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Project 2010-06
Results-based Reliability Standards

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Status:
In order to apply the concepts globally in the standards development process, the results-based standards initiative will be handed over to the Standards Committee after the May 2010 NERC Board of Trustees meeting.  The ad hoc team has developed an aggressive schedule for the transition, which includes, among others, these important steps:

  1. With Standards Committee approval, engage selected additional drafting team(s); and in consultation with those team(s), guide and expedite drafting of results-based standard(s).

  2. Develop a training/orientation program for drafting teams, including job aids (with criteria) to guide development of results-based standards.

  3. Develop a road map for prioritized development of results-based standards and incorporate more fully into the three-year development plan.

  4. Work with Standards Committee to institutionalize the results-based approach and carry out the expanded role of the Standards Committee in managing the quality and timeliness of ongoing and future standards projects.

Background:
In 2009, a team of industry, NERC, and Regional Entity representatives was formed to develop recommendations to ensure NERC’s reliability standards are designed to have the greatest possible positive effect on the reliability of the bulk power system.  The work of this ad hoc team resulted in a Proposal to Develop Results-Based Reliability Standards, a report outlining a guiding set of principles based on performance and risk-based methods and offering specific recommendations for improving the development and format of reliability standards.

The team presented the concepts of this “results-based standards” initiative to various NERC committees, to industry stakeholders during a Webinar for the annual update of the NERC Reliability Standards Development Plan, and to the NERC Board of Trustees.  The ideas received widespread support from the audiences.  At its November 4, 2009 meeting, the NERC Board of Trustees endorsed the recommendations and asked the ad hoc team to continue working on the project to more fully develop an implementation plan.

An important goal for the ad hoc team was to identify a set of reliability standards for a proof-of-concept demonstration of results-based standards.  A subset of the team was tasked with recommending standards for which a near-term revision could have the greatest possible positive effect on the reliability of the bulk power system.  On January 14, 2010, the Standards Committee approved the ad hoc team’s recommendation to use FAC-003-2 — Transmission Vegetation Management Program, the standard under development in Project 2007-07: Vegetation Management, as the initial proof-of-concept results-based standard.

Throughout the year, the ad hoc team will be communicating the progress of this results-based initiative, including status updates on the Results-based Reliability Standards project page: http://www.nerc.com/filez/standards/Project2010-06_Results-based_Reliability_Standards.html.  The team enlisted the assistance of the NERC Standards Committee Communications and Planning Subcommittee to develop an overall communications plan for this effort, which was approved by the Standards Committee in January.  The goal of the communication plan is to inform and educate reliability stakeholders about the results-based standards initiative, and promote input and participation from reliability stakeholders.  If you have further questions associated with this effort, you may contact Chris Hajovski of RRI Energy (CJHajovsky@rrienergy.com) or David Taylor of NERC (david.taylor@nerc.net), the co-chairs of the ad hoc team.

Draft Action Dates Results Consideration of Comments
Results-based Standards Transition Plan   07/26/10    
Results-based Reliability Standards Initiative Work Plan and Schedule   04/09/10    

Results-Based Reliability Standard Development Guidance

Acceptance Criteria of a Reliability Standard (Quality Objectives)
  04/09/10    

MRC and BOT February 15, 2010 Report

MRC and BOT February 15, 2010 Presentation

  02/15/10    
Proposal for Development as Presented to BOT on October 16, 2009   10/16/09    
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All comments should be forwarded to sarcomm@nerc.net.  
Questions?  Contact Monica Benson - monica.benson@nerc.net or 404-446-2560.