CIP-006-1 4 Medium
RFC200900183 CIP-006-1 1.6 Medium
3/30/2011 FERC NP11-148-000
View NOP >>
View Order >>
WECC Imperial Irrigation District NCR05195 $23,223 WECC201002053 PRC-005-1 2.1 High
WECC201001815 PRC-STD-005-1 WR1 N/A
3/30/2011 FERC NP11-147-000
View NOP >>
View Order >>
WECC Public Utility District No. 1 of Snohomish NCR05335 $31,000 WECC201001876 PRC-005-1 2.1 High
WECC201002021 PRC-005-1 2.1 High
3/30/2011 FERC NP11-146-000
View NOP >>
View Order >>
RFC Unidentified Registered Entities NCRXXXXX, NCRXXXXX, NCRXXXXX $52,500
 (Settlement)
RFC200900193 CIP-004-1 3 Medium
RFC200900266 CIP-008-1 1 Lower
RFC200900265 CIP-004-1 4 Lower
RFC200900191 CIP-004-1 3 Medium
RFC200900272 CIP-008-1 1 Lower
RFC200900271 CIP-004-1 4 Lower
RFC200900270 CIP-002-1 3.2 Lower
RFC200900269 CIP-008-1 1 Lower
RFC200900268 CIP-004-1 4 Lower
RFC200900264 CIP-002-1 3.2 Lower
RFC200900267 CIP-002-1 3.2 Lower
RFC200900129 CIP-004-1 2.1 Medium
RFC200900192 CIP-004-1 3 Medium
RFC200900130 CIP-004-1 2.1 Medium
3/30/2011 FERC NP11-145-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $13,000
(Settlement)
WECC200901677 CIP-003-1 1 Lower
WECC200901678 CIP-006-1 1 Lower
WECC200901679 CIP-007-1 1 Medium
3/30/2011 FERC NP11-144-000
View NOP >>
View Order >>
WECC City of McMinnville NCR05088 $6,000
(Settlement)
WECC201001837 PRC-008-0 1 Medium
WECC201001838 PRC-008-0 2 Medium
3/30/2011 FERC NP11-143-000
View NOP >>
View Order >>
SERC Unidentified Registered Entity NCRXXXXX $5,000
(Settlement)
SERC200900299 CIP-004-1 2.3 Lower
SERC200900303 CIP-004-1 2.1 Medium
3/30/2011 FERC NP11-142-000
View NOP >>
View Order >>
WECC Tillamook People's Utility District NCR05427 $7,500 (Settlement) WECC201001872 PRC-005-1 1 High
WECC201001873 PRC-005-1 2.1 High
3/30/2011 FERC NP11-141-000
View NOP >>
View Order >>
WECC City of Anaheim NCR05067 $0 WECC201002023 IRO-STD-006-0 WR1 N/A
3/30/2011 FERC NP11-140-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $27,000
(Settlement)
WECC200901646 CIP-004-1 2 Medium
WECC200901647 CIP-004-1 3 Lower
WECC200901634 CIP-004-1 4 Lower
WECC200901649 CIP-003-1 2 Lower
WECC200901636 CIP-007-1 4 Medium
WECC200901648 CIP-003-1 1 Lower
WECC200901635 CIP-007-1 1 Medium
3/30/2011 FERC NP11-139-000
View NOP >>
View Order >>
WECC Dynegy Arlington Valley, LLC NCR05135 $0 WECC200700439 PER-002-0 3 Medium
3/30/2011 FERC NP11-138-000
View NOP >>
View Order >>
WECC El Paso Electric Company NCR05140 $0 WECC201001963 TOP-STD-007-0 WR1 N/A
3/30/2011 FERC NP11-137-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $106,000
(Settlement)
WECC200800627 FAC-003-1 1 High
WECC200800794 CIP-001-1 2 Medium
WECC200801226 INT-006-1 1 Lower
WECC200901322 INT-006-2 1 Lower
WECC200810387 PRC-004-1 2 High
WECC200800909 PRC-005-1 1 High
WECC200810389 PRC-005-1 2 Lower
WECC200710135 TOP-002-2 1 Medium
WECC200800906 CIP-009-1 1 Lower
WECC200800796 CIP-001-1 4 Medium
WECC200800904 CIP-007-1 1 Medium
WECC200800905 CIP-008-1 1 Lower
WECC200901327 FAC-014-1 4 Medium
