Date

Regulatory
Authority

Regulatory
Filing ID

Region

Registered Entity

NCR ID*

Total
Penalty ($)

NERC
Violation ID

Reliability
Standard

Requirement

Violation Risk Factor

 

12/31/2013

FERC

NP14-26-000

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SERC

Unidentified Registered Entity

NCRXXXXX

$120,000

SERC200900284

CIP-004-1

R4

Lower

 

SERC201000551

CIP-004-1

R2; R2.1

Medium

 

SERC201000552

CIP-004-1

R4; R4.1

Lower

 

SERC201000586

CIP-007-1

R5; R5.2.1

Medium

 

SERC201100776

CIP-004-3

R4; R4.2

Lower

 

SERC2011007429

CIP-005-1

R1; R1.4

Medium

 

SERC2011007639

CIP-007-1

R5; R5.2

Lower

 

SERC2011007985

CIP-004-3

R4

Lower

 

SERC2011007986

CIP-005-1

R1; R1.1; R1.5

Medium

 

SERC2011007987

CIP-005-1

R2; R2.2

Medium

 

SERC2011007988

CIP-005-1

R4; R4.2

Medium

 

SERC2011007989

CIP-006-1

R1; R1.7; R1.8

Medium

 

SERC2011007990

CIP-007-1

R2; R2.2

Medium

 

SERC2011007992

CIP-007-1

R8; R8.3

Medium

 

SERC2011007993

CIP-007-1

R1

Medium

 

SERC2012010331

CIP-006-3c

R2; R2.2

Medium

 

SERC2012011169

CIP-004-3

R2; R2.1

Medium

 

SERC2013012004

CIP-006-3c

R1; R1.6

Medium

 

SERC2013012236

CIP-007-1

R3

Lower

 

12/31/2013

FERC

NP14-25-000

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SERC

Unidentified Registered Entity

NCRXXXXX

$250,000

SERC2011007982

CIP-002-1

R1

Lower

 

SERC2011007983

CIP-002-1

R2

High

 

SERC201000505

CIP-004-1

R4

Lower

 

SERC2012011336

CIP-005-3a

R1

Medium

 

SERC2013012272

CIP-005-1

R2

Medium

 

SERC201000622

CIP-005-1

R3

Medium

 

SERC2012010981

CIP-005-3a

R5

Lower

 

SERC2013012006

CIP-006-1

R1; R1.1

Medium

 

SERC2011008003

CIP-006-1

R1

Medium

 

SERC2012011337

CIP-006-3c

R5

Medium

 

SERC2013011700

CIP-006-3c

R5

Medium

 

SERC2011007999

CIP-006-3c

R6

Lower

 

SERC201000623

CIP-007-1

R1

Medium

 

SERC2011007873

CIP-007-1

R2

Medium

 

SERC2012010000

CIP-007-3a

R4

Medium

 

SERC2012009999

CIP-007-1

R5

Lower

 

SERC201000621

CIP-007-1

R6

Lower

 

SERC2011008271

CIP-007-3

R7

Lower

 

SERC2013012005

CIP-007-3a

R7

Lower

 

12/31/2013

FERC

NP14-24-000

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SERC

Unidentified Registered Entity

NCRXXXXX

$350,000

SERC200900394

CIP-002-1

R3

High

 

SERC200900399

CIP-004-1

R4

Lower

 

SERC200900402

CIP-009-1

R1

Medium

 

SERC200900599

CIP-007-1

R7

Lower

 

SERC201000573

CIP-007-1

R1

Medium

 

SERC201000575

CIP-007-1

R3

Lower

 

SERC201000576

CIP-004-1

R3

Lower

 

SERC201000609

CIP-002-1

R3

High

 

SERC201000611

CIP-005-1

R2; R2.2

Medium

 

SERC201000612

CIP-005-1

R4; R4.5

Medium

 

SERC201000613

CIP-005-1

R5; R5.2

Lower

 

SERC201000614

CIP-006-1

R1; R1.8

Lower

 

SERC201000615

CIP-006-1

R6

Medium

 

SERC201000616

CIP-007-1

R1

Medium

 

SERC201000617

CIP-007-1

R2

Medium

 

SERC201000618

CIP-007-1

R5; R5.3.3

Medium

 

SERC201000619

CIP-007-1

R6; R6.4

Lower

 

SERC201000620

CIP-007-1

R8; R8.4

Medium

 

SERC2012010717

CIP-004-3

R2; R2.3

Lower

 

SERC2012010718

CIP-004-3

R4

Lower

 

SERC2012010953

CIP-006-3c

R5

Medium

 

SERC2012010954

CIP-006-2

R2; R2.1

Medium

 

SERC2012010998

CIP-006-3c

R4

Medium

 

SERC2012011007

CIP-006-3c

R4

Medium

 

SERC2012011008

CIP-006-1

R1; R1.1

Medium

 

SERC2012011117

CIP-002-3

R3

High

 

SERC2012011161

CIP-002-3

R3

High

 

SERC2012011433

CIP-006-1

R3

Medium

 

SERC2012011434

CIP-005-1

R1; R1.1

Medium

 

SERC2012011435

CIP-007-1

R4; R4.2

Medium

 

SERC2012011437

CIP-007-1

R7; R7.3

Lower

 

SERC2013011699

CIP-006-3c

R1; R1.6.

