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Enforcement and Mitigation
20162015 | 2014 | 2013 | 2012| 2011 | 2010| 2009| 2008
Clicking:
  • "View NOP >>" displays a copy of the Notice of Penalty filed by NERC with the listed Regulatory Authority for the listed violations by the listed registered entity;
  • "View Order >>" indicates that the Regulatory Authority has issued an Order, and clicking it displays a copy of the Order;
  • "Response >>" displays a copy of a document other than an Order by the Regulatory Authority;
  • "NERC Filing >>" displays a copy of a document, other than an NOP, filed by NERC with the listed Regulatory Authority regarding the listed violations; and
  • "Statement" displays a copy of the statement that the registered entity submitted to NERC regarding the listed violations. 
All Regulatory Files documents listed are posted in descending order by filing date.
 
For the Searchable Notice of Penalty Spreadsheet, click here.
The Searchable Notice of Penalty (NOP) Spreadsheet is based on filed NOPs and is provided for informational purposes only. In the event of a conflict between information on the Searchable NOP spreadsheet and filed NOPs, the filed NOPs govern.
 
For the Public Non-CIP violations in the Searchable Spreadsheet Notice of Penalty Spreadsheet, click here.
For the Public CIP violations in the Searchable Spreadsheet Notice of Penalty Spreadsheet, click here.
The Searchable Notice of Penalty (NOP) Spreadsheets are based on filed NOPs and is provided for informational purposes only. In the event of a conflict between information on the Searchable NOP spreadsheet and filed NOPs, the filed NOPs govern.
 
For the Public Non-CIP remediated issues in the Searchable Find, Fix, Track, and Report (FFT) Spreadsheet, click here.
For the Public CIP remediated issues in the Searchable FFT Spreadsheet, click here.
The Searchable FFT Informational Filing Spreadsheets are based on remediated issues that were submitted for informational purposes only. In the event of a conflict between information on the Searchable FFT spreadsheet and filed FFTs, the filed FFTs govern.
 
​For the Public Non-CIP issues in the Searchable Compliance Exception (CE) Spreadsheet, click here.
For the Public CIP issues in the Searchable CE Spreadsheet, click here.
The Searchable CE Spreadsheets are based on noncompliance that were posted and are provided for informational purposes only.

 

 
 

 Templates

 
  
  
  
Template for Compliance Exception (CE) and Find, Fix, Track, and Report (FFT).xlsxTemplate for Compliance Exception (CE) and Find, Fix, Track, and Report (FFT)1/1/2017
Template for Spreadsheet Notice of Penalty.xlsxTemplate for Spreadsheet Notice of Penalty1/1/2017
 

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