WECC200800793 CIP-001-1 1 Medium
WECC200800795 CIP-001-1 3 Medium
WECC200800901 CIP-004-1 2 Medium
WECC200800902 CIP-004-1 3 Lower
WECC200800903 CIP-004-1 4 Medium
WECC200901326 FAC-014-1 2 Medium
WECC200810379 EOP-005-1 7 High
WECC200800797 INT-006-1 1 Lower
WECC200810382 FAC-001-0 2 Medium
WECC200800908 COM-001-1 2 Medium
WECC200810381 FAC-001-0 1 Medium
WECC200810383 FAC-001-0 3 Medium
WECC200810384 FAC-008-1 1 Lower
WECC200810385 FAC-008-1 2 Lower
WECC200810386 FAC-009-1 1 Medium
WECC200800907 CIP-009-1 2 Lower
WECC200901328 FAC-014-1 5 High
3/30/2011 FERC NP11-136-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $14,500 WECC200901642 CIP-002-1 2 High
WECC200901643 CIP-008-1 1 Lower
WECC200901698 CIP-007-1 6 Lower
3/30/2011 FERC NP11-135-000
View NOP >>
View Order >>
WECC Public Utility District No. 1 of Snohomish NCR05335 $26,000
(Settlement)
WECC200901469 TPL-004-0 1 Medium
WECC200901461 TPL-001-0 2 Medium
WECC200901460 TPL-001-0 1 High
WECC200901463 TPL-002-0 1 High
WECC200901464 TPL-002-0 2 Medium
WECC200901466 TPL-003-0 1 High
WECC200901778 PRC-007-0 1 Medium
WECC200901467 TPL-003-0 2 Medium
3/30/2011 FERC NP11-134-000
View NOP >>
View Order >>
FRCC Ft. Pierce Utilities Authority NCR00027 $2,800
(Settlement)
FRCC200900175 PRC-005-1 2.1 High
FRCC200900181 FAC-008-1 1 Medium
2/28/2011 FERC NP11-133-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Order >>
See Spreadsheets and NOP for ACP information Administration Citation Notice of Penalty (ACP) See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information
2/28/2011 FERC NP11-132-000
View NOP >>
View Order >>
FRCC Tampa Electric Company NCR00074 $46,000
(Settlement)
FRCC200900259 PRC-008-0 2 Medium
FRCC200900227 BAL-005-0.1b 11 Medium
FRCC200900187 TOP-004-2 1 High
2/28/2011 FERC NP11-131-000
View NOP >>
View Order >>
WECC Pacific Gas and Electric Company NCR05299 $7,000 WECC201001969 VAR-002-1 3 Medium
2/28/2011 FERC NP11-130-000
View NOP >>
View Order >>
WECC Silicon Valley Power NCR05392 $94,000
(Settlement)
WECC200800757 PRC-008-0 2 Medium
WECC200800755 PRC-007-0 3 Lower
WECC200800756 PRC-008-0 1 Medium
WECC200801307 VAR-002-1 2 Medium
WECC200800745 CIP-001-1 1 Medium
WECC200800754 PRC-007-0 2 Lower
WECC200800752 PRC-005-1 2 High
WECC200800751 PRC-005-1 1 High
WECC200800748 CIP-001-1 4 Medium
WECC200800747 CIP-001-1 3 Medium
WECC200800746 CIP-001-1 2 Medium
WECC200801306 VAR-002-1 1 Medium
WECC200801148 FAC-008-1 1 Medium
2/28/2011 FERC NP11-129-000
View NOP >>
View Order >>
FRCC Vandolah Power Company, LLC NCR00078 $23,000
(Settlement)
FRCC200900150 FAC-008-1 1 Medium
FRCC200900152 PRC-005-1 1 High
FRCC200900151 PRC-004-1 2 High
2/23/2011 FERC NP11-128-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $450,000
(Settlement)
WECC200800695 FAC-003-1 1 High
WECC200800690 EOP-001-0 7 Medium
WECC200700545 VAR-001-1 1 High
WECC200800667 TOP-004-1 6 Medium
WECC200800688 BAL-006-1 4 Lower
WECC200800912 CIP-003-1 3 Lower