Medium

 

SERC2013011706

CIP-006-3c

R1; R1.6.

Medium

 

SERC2013012206

CIP-006-3c

R4

Medium

 

SERC2013012431

CIP-004-3a

R4; R4.1

Lower

 

SERC2013012710

CIP-006-3c

 

R1; R1.6

Medium

 

SERC2013012712

 

CIP-004-1

 

R3

Medium

 

12/31/2013

FERC

NP14-23-000

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SPP RE

Unidentified Registered Entity

NCRXXXXX

$100,000

SPP2011008732

CIP-002-1

R3;
R3.2
R3; R3.2

Lower

 

SPP2011008733

CIP-003-1

R5; R5.1

Lower

 

SPP2011008735

CIP-004-1

R3; R3.1

Medium

 

SPP2011008736

CIP-004-1

R4

Lower

 

SPP2011008737

CIP-005-1

R2; R2.1; R2.2; R2.4

Medium

 

SPP2011008738

CIP-005-1

R1

Medium

 

SPP2011008739

CIP-005-1

R4; R4.1, R4.2, R4.3, R4.4, R4.5

Medium

 

SPP2011008756

CIP-007-1

R8; R8.1, R8.2, R8.4

Lower

 

SPP2011008747

CIP-006-1

R6

Medium

 

SPP2011008749

CIP-007-1

R2; R2.1, R2.2

Medium

 

SPP2011008751

CIP-007-1

R3

Lower

 

SPP2011008754

CIP-007-1

R6; R6.5

Lower

 

SPP2011008761

CIP-009-1

R2

Lower

 

SPP2011008748

CIP-007-1

R1; R1.1

Medium

 

SPP2011008734

CIP-003-1

R6

Lower

 

SPP2011008740

CIP-005-1

R5.1; R5.3

Lower

 

SPP2011008742

CIP-006-1

R1.1; R1.2; R1.4; R1.6

Medium

 

SPP2011008743

CIP-006-1

R1.8

Medium

 

SPP2011008744

CIP-006-1

R2

Medium

 

SPP2011008745

CIP-006-1

R3

Medium

 

SPP2011008746

CIP-006-1

R4

Medium

 

SPP2011008752

CIP-007-1

R4

Medium

 

SPP2011008753

CIP-007-1

R5

Lower

 

SPP2011008755

CIP-007-1

R7

Lower

 

SPP2011008757

CIP-007-1

R9

Lower

 

SPP2011008759

CIP-008-1

R1.1; R1.3;
R1.4; R1.5;
R1.6

Lower

 

SPP2011008760

CIP-009-1

R1

Medium

 

SPP2011008762

 

CIP-009-1

 

R4

 

Lower

 

12/30/2013

FERC

NP14-22-000

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WECC

Unidentified Registered Entity

NCRXXXXX

$150,000

WECC201102906

CIP-003-1

R4

Medium

 

WECC201103022

CIP-006-3c

R1: R1.4; R1.5

Medium

 

WECC201002325

CIP-006-1

R1

Medium

 

WECC201102498

CIP-006-1

R1: R1.1; R1.2; R1.4; R1.6; R1.8

Medium

 

WECC201102806

CIP-006-1

R3.1

Medium

 

WECC201002358

CIP-007-2a

R1

Medium

 

WECC201002328

CIP-007-1

R5: R5.2.1; R5.3.2

Medium

 

12/31/2013

FERC

NP14-21-000

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SERC

Unidentified Registered Entity

NCRXXXXX

$175,000

SERC201000447

CIP-006-1

R2

Medium

 

SERC201000513

CIP-002-1

R3

High

 

SERC201000564

CIP-004-1

R4

Lower

 

SERC201000565

CIP-007-1

R5

Medium

 

SERC201000592

CIP-007-1

R2

Medium

 

SERC201000593

CIP-005-1

R2

Medium

 

SERC201000594

CIP-007-1

R6

Lower

 

SERC201000595

CIP-006-2

R5

Medium

 

SERC2011008316

CIP-005-1

R1

Medium

 

