Date

Regulatory
Authority

Regulatory
Filing ID

Region

Registered Entity

NCR ID*

Total
Penalty ($)

NERC
Violation ID

Reliability
Standard

Requirement

Violation Risk Factor

12/19/2008

FERC

NP09-3-000
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SERC

Duke Energy Carolinas, LLC

NCR01219

$50,000
(Settlement)

SERC200700008

FAC-003-1

2

High

12/12/2008

FERC

NP09-1-000
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SERC

Edgecombe Operating Services, LLC

NCR01229

$3,000
(Settlement)

SERC200800091

TOP-002-2

15

Lower

12/12/2008

FERC

NP09-2-000
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SERC

E.ON U.S. Services Inc. for LG&E & KU Companies

NCR01223

$235,000
(Settlement)

SERC200810001

EOP-008-0

1

Medium

SERC200810002

FAC-001-0

1

Medium

SERC200810003

FAC-001-0

2

Medium

SERC200810004

FAC-001-0

3

Medium

06/06/2008

FERC

NP08-36-000
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SERC

City of Benton

NCR01193

$0

SERC200700066

PER-002-0

3.1

Medium

06/06/2008

FERC

NP08-37-000
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SERC

City of North Little Rock, AR (DENL)

NCR01201

$0

SERC200700041

PER-002-0

3.1

Medium

06/05/2008

FERC

NP08-19-000
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SERC

West Georgia Generating Company, LLC

NCR01368

$0

SERC200700048

PRC-005-1

2

Lower/High

SERC200700064

PRC-005-1

1

High

SERC200700065

CIP-001-1

4

Medium

06/05/2008

FERC

NP08-20-000
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SERC

Doyle l, LLC

NCR01216

$0

SERC200700012

CIP-001-1

4

Medium

06/05/2008

FERC

NP08-22-000
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SERC

Sam Rayburn G&T Electric Cooperative, Inc.

NCR01307

$0

SERC200700018

PRC-005-1

1

High

SERC200700024

FAC-008-1

1

Lower/Medium

SERC200700027

CIP-001-1

1

Medium

SERC200700028

CIP-001-1

2

Medium

SERC200700029

CIP-001-1

3

Medium

SERC200700030

CIP-001-1

4

Medium

06/05/2008

FERC

NP08-23-000
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SERC

Caledonia Generating, LLC

NCR01187

$0

SERC200700052

FAC-008-1

1

Lower/Medium

06/05/2008

FERC

NP08-24-000
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SERC

Mt. Carmel Public Utility Co.
[Statement]

NCR01277

$0

SERC200700062

CIP-001-1

4

Medium

06/05/2008

FERC

NP08-25-000
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SERC

Tex-LA Electric Coop of Texas, Inc.

NCR01342

$0

SERC200700020

PRC-005-1

1

High

SERC200700026

FAC-008-1

1

Lower/Medium

SERC200700035

CIP-001-1

1

Medium

SERC200700036

CIP-001-1

2

Medium

SERC200700037

CIP-001-1

3

Medium

SERC200700038

CIP-001-1

4

Medium

06/05/2008

FERC

NP08-26-000
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SERC

Prairie Power, Inc.

NCR09035

$0

SERC200700050

FAC-008-1

1.2.2

Lower/Medium

06/05/2008

FERC

NP08-27-000
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SERC

Craven County Wood Energy, LP

NCR01212

$0

SERC200700063

PRC-005-1

1

High

06/05/2008

FERC

NP08-28-000
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SERC

N.C. Power Holdings, Inc. - Elizabethtown Power

NCR08084

$0

SERC200700067

IRO-004-1

4

High

SERC200700074

CIP-001-1

1

Medium

SERC200700075

CIP-001-1

2

Medium

SERC200700076

CIP-001-1

3

Medium

SERC200700077

CIP-001-1

4

Medium

SERC200700078

PRC-005-1

1

High

SERC200700084

FAC-008-1

1

Lower/Medium

SERC200700085

FAC-009-1

1

Medium

06/05/2008

FERC

NP08-29-000
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SERC

City of Columbia, MO
[Statement]

NCR01196

$0

SERC200700002

PER-002-0

3.1

Medium

SERC200700003

TPL-001-0

1

High/Medium

SERC200700004

TPL-002-0

1

High/Medium

SERC200700005

TPL-003-0

1

High/Medium

SERC200700006

TPL-004-0

1

Medium

06/05/2008

FERC

NP08-30-000
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SERC

City of Orangeburg Dept. of Public Utilities

NCR01202

$0

SERC200700054

CIP-001-1

1

Medium

SERC200700055

CIP-001-1

2

Medium

SERC200700056

CIP-001-1

3

Medium

SERC200700057

CIP-001-1

4

Medium

06/05/2008

FERC

NP08-31-000
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SERC

N.C. Power Holdings, Inc. - Lumberton Power

NCR08085

$0

SERC200700068

IRO-004-1

4

High

SERC200700079

CIP-001-1

1

Medium

SERC200700080

CIP-001-1

2

Medium

SERC200700081

CIP-001-1

3

Medium

SERC200700082

CIP-001-1

4

Medium

SERC200700083

PRC-005-1

1

High

SERC200700086

FAC-008-1

1

Lower/Medium

SERC200700087

FAC-009-1

1

Medium

06/05/2008

FERC

NP08-32-000
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SERC

Old Dominion Electric Cooperative

NCR00859

$0

SERC200700010

FAC-008-1

1

Lower/Medium

SERC200700011

PRC-005-1

1

High

06/05/2008

FERC

NP08-34-000
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SERC

The Dow Chemical Company

NCR09037

$0

SERC200700022

IRO-004-1

4

High

SERC200700023

TOP-003-0

1

Medium

SERC200700053

PRC-005-1

2

Lower/High

SERC200700069

FAC-009-1

1

Medium

SERC200700070

FAC-009-1

2

Medium

SERC200700072

PRC-004-1

2

High

SERC200700073

PRC-004-1

3

Lower

06/05/2008

FERC

NP08-35-000
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MRO

Rochester Public Utilities

NCR01027

$0

MRO200700005

PER-002-0

3

High/Medium

MRO200700006

PRC-004-1

2

High

MRO200700007

VAR-001-1

9

High

06/04/2008

FERC

NP08-1-000
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RFC

Baltimore Gas and Electric Co.
[Statement]