WECC200800694 EOP-008-0 1 High
WECC200800714 EOP-005-1 1 Medium
WECC200800917 CIP-008-1 1 Lower
WECC200800696 INT-003-2 1 Medium
WECC200800698 PER-002-0 3 High
WECC200800700 TOP-002-2 4 Medium
WECC200800701 TOP-002-2 11 Medium
WECC200800703 TOP-002-2 17 High
WECC200800705 VAR-001-1 2 High
WECC200800693 EOP-003-1 7 High
WECC200800715 EOP-005-1 2 Medium
WECC200800919 CIP-009-1 2 Lower
WECC200800716 EOP-005-1 3 Medium
WECC200800911 CIP-003-1 1 Medium
WECC200800913 CIP-004-1 2 Lower
WECC200800914 CIP-004-1 3 Medium
WECC200800689 EOP-001-0 5 Medium
WECC200800916 CIP-007-1 1 Medium
WECC200800697 PER-002-0 2 High
WECC200800918 CIP-009-1 1 Medium
WECC200800717 EOP-005-1 4 Medium
WECC200810350 TPL-001-0 1 High
WECC200810351 TPL-002-0 1 High
WECC200810352 TPL-002-0 2 Medium
WECC200810426 PRC-005-1 2.1 High
WECC200800915 CIP-004-1 4 Lower
WECC200800706 VAR-001-1 3 Lower
2/23/2011 FERC NP11-127-000
View NOP >>
View Order >>
FRCC Unidentified Registered Entity NCRXXXXX $55,000
(Settlement)
FRCC200900172 FAC-003-1 2 High
FRCC200900171 PRC-005-1 2.1 High
FRCC200900141 PRC-005-1 2.2 High
FRCC200800085 CIP-004-1 4.1 Lower
FRCC200800086 PRC-005-1 2.1 High
FRCC200800116 FAC-008-1 1.2.1 Medium
FRCC200800117 FAC-001-0 2 Medium
FRCC200900138 CIP-004-1 4.1 Lower
FRCC200900137 PRC-005-1 2.2 High
FRCC200900136 PRC-005-1 1.2 High
2/23/2011 FERC NP11-126-000
View NOP >>
View Order >>
SPP Dogwood Energy, LLC NCR01089 $30,000
(Settlement)
SPP200800059 PRC-005-1 2.1 High
2/23/2011 FERC NP11-125-000
View NOP >>
View Order >>
SPP, RFC Unidentified Registered Entity NCRXXXXX,
NCRXXXXX
$77,000
(Settlement) 
RFC200800072 FAC-009-1 1 Medium
RFC200800073 VAR-002-1 1 Medium
RFC200800111 CIP-004-1 3 Medium
SPP200800066 CIP-004-1 3 Medium
SPP200800065 CIP-004-1 2 Medium
RFC200800074 PRC-005-1 2.1 High
RFC200800110 CIP-004-1 2.1 Medium
SPP200800061 PRC-005-1 2.1 High
2/23/2011 FERC NP11-124-000
View NOP >>
View Order >>
RFC Unidentified Registered Entity NCRXXXXX $100,000 RFC200900198 CIP-004-1 4.1 Lower
RFC201000236 CIP-003-1 4 Medium
RFC200900137 CIP-007-1 1 Medium
RFC200900125 CIP-004-1 4.2 Medium
RFC200900135 CIP-004-1 2 Medium
RFC200900197 CIP-004-1 3 Medium
RFC200900154 TPL-003-0 1 High
RFC200900138 CIP-008-1 1 Lower
RFC200900153 TPL-002-0 1 High
RFC200900152 FAC-014-1 4 Medium
RFC200900149 PRC-005-1 1 High
RFC200900148 EOP-001-0 6 Medium
RFC200900136 CIP-004-1 3 Medium
RFC200900151 FAC-014-1 2 Medium
RFC200900150 FAC-009-1 1 Medium
RFC200800079 PRC-005-1 2.1 High
2/23/2011 FERC NP11-123-000
View NOP >>
View Order >>
SERC Covanta, Fairfax, Inc. NCR01211 $3,000
(Settlement)
SERC200900308 PRC-005-1 2.1 High
SERC200900307 PRC-005-1 1 High
2/23/2011 FERC NP11-122-000
View NOP >>
View Order >>
SERC PPG Industries, Inc. NCR09034 $10,000
(Settlement)
SERC200900294 PRC-001-1 1 High
SERC200900260 PRC-005-1 2.1 High
SERC200900295 PRC-005-1 1 High
2/23/2011 FERC NP11-121-000
View NOP >>
View Order >>
WECC Coso Power Developers NCR05122 $3,000
(Settlement)
WECC200901806 PRC-005-1 2.1 High
