Date

Regulatory Authority

Regulatory Filing ID

Region

Registered Entity

NCR ID*

Total Penalty ($)

NERC Violation ID

Reliability Standard

Requirement

Violation Risk Factors

12/30/15

FERC

NP16-7-000

View Filing >>

View Order >>

SPP

Unidentified Registered Entity

NCRXXXXX

$235,000

SPP2013013217

CIP-002-3

R3.1

Moderate

SPP2013013218

CIP-003-3

R6

Moderate

SPP2013013224

CIP-005-3a

R4.3, R4.5

Moderate

SPP2013013225

CIP-006-3a

R2.2

Moderate

SPP2013013226

CIP-007-3a

R1.1, R1.2, R1.3

Moderate

SPP2013013227

CIP-007-3a

R2.1

Moderate

SPP2013013231

CIP-007-3a

R6.2, R6.4

Moderate

SPP2014013561

CIP-005-3a

R3.2

Moderate

SPP2014013565

CIP-007-3a

R3.1, R3.2

Moderate

SPP2014013566

CIP-007-3a

R8.4

Moderate

12/30/15

FERC

NP16-6-000

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See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

12/1/15

FERC

NP16-5-000

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WECC

Unidentified Registered Entity

NCRXXXXX

$200,000

WECC2013012023

CIP-003-3

R5

Lower

WECC2014013497

CIP-003-3

R6

Lower

WECC2012011467

CIP-005-1

R1

Medium

WECC2013012367

CIP-005-3a

R5

Lower

WECC2013012368

CIP-006-1

R1

Medium

WECC2013012025

CIP-006-3c

R4

Medium

WECC2012011598

CIP-006-3c

R5

Medium

WECC2014013498

CIP-007-3a

R1

Medium

WECC2014013658

CIP-007-3a

R2

Medium

WECC2013012369

CIP-007-3a

R3

Lower

WECC2012011599

CIP-007-1

R5

Medium

WECC2014013499

CIP-007-3a

R5

Medium

WECC2013012370

CIP-007-3a

R9

Lower

WECC2014013500

CIP-007-3a

R9

Lower

WECC2013012029

CIP-009-1

R1

Medium

12/1/15

FERC

NP16-4-000

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WECC

Unidentified Registered Entity

NCRXXXXX

$205,000

WECC2014013523

CIP-002-3

R3

High

WECC2014014131

CIP-005-3a

R1

Medium

WECC2014013524

CIP-005-3a

R2

Medium

WECC2014014129

CIP-005-3a

R4

Medium

WECC2014013525

CIP-007-3a

R1

Medium

WECC2014014130

CIP-007-3a

R8

Medium

WECC2014013526

CIP-007-3a

R9

Lower

11/30/15

FERC

NP16-3-000

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See Spreadsheets and NOP for Spreadsheet NOP information

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See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

10/29/15

FERC

NP16-2-000

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WECC

Unidentified Registered Entity

NCRXXXXX

$160,000

WECC2013012102

CIP-002-1

R3

High

WECC2013012387

CIP-003-1

R6

Lower

WECC2012010893

CIP-004-1

R3

Medium

WECC2013012363

CIP-004-2

R4

Lower

WECC2013012357

CIP-005-1

R1

Medium

WECC2013012459

CIP-005-3

R4

Medium

WECC2013012465

CIP-006-3c

R1, R1.1

Medium

WECC2013012466

CIP-006-3a

R2, R2.2

Medium

WECC2014013599

CIP-007-1

R8

Medium

WECC2013012460

CIP-007-3a

R8

Medium

10/29/15

FERC

NP16-1-000

View Filing >>

View A-1 Spreadsheet>>

View A-2 Spreadsheet>>

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See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

9/30/15

FERC

NP15-36-000

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See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

8/31/15

FERC

NP15-35-000

View Filing >>

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See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