NCR00689

$180,000

RFC200700002

FAC-003-1

2

High

06/04/2008

FERC

NP08-2-000
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MRO

MidAmerican Energy Company

NCR00824

$75,000
(Settlement)

MRO200700010

FAC-003-1

2

High

06/04/2008

FERC

NP08-3-000 View NOP >>
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TRE

Bandera Electric Cooperative, Inc

NCR04008

$0

TRE200700003

PRC-005-1

2

Lower/High

06/04/2008

FERC

NP08-4-000 View NOP >>
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TRE

Denton Municipal Electric (TDSP)

NCR04049

$0

TRE200700001

PRC-008-0

1

Medium

TRE200700002

PRC-008-0

2

Medium

06/04/2008

FERC

NP08-5-000
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TRE

Exelon Generation Company, LLC

NCR04057

$0

TRE200700004

PRC-005-1

2

Lower/High

06/04/2008

FERC

NP08-6-000
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MRO

Tri-State G&T - Merchant

NCR10103

$0

MRO200700008

INT-004-1

2

Lower

06/04/2008

FERC

NP08-7-000
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MRO

American Transmission Co., LLC

NCR00685

$0

MRO200700009

PRC-005-1

2

Lower/High

06/04/2008

FERC

NP08-8-000
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NPCC

Peabody Municipal Light Plant

NCR07191

$0

NPCC200700015

CIP-001-1

1

Medium

NPCC200700016

CIP-001-1

2

Medium

NPCC200700017

CIP-001-1

3

Medium

NPCC200700018

CIP-001-1

4

Medium

06/04/2008

FERC

NP08-9-000
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SPP

Southwestern Public Service Co. (SPS-XCEL)

NCR01145

$0

SPP200700002

EOP-001-0

3.4

Medium

SPP200700003

EOP-001-0

4.4

Medium

SPP200700004

EOP-001-0

5

Medium

SPP200700005

EOP-005-0

1

Medium

SPP200700006

CIP-001-1

2

Medium

06/04/2008

FERC

NP08-10-000
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SERC

Reliant Energy Wholesale Generation, LLC
[Statement]

NCR00396

$0

SERC200700049

PRC-005-1

1

High

06/04/2008

FERC

NP08-11-000
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NPCC

The City of Holyoke Gas and Electric Dept.

NCR07217

$0

NPCC200700011

CIP-001-1

1

Medium

NPCC200700012

CIP-001-1

2

Medium

NPCC200700013

CIP-001-1

3

Medium

NPCC200700014

CIP-001-1

4

Medium

06/04/2008

FERC

NP08-12-000
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TRE

Suez Energy Marketing NA Inc

NCR04129

$0

TRE200700011

CIP-001-1

1

Medium

TRE200700012

CIP-001-1

2

Medium

TRE200700013

CIP-001-1

3

Medium

TRE200700014

CIP-001-1

4

Medium

TRE200700015

IRO-004-1

4

High

06/04/2008

FERC

NP08-13-000
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NPCC

Norwich Public Utilities

NCR07038

$0

NPCC200700019

CIP-001-1

1

Medium

NPCC200700020

CIP-001-1

2

Medium

NPCC200700021

CIP-001-1

3

Medium

NPCC200700022

CIP-001-1

4

Medium

06/04/2008

FERC

NP08-14-000
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SERC

Cottonwood Energy, LP
[Statement]

NCR01210

$0

SERC200700047

PRC-005-1

1

High

06/04/2008

FERC

NP08-15-000
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SERC

Illinois Municipal Electric Agency
[Statement]

NCR00795

$0

SERC200700058

CIP-001-1

1

Medium

SERC200700059

CIP-001-1

2

Medium

SERC200700060

CIP-001-1

3

Medium

SERC200700061

CIP-001-1

4

Medium

06/04/2008

FERC

NP08-16-000
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MRO

Northern States Power

NCR01020

$0

MRO200700004

CIP-001-1

2

Medium

06/04/2008

FERC

NP08-17-000
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SERC

East Texas Electric Cooperative, Inc.

NCR01227

$0

SERC200700017

PRC-005-1

1

High

SERC200700025

FAC-008-1

1

Lower/Medium

SERC200700031

CIP-001-1

1

Medium

SERC200700032

CIP-001-1

2

Medium

SERC200700033

CIP-001-1

3

Medium

SERC200700034

CIP-001-1

4

Medium

06/04/2008

FERC

NP08-18-000
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TRE

Topaz Power Management LP (QSE)

NCR04147

$0

TRE200800028

CIP-001-1

1

Medium

06/04/2008

FERC

NP08-21-000
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SERC

City of Orangeburg Dept. of Public Utilities

NCR01202

$0

SERC200700016

PRC-005-1

1

High

06/04/2008

FERC

NP08-33-000
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SERC

Associated Electric Cooperative, Inc.

NCR01177

$0

SERC200700001

FAC-003-1

2

High