WECC200901805 PRC-005-1 1 High
2/23/2011 FERC NP11-120-000
View NOP >>
View Order >>
WECC Coso Energy Developers NCR05119 $3,000
(Settlement)
WECC200901802 PRC-005-1 2.1 High
WECC200901801 PRC-005-1 1 High
2/23/2011 FERC NP11-119-000
View NOP >>
View Order >>
WECC Coso Finance Partners NCR05120 $3,000
(Settlement)
WECC200901803 PRC-005-1 1 High
WECC200901804 PRC-005-1 2.1 High
2/23/2011 FERC NP11-118-000
View NOP >>
View Order >>
WECC Terra-Gen Dixie Valley, LLC NCR05043 $3,000
(Settlement)
WECC200901799 PRC-005-1 1 High
WECC200901800 PRC-005-1 2.1 High
2/23/2011 FERC NP11-117-000
View NOP >>
View Order >>
WECC Nevada Sun-Peak, LP NCR05262 $3,000
(Settlement) 
WECC200901808 PRC-005-1 2.1 High
WECC200901807 PRC-005-1 1 High
2/23/2011 FERC NP11-116-000
View NOP >>
View Order >>
FRCC Unidentified Registered Entity NCRXXXXX $75,000
(Settlement) 
FRCC200800104 FAC-008-1 1 Lower
FRCC200800105 PRC-005-1 1 High
FRCC200800087 PRC-005-1 2.1 High
FRCC200800092 PER-002-0 4 High
FRCC200800093 CIP-004-1 3 Medium
FRCC200800103 EOP-005-1 4 Medium
2/23/2011 FERC NP11-115-000
View NOP >>
View Order >>
TRE BASF Corp NCR04011 $11,000 TRE201000089 CIP-001-1 2 Medium
2/23/2011 FERC NP11-114-000
View NOP >>
View Order >>
TRE Texas Municipal Power Agency NCR04141 $16,000
(Settlement)
TRE201000090 PRC-005-1 1 Medium
2/23/2011 FERC NP11-113-000
View NOP >>
View Order >>
MRO Montana-Dakota Utilities Company NCR01015 $45,000 MRO201000181 FAC-003-1 2 High
2/23/2011 FERC NP11-112-000
View NOP >>
View Order >>
RFC Consumers Energy Company NCR00740 $25,000
(Settlement)
RFC200900187 EOP-004-1 3 Lower
RFC200900186 PRC-005-1 2.1 High
2/23/2011 FERC NP11-111-000
View NOP >>
View Order >>
MRO Unidentified Registered Entity NCRXXXXX $120,000
(Settlement) 
MRO200900119 PRC-017-0 1 Lower
MRO200900126 EOP-008-0 1 Medium
MRO200900125 FAC-001-0 1 Medium
MRO200900124 FAC-003-1 1 High
MRO200900122 PRC-005-1 1 High
MRO200900121 PRC-005-1 2 High
MRO200900118 CIP-007-1 1 Medium
MRO200900120 PRC-008-0 2 Medium
2/23/2011 FERC NP11-110-000
View NOP >>
View Order >>
RFC Allegheny Power [DP, LSE, TO] NCR02602 $15,000
(Settlement)
RFC200900156 PRC-005-1 2.1 High
RFC201000237 PRC-005-1 2.1 High
2/23/2011 FERC NP11-109-000
View NOP >>
View Order >>
MRO Cedar Falls Utilities NCR00969 $3,000
(Settlement) 
MRO200900129 PRC-008-0 2 Medium
MRO200900133 FAC-001-0 2 Medium
MRO200900130 PRC-008-0 1 Medium
MRO200900131 PRC-005-1 2 High
MRO200900132 PRC-005-1 1 High
2/23/2011 FERC NP11-108-000
View NOP >>
View Order >>
WECC Avista Corporation NCR05020 $18,000
(Settlement) 
WECC200901813 PRC-005-1 2.1 High
WECC200901812 PRC-STD-005-1 WR1 N/A
2/23/2011 FERC NP11-107-000
View NOP >>
View Order >>
WECC Burney Forest Products, A Joint Venture NCR05039 $17,500
(Settlement)
WECC200901756 PRC-005-1 1 High
WECC200901757 PRC-005-1 2.1 High
2/23/2011 FERC NP11-106-000
View NOP >>
View Order >>
RFC Unidentified Registered Entity NCRXXXXX $15,000
(Settlement)
RFC201000243 CIP-007-1 1.1 Medium