8/31/15

FERC

NP15-34-000

View Filing >>

View Order >>

WECC

Modesto Irrigation District

NCR05244

$90,000

WECC2012011540

PRC-005-1

R2

High

WECC2012011542

PRC-008-0

R2

Medium

8/31/2015

FERC

NP15-33-000

View Filing >>

View Order >>

RFC

Unidentified Registered Entity

NCRXXXXX

$425,000

RFC2013013255

CIP-002-3

R2

High

RFC2013013256

CIP-002-3

R2

High

RFC2014014057

CIP-002-3

R3

High

RFC2014014058

CIP-002-3

R3

High

RFC2014014059

CIP-002-3

R3

High

RFC2014014034

CIP-003-3

R2.3

Medium

RFC2014014035

CIP-003-3

R2.3

Medium

RFC2014014036

CIP-003-3

R2.3

Medium

RFC2014014031

CIP-003-3

R4

Medium

RFC2014014032

CIP-003-3

R4

Medium

RFC2014014033

CIP-003-3

R4

Medium

RFC2014014028

CIP-003-3

R5.2

Lower

RFC2014014029

CIP-003-3

R5.2

Lower

RFC2014014030

CIP-003-3

R5.2

Lower

RFC2013012765

CIP-003-3

R6

Lower

RFC2014013308

CIP-003-1

R6

Lower

RFC2014013311

CIP-003-1

R6

Lower

RFC2014013314

CIP-003-1

R6

Lower

RFC2014013710

CIP-004-3a

R2

Medium

RFC2014013714

CIP-004-3a

R4

Lower

RFC2014013693

CIP-004-3a

R4

Lower

RFC2014013695

CIP-004-3a

R4

Lower

RFC2014014025

CIP-005-3a

R1.4, R1.6

Medium

RFC2014014026

CIP-005-3a

R1.4, R1.6

Medium

RFC2014014027

CIP-005-3a

R1.4, R1.6

Medium

RFC2014014054

CIP-005-3a

R1.4, R1.6

Medium

RFC2014014055

CIP-005-3a

R1.4, R1.6

Medium

RFC2014014056

CIP-005-3a

R1.4, R1.6

Medium

RFC2014013312

CIP-005-3a

R2.2

Medium

RFC2014013332

CIP-005-3a

R2.2

Medium

RFC2014013367

CIP-005-3a

R2.2

Medium

RFC2014014169

CIP-005-1

R4

Medium

RFC2014014170

CIP-005-1

R4

Medium

RFC2014014171

CIP-005-1

R4

Medium

RFC2014014051

CIP-005-3a

R5.1

Lower

RFC2014014052

CIP-005-3a

R5.1

Lower

RFC2014014053

CIP-005-3a

R5.1

Lower

RFC2014013309

CIP-006-3c

R1.1

Medium

RFC2014014048

CIP-006-3c

R1.1

Medium

RFC2014014049

CIP-006-3c

R1.1

Medium

RFC2014014050

CIP-006-3c

R1.1

Medium

RFC2014014040

CIP-006-3c

R1.1

Medium

RFC2014014041

CIP-006-3c

R1.1

Medium

RFC2014014042

CIP-006-3c

R1.1

Medium

RFC2014013320

CIP-006-3c

R1.6

Medium

RFC2014013326

CIP-006-3c

R1.6

Medium

RFC2014013333

CIP-006-3c

R1.6

Medium

RFC2014014044

CIP-006-3c

R1.6.1

Medium

RFC2014014046

CIP-006-3c

R1.6.1

Medium

RFC2014014047

CIP-006-3c

R1.6.1

Medium

RFC2014014037

CIP-006-3c

R2.2

Medium

RFC2014014038

CIP-006-3c

R2.2

Medium

RFC2014014039

CIP-006-3c

R2.2

Medium

RFC2015014591

CIP-006-3c

R5

Medium

RFC2014013322

CIP-007-3a

R1.3

Lower

RFC2014013327

CIP-007-3a

R1.3

Lower

RFC2014013334

CIP-007-3a

R1.3

Lower

RFC2014013335

CIP-007-3a

R2

Medium

RFC2014014072

CIP-007-3a

R2.1, R2.2

Medium

RFC2014014073

CIP-007-3a

R2.1, R2.2

Medium

RFC2014014074

CIP-007-3a

R2.1, R2.2

Medium

RFC2013012767

CIP-007-3a

R2.2

Medium

RFC2014013310

CIP-007-1

R2.2

Medium

RFC2014013313

CIP-007-1

R2.2

Medium

RFC2014013315

CIP-007-1

R2.2

Medium

RFC2014013321

CIP-007-3a

R3.1

Lower

RFC2014013328

CIP-007-3a

R3.1

Lower

RFC2014013336

CIP-007-3a

R3.1

Lower

RFC2014014078

CIP-007-3a

R3.1, R3.2

Lower

RFC2014014079

CIP-007-3a

R3.1, R3.2

Lower

RFC2014014080

CIP-007-3a

R3.1, R3.2

Lower

RFC2014013692

CIP-007-1

R4

Medium

RFC2014013694

CIP-007-1

R4

Medium

RFC2014013696

CIP-007-1

R4

Medium

RFC2014014069

CIP-007-3a

R4.1, R4.2

Medium

RFC2014014070

CIP-007-3a

R4.1, R4.2

Medium

RFC2014014071

CIP-007-3a

R4.1, R4.2

Medium

RFC2014014066

CIP-007-3a

R5.1.2, R5.2, R5.2.1, R5.2.2, R5.2.3

Medium

RFC2014014067

CIP-007-3a

R5.1.2, R5.2, R5.2.1, R5.2.2, R5.2.3

Medium

RFC2014014068

CIP-007-3a

R5.1.2, R5.2, R5.2.1, R5.2.2, R5.2.3

