Resource Center

Welcome to NERC’s Resource Center. Resource documents are arranged by program area but can also be searched for by document type or keyword. Webinars, site map, and archives can be found in the left navigation bar.

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Reliability and Security Guidelines

Compliance

CEI Update Webinar July 11, 2012. Streaming Webinar, ReadyTalk Conferencing
2008 CMEP Reporting Requirements
2008 Implementation Plan
2008-RTA-007 Process Bulletin - Registered Entity Submission of Violation Statements
2008-RTA-008 Process Bulletin - NERC Requirements - Electronically-Submitted CMEP Materials
2009 Actively Monitored List - Version 1.2
2009 Implementation Plan
2009-CAG-001 Process Bulletin - Regional Self-Certifications
2009-CAG-002 Process Bulletin - Compliance Audit Certification Letter
2009-CAG-003 Process Bulletin - Regional Compliance Auditor Training Requirements
2009-CAG-004 Process Bulletin - Extension of Self-Certification Deadlines
2010 Actively Monitored List
2010 Implementation Plan
2011 Actively Monitored List
2011 Implementation Plan
2012 Actively Monitored List
2012 Implementation Plan
2012 Implementation Plan Webinar
2013 Implementation Plan
2014 ERO CMEP Implementation Plan
2015 ERO CMEP Implementation Plan
2016 ERO CMEP Implementation Plan
2017 ERO CMEP Implementation Plan
2017 ERO Enterprise Data Submittal Schedule
2018 ERO CMEP Implementation Plan V2.1
2018 ERO Enterprise Periodic Data Submittals Schedule
2019 ERO Enterprise Periodic Data Submittals Schedule
2019_ERO_CMEP_Implementation Plan V1
About the Compliance & Enforcement Program
CEI NARUC Panel
CEI Update Webinar July 11, 2012
CEI Webinar Find, Fix, Track and Report (FFT) Update
Compliance Enforcement Initiative: Initial Filing & Next Steps
Compliance Enforcement Initiative: Initial Filing and Next Steps
Compliance Guidance Policy
Compliance Issuances Second Quarter Report
Compliance Process Bulletin #2008-001: Vegetation-related Transmission Outage Reporting v.1.0
Compliance Process Bulletin #2009-001: Clarifies Usage and Impact of FERC Revised Policy Statement on Enforcement and FERC Policy Statement on Compliance within ERO Compliance Monitoring and Enforcement Program (CMEP)
Compliance Process Bulletin #2009-003: Provides guidance concerning the applicability and implementation of pro forma settlement process for violations of certain documentary requirements.
Compliance Process Bulletin #2009-003: Provides guidance concerning the applicability and implementation of the pro forma settlement process for violations of certain documentary requirements.
Compliance Process Bulletin #2009-004: This bulletin oulines the requirements for and provides guidance with regard to the provision of access to and copies of evidence related to Compliance Audit and Compliance Violation Investigation (CVI)
Compliance Process Bulletin #2009-004: This bulletin outlines the requirements for and provides guidance with regard to the provisionof access to and copies of evidence related to Compliance Audit and Compliance Violation Investigation CV
Compliance Process Bulletin #2009-005: Guidance on current in-force document data retention requirements for Registered Entities.
Compliance Process Bulletin #2009-006: The purpose of this Compliance Process Bulletin is to provide guidance to Regional Entities and affected Registered Entities concerning the applicability and implementation of NERC Critical Infrastructure
Compliance Process Bulletin #2009-007: The purpose of this Compliance Process Bulletin is to provide guidance to affected Registered Entities concerning the applicability and implementation of NERC Critical Infrastructure Protection CIP
Compliance Process Bulletin #2009-007: The purpose of this Compliance Process Bulletin is to provide revised guidance to affected Registered Entities concerning the applicability and implementation of NERC Critical Infrastructure
Compliance Process Bulletin #2009-007: The purpose of this Compliance Process Bulletin is to provide guidance to affected Registered Entities concerning the applicability and implementation of NERC Critical Infrastructure Protection CIP
Compliance Process Bulletin #2009-008: The purpose of this Compliance Process Bulletin is to provide guidance to affected registered entities concerning the applicability and implementation of Version 1 of the Critical Infrastructure Prot
Compliance Process Bulletin #2010-001: The purpose of this Bulletin is to provide interim updates for Technical Feasibility Exceptions (“TFEs”) under the Critical Infrastructure Protection (“CIP”) Reliability Standards, CIP-002 through CIP-009.
Compliance Process Bulletin #2010-002: CIP-Self Certification Addendum - The NERC Annual CMEP for 2010 required self-certification for the CIP Version 2 Standards from April 1−December 31, 2010
Compliance Process Bulletin #2010-002: The purpose of this Compliance Process Bulletin is to announce updates to the 2010 CMEP Implementation Plan and the 2010 Actively Monitored List.
Compliance Process Bulletin #2011-001: The purpose of this Bulletin is to clarify the data retention requirement of the CMEP and to revise the text of the 2009 Bulletin.
Compliance Process Bulletin #2011-002: The purpose of this Bulletin is to clarify that Regions will give 90-days notice prior to an audit
Compliance Process Bulletin #2011-003: Data retention requirements and audit approaches for the Modeling, Data and Analysis (MOD) Reliability Standards of MOD-001-1a, MOD-004-1 and MOD-008-1.
Compliance Process Bulletin #2011-004. The purpose of this communication is to ensure registered entities and Regional Entities are aware of recent developments concerning MOD-029-1a and the subsequent impact on compliance audits.
Compliance Process Bulletin #2011-005. This process bulletin has been issued to clarify the effects of Bulk Power System (BPS) asset transfers or deployment of new BPS assets as the relate to a registered entity’s responsibility
Compliance Process Bulletin #2011-006. Process Bulletin #2011-006 has been issued to document that the “Implementation Plan for Newly Identified Critical Cyber Assets and Newly Registered Entities,”
Compliance Process Bulletin #2011-007. Process Bulletin #2011-007 has been issued to clarify that a Regional Entity may still assess a zero-dollar penalty to violations that are not processed through the FFT approach.
Compliance Violation Statistics - December 2011
Cyber Security Standards Proposed Transition Guidance (Revised)
Cyber Security Standards Transition Guidance
Cyber Security Standards Transition Guidance (Revised)
Dismissal Analysis
Draft Agenda
Draft Agenda
Draft Agenda. Compliance Workshop Survey
EBA Annual Meeting: Evolving Electric Reliability Regulation
EEI - NERC'S Compliance Enforcement Initiative Find, Fix, Track and Report Update
ERO Case Studies - December 2012
Federal Agencies Contact List
FERC Order 693-A: Mandatory Reliability Standards for the Bulk-Power System
FERC Trilateral Meeting - NERC's Compliance Enforcement Initiative Find, Fix, Track and Report Update
FFT Spreadsheet
Future Actions for Compliance Application Notices, Compliance Process Bulletins, and Compliance Directives
Guidance for Compliance Monitoring and Enforcement Pending Retirement of Standards and Requirements Pursuant to Paragraph 81
Memorandum of Understanding between NERC and NRC
NERC Compliance Process Bulletin #2010-004 v2: Guidance for Entities that Delegate Reliability Tasks to a Third Party Entity
NERC Guidance on Self-Reports
NERC Update CEI Initiative & ERO Strategic Plan
NERC's Compliance Enforcement Iniative Find, Fix, Track and Report Implementation
NERC's Compliance Enforcement Iniative Find, Fix, Track and Report Update
NHA: NERC and Regional Entity Role in Enforcement
NOP Spreadsheet
Notice of FFT Treatment
NWPPA Presentation
Overview of Compliance Enforcement Initiative
Sanction Guidelines of the North American Electric Reliability Corporation
Survey Form
The Compliance Enforcement Iniative & Enforcement Discretion
Three-Month CEI Status Update
Webinar Presentation-CEI Initial Filing and Next Steps
Workshop Slides
Workshop Slides