RFC201000242 CIP-004-1 4.1 Lower
RFC200900166 CIP-007-1 4 Medium
2/23/2011 FERC NP11-105-000
View NOP >>
View Order >>
FRCC Gainesville Regional Utilities NCR00032 $45,000
(Settlement) 
FRCC201000392 BAL-005-0 11 Medium
FRCC200900164 PRC-004-1 2 High
FRCC200900165 PRC-004-1 1 High
FRCC200900166 PRC-005-1 2 High
FRCC200900174 PRC-005-1 2 High
FRCC200900167 PRC-005-1 1 High
FRCC200900309 PRC-008-0 2 Medium
2/1/2011 FERC NP11-104-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Order >>
See Spreadsheets and NOP for ACP information Administration Citation Notice of Penalty (ACP) See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information See Spreadsheets and NOP for ACP information
1/31/2011 FERC NP11-103-000
View NOP >>
View Order >>
SERC Sam Rayburn G&T Electric Cooperative Inc. NCR01307 $10,000
(Settlement)
SERC200900268 PRC-005-1 2.1 High
SERC200900267 PRC-005-1 1 High
1/31/2011 FERC NP11-102-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $6,500 WECC200901728 CIP-007-1 4 Medium
1/31/2011 FERC NP11-101-000
View NOP >>
View Order >>
SERC Southern Illinois Power Cooperative NCR01321 $12,000
(Settlement)
SERC200900251 PRC-005-1 1 High
SERC200900252 PRC-005-1 2.1 High
SERC200900250 FAC-008-1 1 Medium
1/31/2011 FERC NP11-100-000
View NOP >>
View Order >>
SERC South Carolina Public Service Authority NCR01312 $30,000
(Settlement)
SERC200900352 PRC-005-1 1 High
SERC200900351 FAC-008-1 1 Medium
SERC200900353 PRC-005-1 2.1 High
1/31/2011 FERC NP11-99-000
View NOP >>
View Order >>
SPP Borger Energy Associates, LP NCR01062 $17,000
(Settlement)
SPP200900103 PRC-005-1 2 High
SPP200900101 FAC-009-1 1 Medium
SPP200900102 PRC-005-1 1 High
1/31/2011 FERC NP11-98-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $5,000 WECC200901619 CIP-006-1 1 Medium
WECC200901620 CIP-003-1 6 Lower
1/31/2011 FERC NP11-97-000
View NOP >>
SERC E.ON U.S. Services Inc. for LG&E & KU NCR01223 $0
(Settlement)
SERC200900423 VAR-002-1.1a 2 Medium
1/31/2011 FERC NP11-96-000
View NOP >>
View Order >>
FRCC Lake Worth, City of NCR00043 $5,000
(Settlement)
FRCC200900251 FAC-008-1 1 Medium
FRCC200900252 FAC-009-1 1 Medium
1/31/2011 FERC NP11-95-000
View NOP >>
View Order >>
TRE City of Austin dba Austin Energy NCR04030 $50,000
(Settlement)
TRE200800047 IRO-001-1 8 High
1/31/2011 FERC NP11-94-000
View NOP >>
View Order >>
TRE Stanton Wind Energy, LLC NCR10224 $35,000
(Settlement)
TRE200800048 COM-002-2 1 High
1/31/2011 FERC NP11-93-000
View NOP >>
View Order >>
SPP Lea County Electric Cooperative, Inc. NCR06047 $15,000
(Settlement)
SPP200900090 FAC-001-0 1 Medium
SPP200900091 FAC-001-0 2 Medium
SPP200900092 FAC-008-1 1 Medium
SPP200900096 PRC-005-1 2 High
SPP200900093 FAC-009-1 1 Medium
SPP200900095 PRC-005-1 1 High
SPP200900094 FAC-009-1 2 Medium
1/31/2011 FERC NP11-92-000
View NOP >>
View Order >>
WECC Mason County PUD No. 3 NCR05233 $0 WECC201001871 PRC-005-1 2.1 High
WECC201001870 PRC-005-1 1 High
1/31/2011 FERC NP11-91-000
