Date

Regulatory Authority

Regulatory Filing ID

Region

Registered Entity

NCR ID

Total Penalty ($)

NERC Violation ID

Reliability Standard

Requirement

Violation Risk Factors

10/31/2017

FERC

NP18-2-000

View Filing >>

View A-2

Spreadsheet >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

10/31/2017

FERC

NP18-1-000

View Filing >>

MRO

Western Area Power Administration Upper Great Plains

NCR01036

No Penalty

MRO2016015732

PRC-001-1

R3.2

HIgh

MRO2016015733

TOP-002-2

R6

Medium

MRO2016015734

TOP-002-2

R11

Medium

MRO2016015736

TOP-004-2

R1

High

MRO2016015737

TOP-006-1

R5

Medium

MRO2016015738

TOP-008-1

R1

High

MRO2016015739

TOP-008-1

R3

High

MRO2016015740

TPL-002-0

R2

Medium

MRO2016015741

VAR-001-1

R8

Medium

9/28/2017

FERC

NP17-31-000

View Filing >>

View Notice >>

SERC

Unidentified Registered Entity

NCRXXXXX

$500,000

SERC2013012661

CIP-002-3

R3

High

SERC2016015522

CIP-002-3

R4

Lower

SERC2013012662

CIP-003-3

R1; R1.3

Medium

SERC2013012663

CIP-003-3

R6

Lower

SERC2013012664

CIP-004-3

R2; R2.1

Medium

SERC2013012665

CIP-004-3

R3

Medium

SERC2016016616

CIP-004-3

R3; R3.3

Medium

SERC2016015515

CIP-004-3a

R3; R3.2

Medium

SERC2013012666

CIP-004-3

R4

Lower

SERC2016015480

CIP-004-3a

R4; R4.2

Lower

SERC2016016615

CIP-004-6

R5; R5.2

Medium

SERC2017016813

CIP-004-6

R5; R5.4

Medium

SERC2013012667

CIP-005-3

R1; R1.1; R1.5

Medium

SERC2016016619

CIP-005-3a

R1

Medium

SERC2017017849

CIP-005-3a

R1; R1.1

Medium

SERC2013012668

CIP-005-3

R2; R2.2; R2.4

Medium

SERC2016016620

CIP-005-3a

R2; R2.2

Medium

SERC2013012669

CIP-005-3

R4; R4.2; R4.3; R4.4

Medium

SERC2013012670

CIP-005-3

R5; R5.1; R5.2

Lower

SERC2016015523

CIP-005-3a

R5; R5.1

Lower

SERC2013012671

CIP-006-3a

R1; R1.2; R1.8

Medium

SERC2016015516

CIP-006-3c

R1; R1.6

Medium

SERC2016015524

CIP-006-3c

R1; R1.8

Lower

SERC2016016603

CIP-006-6

R1; R1.3

Medium

SERC2013012678

CIP-006-3a

R2

Medium

SERC2016016606

CIP-006-6

R2; R2.1

Medium

SERC2016016611

CIP-006-6

R2; R2.2

Medium

SERC2017017812

CIP-006-6

R2; R2.2

Medium

SERC2013012681

CIP-007-3a

R2; R2.1; R2.2; R2.3

Medium

SERC2013012675

CIP-007-3a

R3; R3.1; R3.2

Lower

SERC2013012676

CIP-007-3a

R4; R4.1

Medium

SERC2013012677

CIP-007-3a

R5; R5.1.2; R5.3

Lower

SERC2013012680

CIP-007-3a

R6; R6.1

Lower

SERC2013012679

CIP-007-3a

R8; R8.2; R8.3

Lower

SERC2016015525

CIP-007-3a

R9

Lower

SERC2017017851

CIP-007-6

R2; R2.1

Medium

SERC2016016614

CIP-007-6

R2; R2.2

Medium

SERC2016016609

CIP-007-6

R2; R2.3

Medium

SERC2017017811

CIP-007-6

R2; R2.4

Medium

SERC2017017813

CIP-007-3a

R6; R6.1

Medium

SERC2016016605

CIP-007-6

R4; R4.4

Medium

SERC2017017854

CIP-007-3a

R5; R5.2.1

Lower

SERC2016016607

CIP-007-3a

R5; R5.3.3

Lower

SERC2016016608

CIP-007-6

R5; R5.5

Medium

SERC2016016610

CIP-007-6

R5; R5.7

Medium

SERC2013012682

CIP-009-3

R1

Medium

SERC2017017850

CIP-010-2

R1; R1.1

Medium

SERC2016016612

CIP-010-2

R1; R1.3

Medium

SERC2017017852

CIP-010-2

R1; R1.5

Medium

SERC2016016613

CIP-010-2

R2; R2.1

Medium

SERC2016015460

BAL-002-1

R4

Medium

SERC2016016157

BAL-003-1.1

R2

Medium

SERC2016015526

FAC-014-2

R3

Medium

SERC2016015527

FAC-014-2

R4

Medium

SERC2017016808

PRC-002-2

R5; R5.3

Lower