SERC2011008511

CIP-005-1

R3

Medium

 

SERC2011008512

CIP-005-1

R4

Medium

 

SERC2011008513

CIP-006-1

R1; R1.8

Medium

 

SERC2011008516

CIP-007-3a

R1

Medium

 

SERC2012011645

CIP-007-3a

R3; R3.1

Lower

 

SERC2013013123

CIP-004-1

R2; R2.1

Medium

 

SERC2013013146

CIP-004-1

R3

Medium

 

12/30/2013

FERC

NP14-20-000

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SERC

Unidentified Registered Entity

NCRXXXXX

$198,000

SERC2011006592

CIP-002-1

R3

High

 

SERC2011008277

CIP-003-1

R4

Medium

 

SERC2011008278

CIP-003-1

R5

Lower

 

SERC201000523

CIP-004-1

R4

Lower

 

SERC2011006594

CIP-005-1

R1

Medium

 

SERC2011007430

CIP-005-1

R2

Medium

 

SERC2012010943

CIP-005-3a

R3

Medium

 

SERC2011008279

CIP-005-1

R4

Medium

 

SERC2011006597

CIP-006-1

R1

Medium

 

SERC2012010945

CIP-006-1

R2

Medium

 

SERC2012010946

CIP-006-1

R3

Medium

 

SERC2011006595

CIP-007-1

R1

Medium

 

SERC2011006596

CIP-007-1

R2

Medium

 

SERC2011006598

CIP-007-1

R3

Lower

 

SERC2011006599

CIP-007-1

R4

Medium

 

SERC2011006600

CIP-007-1

R5

Lower

 

SERC2011006601

CIP-007-1

R6

Lower

 

SERC2011006602

CIP-007-1

R7

Lower

 

SERC2011006603

CIP-007-1

R8

Lower

 

SERC2012010949

CIP-008-3

R1: R1.4

Lower

 

SERC2011008283

CIP-009-1

R1

Medium

 

12/30/2013

FERC

NP14-19-000

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WECC

Unidentified Registered Entity

NCRXXXXX

$185,000

WECC2012009779

CIP-002-1

R3

High

 

WECC2011008709

CIP-004-3

R4; R4.2

Lower

 

WECC2012009759

CIP-005-1

R1

Medium

 

WECC2012009746

CIP-006-1

R1; R1.8

Medium

 

WECC2012009792

CIP-007-1

R1

Medium

 

WECC2012009793

CIP-007-1

R2

Medium

 

WECC2012009794

CIP-007-1

R3

Lower

 

WECC2012009795

CIP-007-1

R4

Medium

 

WECC2012009796

CIP-007-1

R5; R5.2.3

Medium

 

WECC2012009797

CIP-007-1

R8; R8.4

Medium

 

WECC2012009798

CIP-007-1

R9

Lower

 

12/30/2013

FERC

NP14-18-000

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SERC

Unidentified Registered Entity

NCRXXXXX

$110,000

SERC2011007531

CIP-004-3

R2

Lower

 

SERC2012011584

CIP-004-3

R4

Lower

 

SERC2011008775

CIP-005-1

R1

Medium

 

SERC2012010549

CIP-005-3a

R2

Medium

 

SERC2011007385

CIP-005-2

R3

Medium

 

SERC2012011380

CIP-005-3a

R5

Lower

 

SERC2012010143

CIP-006-1

R1

Lower

 

SERC2011007156

CIP-006-3a

R1

Medium

 

SERC2012010343

CIP-006-1

R3

Medium

 

SERC2011008616

CIP-006-3a

R6

Lower

 

SERC2012010344

CIP-007-1

R2

Medium

 

SERC2012010793

CIP-007-3

R3

Lower

 

SERC2011007532

CIP-007-1

R5

Lower

 

SERC2013011678

CIP-007-3

R6

Medium

 

SERC2012010346

CIP-009-1

R5

Lower

 

12/30/2013

FERC

NP14-17-000

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WECC

Unidentified Registered Entity

NCRXXXXX

$144,000

WECC2013012051

CIP-002-1

R3

High

 

WECC2013012052

CIP-005-3a

R2.4

Medium

 

12/30/2013

FERC

NP14-16-000

View NOP>>

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SERC

Unidentified Registered Entity

NCRXXXXX

$50,000

SERC200900414

CIP0021

R3

High

 

SERC200900415

CIP0031

R1; 1.2

Lower

 

SERC201000665

CIP0031

R4

Medium

 

SERC201000666

CIP0031

R5

Lower

 

SERC201000667

CIP0031

R6

Lower

 

SERC2012010852

CIP0033

R6

Lower

 

SERC201000507

CIP0041

R1

Lower

 

SERC200900416

CIP0041

R2; R2.1

Medium

 