View NOP >>
View Order >>
WECC Emerald People’s Utility District NCR05146 $0 WECC201001946 PRC-005-1 2.1 High
WECC201001945 PRC-005-1 1 High
1/31/2011 FERC NP11-90-000
View NOP >>
View Order >>
WECC Gila River Power, LP - BA NCR05169 $0
(Settlement)
WECC200700431 IRO-STD-006-0 WR1 N/A
WECC200700438 PER-002-0 3 Medium
1/31/2011 FERC NP11-89-000
View NOP >>
View Order >>
WECC Arizona Public Service Company NCR05016 $15,000
(Settlement)
WECC201001816 COM-002-2 2 Medium
1/31/2011 FERC NP11-88-000
View NOP >>
View Order >>
WECC Mirant Potrero, LLC NCR05240 $12,500
(Settlement)
WECC200901788 PRC-005-1 2.1 High
1/31/2011 FERC NP11-87-000
View NOP >>
View Order >>
WECC Sierra Pacific Power Company NCR05390 $6,000 WECC201001883 MOD-010-0 2 Medium
1/31/2011 FERC NP11-86-000
View NOP >>
View Order >>
WECC Western Area Power Administration - Sierra Nevada NCR05465 $0 WECC200810428 PER-002-0 3 High
1/31/2011 FERC NP11-85-000
View NOP >>
View Order >>
TRE Scurry County Wind LP NCR10027 $3,000
(Settlement)
TRE200900071 CIP-001-1 4 Medium
1/31/2011 FERC NP11-84-000
View NOP >>
View Order >>
TRE Sharyland Utilities, LP / Cap Rock Energy Corporation (original NCR04119/ NCR10340
(original de-registered)
$2,500
(Settlement)
TRE201000088 PRC-008-0 1 Medium
1/31/2011 FERC NP11-83-000
View NOP >>
View Order >>
NPCC Granite Ridge Energy, LLC NCR07101 $30,000 NPCC200900110 PRC-005-1 2 High
1/31/2011 FERC NP11-82-000
View NOP >>
View Order >>
NPCC Castleton Power, LLC NCR10382 $10,000 NPCC201000162 PRC-005-1 2 High
NPCC200900087 PRC-005-1 1 High
NPCC200900086 PRC-001-1 1 High
12/22/2010 FERC NP11-81-000
View NOP >>
View Order >>
MRO, SPP Unidentified Registered Entity 1 and Unidentified Registered Entity 2NCRXXXXX, NCRXXXXX $50,000 MRO200800050 PRC-005-1 2 High
MRO200800070 CIP-004-1 3 Lower
MRO200800071 CIP-004-1 4 Lower
SPP200800058 CIP-004-1 4 Lower
SPP200800051 PRC-005-1 2 High
12/22/2010 FERC NP11-80-000
View NOP >>
View Order >>
RFC Morris Cogeneration, LLC NCR10283 $4,000 RFC200900216 FAC-008-1 1.2.1 Medium
12/22/2010 FERC NP11-79-000
View NOP >>
View Order >>
FRCC Unidentified Registered Entity NCRXXXXX $100,000 FRCC200900170 CIP-004-1 4 Lower
FRCC200800094 CIP-001-1 2 Medium
FRCC200800096 FAC-008-1 1 Lower
FRCC200900173 VAR-002-1 3 Medium
FRCC200900180 FAC-009-1 1 Medium
FRCC200800224 CIP-001-1 1 Medium
FRCC200900140 VAR-002-1 3.1 Medium
12/22/10 FERC NP11-78-000
View NOP >>
View Order >>
RFC The Dayton Power and Light Company NCR00748 $45,000 RFC200900175 FAC-009-1 1 Medium
RFC200900174 FAC-008-1 1 Medium
RFC200900173 PRC-005-1 2 High
RFC200900172 PRC-005-1 1 High
RFC200900176 FAC-003-1 1 High
12/22/10 FERC NP11-77-000
View NOP >>
View Order >>
MRO Great River Energy NCR00992 $0 MRO201000182 EOP-009-0 1 Medium
12/22/10 FERC NP11-76-000
View NOP >>
View Order >>
SERC Unidentified Registered Entity NCRXXXXX $0 SERC200900392 CIP-004-1 4 Lower
12/22/10 FERC NP11-75-000
View NOP >>
View Order >>