SERC2016015697

PRC-023-3

R6

High

SERC2016015532

TPL-002-0b

R1; R1.3

High

SERC2016015533

TPL-003-0b

R1; R1.3

High

SERC2016015534

TPL-004-0a

R1; R1.3

Medium

9/28/2017

FERC

NP17-30-000

View Filing >>

View Notice >>

RF

Boston Energy Trading and Marketing; GenON REMA 1; Genon Power Midwest; Genon Northeast Management Company

NCR00769, NCR11141, NCR11136, NCR11137

$100,000

RFC2014014541

PRC-005-1

R2; R2.1; R2.2

Medium

RFC2014014203

PRC-005-1

R2; R2.1

Lower

RFC2014013615

VAR-002-2b

R2

Medium

RFC2014014540

VAR-002-2b

R2

Medium

RFC2015014838

VAR-002-3

R2

Medium

RFC2015014839

VAR-002-3

R2

Medium

9/28/2017

FERC

NP17-29-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

8/31/2017

FERC

NP17-28-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

8/31/2017

FERC

NP17-27-000

View Filing >>

View Notice >>

SERC

Southwest Power Pool

NCR01143

$0

SERC2013012078

IRO-002-1

R2

Medium

SERC2013012080

IRO-005-1

R1; R1.8

High

SERC2013012081

FAC-014-2

R1

Medium

7/31/2017

FERC

NP17-26-000

View Filing >>

View Notice >>

SPP RE

Unidentified Registered Entity

NCRXXXXX

$250,000

SPP2014014499

CIP-003-3

R2: R2.2

Medium

SPP2014014500

CIP-003-3

R6

Lower

SPP2014014513

CIP-004-3a

R4

Lower

SPP2014014514

CIP-005-3a

R1: R1.5; R1.6

Medium

SPP2014014501

CIP-006-3c

R1: R1.6.1

Medium

SPP2014014502

CIP-006-3c

R2: R2.2

Medium

SPP2014014505

CIP-007-3a

R1: R1.1

Lower

SPP2014014506

CIP-007-3a

R2: R2.1; R2.2

Medium

SPP2014014507

CIP-007-3a

R4: R4.1

Medium

SPP2014014508

CIP-007-3a

R5: R5.2; R5.2.2

Lower

SPP2015015324

CIP-007-3a

R6: R6.1; R6.4; R6.5

Medium

SPP2014014510

CIP-008-3

R1: R1.6

Lower

SPP2014014511

CIP-009-3

R2

Lower

7/31/2017

FERC

NP17-25-000

View Filing >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

6/29/2017

FERC

NP17-24-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

5/31/2017

FERC

NP17-23-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

4/27/2017

FERC

NP17-22-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

4/27/2017

FERC

NP17-21-000

View Filing >>

View Notice >>

WECC

Unidentified Registered Entity

NCRXXXXX

$201,000

WECC2015014909

CIP-006-3c

R2.2

Medium

WECC2015015031

CIP-004-1

R3

Lower

3/30/2017

FERC

NP17-20-000

View Filing >>

View A-1

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

2/28/2017

FERC

NP17-19-000

View Filing >>

View Notice >>

SERC

Alabama Power Company

NCR01166

$250,000

SERC2016015498

FAC-003-3

R2

High

SERC2016015499

FAC-009-1

R1

Medium

2/28/2017

FERC

NP17-18-000

View Filing >>

View Notice >>

Texas RE

American Electric Power Service Corporation

NCR04006

$205,000

TRE2015015386

EOP-003-2

R5

High

TRE2015015387

TOP-001-1a

R3

High

2/28/2017

FERC

NP17-17-000

View Filing >>

View Notice >>

Texas RE

Texas-New Mexico Power Company

NCR04143

$70,000

TRE2016015467

COM-002-2

R1

High

TRE2016015468

TOP-006-2

R1.2

Medium

TRE2016015469

TOP-006-2

R2

High

TRE2016016041

EOP-008-1

R4

High

2/28/2017

FERC

NP17-16-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

2/28/2017

FERC

NP17-15-000

View Filing >>

View Notice >>

SERC

Mississippi Power Company

NCR01273

$40,000

SERC2015015011

FAC-003-3

R2

High

1/30/2017

FERC

NP17-14-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information