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Reliability Standards - Effective Dates for Mandatory Enforcement

The reliability standards listed below can be downloaded from the Reliability Standards web page.

Board of Trustees Approval: the date on which the NERC Board of Trustees approved the standard in accordance with the implementation plan proposed by the standard.

Effective for Mandatory Enforcement: the date on which the standard becomes mandatory and enforceable in accordance with the existing laws of the jurisdiction.  (This date may or may not be the same as the NERC board approved implementation date.)

Currently, the legislative framework to make standards mandatory and enforceable exists through action of the regulatory authority in the United States (through FERC) and in the Canadian provinces of Alberta, British Columbia, Nova Scotia, and Quebec.  Of these, only FERC has taken action to approve reliability standards as mandatory and enforceable.  In addition, standards become mandatory and enforceable upon NERC board action in the Canadian provinces of Manitoba (Manitoba Hydro only), New Brunswick, Ontario, and Saskatchewan.  The National Energy Board of Canada is contemplating making reliability standards mandatory and enforceable for international power lines.

Effective Dates for Mandatory Enforcement

Standard
Number
Title (MM/YY)
BOT
Approval
FERC NEB AB BC MB NB NF NS ON QC SK
Resource and Demand Balancing
BAL-001-0 Real Power Balancing Control Performance 06/07               02/05    
BAL-001-0a Real Power Balancing Control Performance 08/08               10/07    
BAL-002-0 Disturbance Control Performance 06/07               02/05    
BAL-STD-002-0 Operating Reserves (WECC) 06/07                    
BAL-003-0 Frequency Response and Bias 06/07               02/05    
BAL-003-0a Frequency Response and Bias 08/08               02/08    
BAL-004-0

Time Error Correction

06/07                    
BAL-004-1

Time Error Correction

03/08                 03/08    
BAL-005-0b Automatic Generation Control 08/08               02/08    
BAL-006-1 Inadvertent Interchange 06/07               05/06    

Communications

COM-001-1 Telecommunications 06/07               11/06    
COM-002-2 Communications and Coordination 06/07               11/06    

Critical Infrastructure Protection

CIP-001-1 Sabotage Reporting 06/07               05/06    
CIP-002-1 Cyber Security — Critical Cyber Asset Identification 01/08               05/06    
CIP-003-1 Cyber Security — Security Management Controls 01/08               05/06    
CIP-004-1 Cyber Security — Personnel & Training 01/08               05/06    
CIP-005-1 Cyber Security — Electronic Security Perimeter(s) 01/08               05/06    
CIP-006-1 Cyber Security — Physical Security of Critical Cyber Assets 01/08               05/06    
CIP-006-1a Cyber Security — Physical Security of Critical Cyber Assets 02/08                 02/08    
CIP-007-1 Cyber Security — Systems Security Management 01/08               05/06    
CIP-008-1 Cyber Security — Incident Reporting and Response Planning 01/08               05/06    
CIP-009-1 Cyber Security — Recovery Plans for Critical Cyber Assets 01/08               05/06    

Emergency Preparedness and Operations

EOP-001-0 Emergency Operations Planning 06/07               04/05    
EOP-002-2 Capacity and Energy Emergencies 06/07               11/06    
EOP-003-1 Load Shedding Plans 06/07               11/06    
EOP-004-1 Disturbance Reporting 06/07               11/06    
EOP-005-1 System Restoration Plans 06/07               11/06    
EOP-006-1 Reliability Coordination - System Restoration 06/07               11/06    
EOP-007-0 Establish, Maintain, and Document a Regional Blackstart Capability Plan 04/05                 04/05    
EOP-008-0 Plans for Loss of Control Center Functionality 06/07               04/05    
EOP-009-0 Documentation of Blackstart Generating Unit Test Results 06/07               04/05    

Facilities Design, Connections, and Maintenance

FAC-001-0 Facility Connection Requirements 06/07               04/05    
FAC-002-0 Coordination of Plans For New Generation, Transmission, and End-User 06/07               04/05    
FAC-003-1 Vegetation Management Program 06/07               02/06    
FAC-008-1 Facility Ratings Methodology 06/07               02/06    
FAC-009-1 Establish and Communicate Facility Ratings 06/07               02/06    
FAC-010-1 System Operating Limits Methodology for the Planning Horizon 02/08               11/06    
FAC-010-2 System Operating Limits Methodology for the Planning Horizon 06/08                 06/08    
FAC-011-1 System Operating Limits Methodology for the Operations Horizon 02/08               11/06    
FAC-011-2 System Operating Limits Methodology for the Operations Horizon 06/08                 06/08    
FAC-012-1 Transfer Capability Methodology 02/06                 02/06    
FAC-013-1 Establish and Communicate Transfer Capabilities 06/07               02/06    
FAC-014-1 Establish and Communicate System Operating Limits 02/08               11/06    
FAC-014-2 Establish and Communicate System Operating Limits 06/08                      

Interchange Scheduling and Coordination

INT-001-2 Interchange Information 11/06                 11/06    
INT-001-3 Interchange Information 08/08               11/06    
INT-003-2 Interchange Transaction Implementation 06/07               11/06    
INT-004-1 Dynamic Interchange Transaction Modifications 09/07                 09/07    
INT-004-2 Dynamic Interchange Transaction Modifications 08/08               09/07    
INT-005-1 Interchange Authority Distributes Arranged Interchange 05/07                 05/07    
INT-005-2 Interchange Authority Distributes Arranged Interchange 08/08               05/07    
INT-006-1 Response to Interchange Authority 05/07                 05/07    
INT-006-2 Response to Interchange Authority 08/08               05/07    
INT-007-1 Interchange Confirmation 06/07               05/06    
INT-008-1 Interchange Authority Distributes Status 05/07                 05/07    
INT-008-2