MRO Edison Mission Marketing & Trading, Inc. NCR10017  $2,500 MRO200900137 PRC-005-1 2 High
12/22/2010 FERC NP11-74-000
View NOP >>
View Order >>
RFC PPL - Lower Mount Bethel Energy, LLC/PPL Brunner Island, L.L.C./PPL NCR00882, NCR00883, NCR00886, NCR00887,
NCR00888
$25,000 RFC200900161 PRC-005-1 2.1 High
RFC200900160 PRC-005-1 2.1 High
RFC200900162 PRC-005-1 2.1 High
RFC200900158 PRC-005-1 2.1 High
RFC200900159 PRC-005-1 2.1 High
12/22/2010 FERC NP11-73-000
View NOP >>
View Order >>
MRO Montana-Dakota Utilities Company NCR01015 $2,500 MRO200900138 PRC-005-1 1 High
12/22/2010 FERC NP11-72-000
View NOP >>
View Order >>
SERC Unidentified Registered Entity NCRXXXXX $2,000 SERC201000493 CIP-007-1 3.1 Lower
12/22/2010 FERC NP11-71-000
View NOP >>
View Order >>
SPP City Of Minden NCR06034 $3,000 SPP201000282 CIP-001-1 4 Medium
SPP201000279 CIP-001-1 1 Medium
SPP201000281 CIP-001-1 3 Medium
SPP201000280 CIP-001-1 2 Medium
12/22/2010 FERC NP11-70-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $55,000 WECC200801404 PRC-005-1 2.1 High
WECC200801403 PRC-005-1 2.1 High
WECC200801147 CIP-004-1 4 Medium
WECC200801146 CIP-004-1 3 Medium
WECC200800664 BAL-005-0 17 Medium
12/22/2010 FERC NP11-69-000
View NOP >>
View Order >>
WECC Consumer's Power, Inc. NCR05114 $1,000 WECC200801207 FAC-009-1 1 Medium
12/22/2010 FERC NP11-68-000
View NOP >>
View Order >>
WECC Lane Electric Cooperative, Inc./PNGC NCR05212 $10,000 WECC200901504 PRC-005-1 2.1 High
WECC200901502 PRC-005-1 1 High
12/22/2010 FERC NP11-67-000
View NOP >>
View Order >>
WECC Umatilla Electric Cooperative Assoc. NCR05436 $10,000 WECC200801019 PRC-005-1 1 High
WECC200801020 PRC-005-1 2 High
12/22/2010 FERC NP11-66-000
View NOP >>
View Order >>
WECC Coos-Curry Electric Cooperative, Inc. NCR05116 $10,000 WECC200901506 PRC-005-1 2.1 High
WECC200901505 PRC-005-1 1 High
12/22/2010 FERC NP11-65-000
View NOP >>
View Order >>
SPP Mississippi Delta Energy Agency NCR06050 $9,000 SPP200900129 PRC-005-1 1 High
SPP200900125 FAC-001-0 3 Medium
SPP200900128 FAC-008-1 1 Medium
SPP200900130 FAC-009-1 1 Medium
SPP200900126 FAC-003-1 1 High
SPP200900124 FAC-001-0 2 Medium
SPP201000196 PRC-005-1 2 High
SPP200900123 FAC-001-0 1 Medium
SPP200900127 FAC-003-1 2 High
12/22/2010 FERC NP11-64-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $38,500 WECC200901699 CIP-004-1 4
WECC200901776 BAL-004-WECC-01 1 Lower
WECC200901726 CIP-004-1 3 Medium
WECC200901650 CIP-004-1 2 Medium
WECC200901777 BAL-004-WECC-01 2 Lower
12/22/2010 FERC NP11-63-000
View NOP >>
View Order >>
WECC Unidentified Registered Entity NCRXXXXX $80,000 WECC200801003 PRC-STD-005-1 WR1 N/A
WECC200710217 PRC-005-1 2 High
WECC200800855 PRC-005-1 1 High
WECC200901652 TOP-STD-007-0 WR1 N/A
WECC200801145 PRC-017-0 1 High
WECC200801212 CIP-008-1 1 Lower
12/22/2010 FERC NP11-62-000
View NOP >>
View Order >>
SPP City of Clarksdale, Mississippi NCR01071 $5,000 SPP201000195 PRC-005-1 2 Lower
SPP200900121 PRC-005-1 1 High
SPP200900119 FAC-008-1 1 Medium
SPP200900118 EOP-004-1 3 Lower