SERC200900417

CIP0041

R3

Medium

 

SERC2011007656

CIP0043

R3; R3.2

Lower

 

SERC200900419

CIP0041

R4

Lower

 

SERC201000668

CIP0041

R4

Lower

 

SERC201000669

CIP0051

R1; R1.1; R1.4

Medium

 

SERC201000670

CIP0051

R1; R1.5

Medium

 

SERC2012010853

CIP0051

R1; R1.5

Medium

 

SERC201000671

CIP0051

R2; R2.2

Medium

 

SERC2012010854

CIP0053a

R2; R2.2

Medium

 

SERC200900418

CIP0051

R2; R2.5.2

Lower

 

SERC201000672

CIP0051

R3

Medium

 

SERC2012010857

CIP0051

R3; R3.2

Medium

 

SERC201000673

CIP0051

R5; R5.1

Lower

 

SERC2013012192

CIP0063c

R1; R1.6

Medium

 

SERC2012010637

CIP0061

R1; R1.8

Lower

 

SERC2012010855

CIP0061

R1; R1.8

Lower

 

SERC2012009690

CIP0063c

R8; R8.1

Medium

 

SERC2012010856

CIP0071

R1; R1.3

Lower

 

SERC201000674

CIP0071

R2

Medium

 

SERC201000675

CIP0071

R3

Lower

 

SERC201000676

CIP0071

R5

Lower

 

SERC2012010859

CIP0071

R5; R5.2.3; R5.3

Lower

 

SERC2011007657

CIP0073a

R5; R5.3.3

Medium

 

SERC2012010858

CIP0071

R6; R6.3

Medium

 

SERC200900420

CIP0081

R1

Lower

 

SERC201000677

CIP0091

R1

Medium

 

12/30/2013

FERC

NP14-15-000

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WECC

TransAlta Centralia Generation, LLC

NCR05533

$97,500

WECC2013011906

FAC-001-0

R1

Medium

 

WECC2013011907

FAC-001-0

R2

Medium

 

WECC2013011908

PRC-005-1

R2

High

 

12/30/2013

FERC

NP14-14-000
View Filing >>
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View A-2 Spreadsheet >>​

View Order>>

See Spreadsheets and NOP for Spreadsheet NOP information​

Spreadsheet Notice of Penalty​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

 

12/30/2013

FERC

NP14-13-000

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MRO

NextEra Energy Resources

NCR10019

$45,000

MRO201100394

PRC-005-1

R2; R2.1

High

 

12/30/2013

FERC

NP14-12-000

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RFC

PJM Interconnection

NCR00879

$10,000

RFC201000614

COM-002-2

R2

Medium

 

RFC2012010155

FAC-011-2

R2

High

 

12/30/2013

FERC

NP14-11-000

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RFC

Northern Indiana Public Service Company

NCR02610

$0

RFC2011001192

PRC-023-1

R1

High

 

RFC2012010008

FAC-009-1

R1

Medium

 

RFC2012010010

PRC-005-1

R1

High

 

RFC2012010015

FAC-009-1

R1

Medium

 

11/27/2013

FERC

NP14-10-000

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WECC

Public Service Company of Colorado

NCR05521

$215,000

WECC2012009202

PRC-005-1

R2

High

 

11/27/2013

FERC

NP14-9-000

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WECC

Dynegy Power, LLC

NCR00200

$70,000

WECC2013011944

PRC-005-1

R2; R2.1; R2.2

High

 

11/27/2013

FERC

NP14-8-000

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RFC

Whiting Clean Energy, Inc.

NCR00417

$35,000

RFC2012010746

PRC-005-1

R1

High

 

RFC2012011350

CIP-001-1

R2

Medium

 

RFC2012011351

FAC-008-1

R1

Lower

 

RFC2012011352

FAC-009-1

R1

Medium

 

RFC2012011353

PRC-001-1

R1

High

 

RFC2012011354

PRC-005-1

R2; R2.1; R2.2

High

 

RFC2012011355

VAR-002-1.1b

R2

Medium

 

11/27/2013

FERC

NP14-7-000

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RFC

Indianapolis Power & Light Company

NCR00798

$30,000

RFC2013012210

TOP-002-2

R11

Medium

 

RFC2013012211

VAR-002-1

R1

Medium

 

11/27/2013

FERC

NP14-6-000
View Filing >>

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Spreadsheet Notice of Penalty​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

 

10/30/2013

FERC

NP14-5-000

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RFC

Unidentified Registered Entity

NCRXXXXX

$0

RFC201000288

CIP0041

R2

Lower

 

RFC201000289

CIP0041

R3; R3.3

Lower

 

RFC201000290

CIP0041

R4

Lower