Critical Infrastructure

Department of Energy Letter - Cybersecurity Risk Information Sharing Program (CRISP)
HILF Briefing
HILF Report

RAPA

Reliability Risk Management

2018_Carmel_Hotel_Listing.pdf

Standards

Acceptance Criteria of a Reliability Standard Quality Objectives
Adequate Level of Reliability – Definition (Informational Filing)
Appendix 4B of the Rules of Procedure – Sanction Guidelines
Appendix 5b of the Rules of Procedure – Statement of Compliance Registry Criteria
Approving Errata in an Approved Reliability Standard
Compliance Bulletin #2011-001 Data Retention Requirements
Drafting Team Nomination Form
Drafting Team Nomination Form
Drafting Team Nominee Selection Criteria
Drafting Team Reference Manual
Email Listserv Policy
FERC Order 18 CRF Part 39 – Rules Concerning Cert of ERO
FERC Order Conditionally Accepting New Enforcement Mechanisms and Requiring Compliance Filing
FERC Order on VRFs
FERC’S Criteria for Approving Reliability Standards from Order 672
Functional Model 0 Function Definition and Functional Entities v5
Guidance Document for Management of Remanded Interpretations
Guidelines for Interpretation Drafting Teams
Market Principles
Milestones – NERC Reliability Standards
NAESB - Procedure for Joint Standard Development and Coordination
NERC Antitrust Compliances Guidelines
NERC Standards Numbering System
NERC Standards Numbering System
Periodic Review Template
Regional Reliability Standards Evaluation Procedure 2.1
Reliability Principles
Reliability Standards Suggestions and Comments Form
Request for Interpretation (RFI) Form
Request to Develop a Definition Form
Results-Based Reliability Standard Development Guidance
Roles and Responsibilities: Standards Drafting Team Activities
SC Procedure - Approving the Posting of Reliability Standard Supporting References
SC Procedure – Processing Requests for Interpretations
Standard Authorization Request (SAR) Form
Standard Drafting Team Scope
Standards Committee Charter
Standards Development Process – Participant Conduct Policy
Standards Independent Experts Review Project Report
Technical Rationale in Standards
Ten Benchmarks of an Excellent Reliability Standard
Time Horizons
Violation Risk Factors
Violation Severity Level Guidelines
Weighted Segment Voting Examples

Training & Certification

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