SPP200900122 PRC-008-0 1 Medium
SPP200900117 CIP-001-1 4 Medium
SPP200900116 CIP-001-1 3 Medium
SPP200900120 FAC-009-1 1 Medium
SPP200900114 CIP-001-1 1 Medium
SPP200900115 CIP-001-1 2 Medium
SPP201000277 VAR-002-1 1 Medium
12/22/2010 FERC NP11-61-000
View NOP >>
View Order >>
FRCC Lee County Resource Recovery Facility NCR00046 $4,500 FRCC200910004 PRC-005-1 1 High
12/22/2010 FERC NP11-60-000
View NOP >>
View Order >>
FRCC New Hope Power Partnership NCR00051 $7,500 FRCC200800113 PRC-005-1 1 High
12/22/2010 FERC NP11-59-000
View NOP >>
View Extension >>
RFC Unidentified Registered Entity NCRXXXXX $7,000 RFC200900143 CIP-004-1 3 Lower
11/30/2010 FERC NP11-58-000
View NOP >>
View Order >>
SERC Fayetteville Public Works Commission NCR01240 $0
(Settlement)
SERC201000440 PRC-005-1 1 High
11/30/2010 FERC NP11-57-000
View NOP >>
View Order >>
WECC Naniwa Energy LLC NCR05258 $27,000
(Settlement)
WECC200901503 PRC-005-1 2.1 High
WECC200901501 PRC-005-1 1 High
WECC200901511 PRC-001-1 1 High
WECC200901654 FAC-008-1 1 Medium
WECC200801002 PRC-005-1 1 High
11/30/2010 FERC NP11-56-000
View NOP >>
View Order >>
SERC Unidentified Registered Entity NCRXXXXX $0
(Settlement)
SERC201000500 CIP-002-1 4 Lower
SERC201000499 CIP-002-1 2 High
11/30/2010 FERC NP11-55-000
View NOP >>
View Order >>
WECC TransAlta Centralia Generation, LLC NCR05533 $3,000 WECC201001822 COM-001-1 2 Medium
11/30/2010 FERC NP11-54-000
View NOP >>
View Order >>
SPP Public Service Commission Of Yazoo City NCR01139 $2,000
(Settlement)
SPP200900113 PRC-008-0 2 Medium
SPP200900112 PRC-008-0 1 Medium
11/30/2010 FERC NP11-53-000
View NOP >>
View Order >>
WECC El Paso Electric Company NCR05140 $8,000
(Settlement)
WECC200901759 TOP-001-1 4 High
11/30/2010 FERC NP11-52-000
View NOP >>
View Order >>
RFC Jersey Central Power & Light Company / Pennsylvania NCR00806 / NCR00872 $10,000
(Settlement)
RFC200900141 PRC-005-1 2 High
RFC200900140 PRC-005-1 2 High
11/30/2010 FERC NP11-51-000
View NOP >>
View Order >>
SERC South Carolina Electric & Gas Company NCR00915 $0
(Settlement)
SERC201000459 BAL-004-0 3 Medium
11/30/2010 FERC NP11-50-000
View NOP >>
View Order >>
SERC Associated Electric Cooperative, Inc. NCR01177 $0
(Settlement)
SERC201000437 INT-004-2 2.2 Lower
11/30/2010 FERC NP11-49-000
View NOP >>
View Order >>
WECC RRI Energy Etiwanda, Inc. NCR05352 $1,500
(Settlement)
WECC200901749 VAR-002-1 3 Medium
11/30/2010 FERC NP11-48-000
View NOP >>
View Order >>
MRO Montana-Dakota Utilities Company NCR01015 $0 MRO201000151 FAC-001-0 2 Medium
11/30/2010 FERC NP11-47-000
View NOP >>
View Order >>
SERC Unidentified Registered Entity NCRXXXXX $0
(Settlement)
SERC201000546 CIP-003-1 2/2.1 Lower
11/30/2010 FERC NP11-46-000
View NOP >>
View Order >>
SERC Claiborne Electric Cooperative, Inc. NCR00499 $5,000
(Settlement)
SERC201000436 CIP-001-1 4 Medium
SERC201000434 CIP-001-1 2 Medium
SERC201000435 CIP-001-1 3 Medium
SERC201000433 CIP-001-1 1 Medium
11/30/2010 FERC NP11-45-000
View NOP >>