Medium

RFC2014013428

CIP-007-3a

R5.2, R5.3

Lower

RFC2014014009

CIP-007-3a

R5

Lower

RFC2014013323

CIP-007-3a

R5.1.1, R5.1.3

Lower

RFC2014013329

CIP-007-3a

R5.1.1, R5.1.3

Lower

RFC2014014008

CIP-007-3a

R5.1.1, R5.1.3

Lower

RFC2014014063

CIP-007-3a

R6.1, R6.4

Medium

RFC2014014064

CIP-007-3a

R6.1, R6.4

Medium

RFC2014014065

CIP-007-3a

R6.1, R6.4

Medium

RFC2014013324

CIP-007-1

R6.5

Lower

RFC2014013330

CIP-007-1

R6.5

Lower

RFC2014013338

CIP-007-1

R6.5

Lower

RFC2014014060

CIP-007-1

R8.2, R8.3

Medium

RFC2014014061

CIP-007-1

R8.2, R8.3

Medium

RFC2014014062

CIP-007-1

R8.2, R8.3

Medium

RFC2014013325

CIP-007-3a

R8

Lower

RFC2014013331

CIP-007-3a

R8

Lower

RFC2014013339

CIP-007-3a

R8

Lower

RFC2014014075

CIP-008-3

R1.6

Lower

RFC2014014076

CIP-008-3

R1.6

Lower

RFC2014014077

CIP-008-3

R1.6

Lower

RFC2014013378

CIP-008-3

R5

Lower

RFC2014013379

CIP-008-3

R5

Lower

7/30/15

FERC

NP15-32-000

View Filing>>

View A-1 Spreadsheet>>

View A-2 Spreadsheet>>

View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

7/30/15

FERC

NP15-31-000

View Filing>>

View Order >>

SERC

Entergy Services, Inc.

NCR01234

$55,000

SERC2013012374

FAC-009-1

R1

Medium

SERC2013012629

FAC-009-1

R1

Medium

SERC2014013362

FAC-008-3

R6

Medium

SERC2014013429

FAC-009-1

R1

Medium

SERC2014014286

FAC-009-1

R1

Medium

SERC2014014318

FAC-009-1

R1

Medium

6/30/15

FERC

NP15-30-000

View Order>>

View Errata>>

View Filing >>

View A-1 Spreadsheet>>

View A-2 Spreadsheet>>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

5/28/15

FERC

NP15-29-000

View Filing >>

View A-1 Spreadsheet>>

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View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

5/26/15

FERC

IN14-11-000

View Order >>

WECC

Western Electricity Coordinating Council and

Peak Reliability

NCR10289

$16,000,000

None Assigned

See Order IN14-11-000

See Order IN14-11-000

See Order IN14-11-000

4/30/15

FERC

NP15-28-000

View Filing >>

View A-1 Spreadsheet>>

View A-2 Spreadsheet>>

View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

4/30/15

FERC

NP15-27-000

View Filing >>

View Order >>

RFC

PJM Interconnection, LLC

NCR00879

$0

RFC2012011378

TOP-004-2

R4

High

4/30/15

FERC

NP15-26-000

View Filing >>

View Order >>

RFC

Unidentified Registered Entity

NCRXXXXX

$0

RFC2012011263

CIP-002-3

R3.1

Lower

RFC2012011266

CIP-002-3

R3.1

Lower

RFC2012011269

CIP-002-3

R3.1

Lower

RFC2013012717

CIP-003-3

R6

Lower

RFC2013012401

CIP-004-3

R4

Lower

RFC2013012512

CIP-005-1

R1.5

Medium

RFC2013012402

CIP-005-3

R5

Lower

RFC2013013005

CIP-006-1

R1.1

Medium

RFC2013013006

CIP-006-1

R1.1

Medium

RFC2013012303

CIP-006-3c

R1.1

Medium

RFC2013013007

CIP-006-1

R1.8

Medium

RFC2013012409

CIP-006-3c

R4

Medium

RFC2013012410

CIP-007-1

R2

Medium

RFC2013012413

CIP-007-1

R2

Medium

RFC2013012513

CIP-007-1

R3

Lower

RFC2013012514

CIP-007-1

R3

Lower

RFC2013012411

CIP-007-1

R5.2.1

Medium

RFC2013012412

CIP-007-1

R5.3.3

Medium

RFC2013012414

CIP-007-1

R5.3.3

Medium

RFC2013012753

CIP-007-3a

R1

Medium

RFC2013012768

CIP-007-3a

R1

Medium

RFC2013012718

CIP-007-3a

R6

Lower

4/30/15

FERC

NP15-25-000

View Filing >>

View Order >>

RFC

U.S. Department of Energy

NCR04167

No Penalty

RFC200800465

COM-001-1

R5

Lower

RFC200800466

COM-002-2

R1

High

RFC200800468

EOP-001-0

R3

Medium

RFC200800469

EOP-001-0

R4

Medium

RFC200800470

EOP-001-0

R5

Medium

RFC200800471

EOP-001-0

R6

Medium

RFC200900472

EOP-001-0

R7

Medium

RFC200800475

EOP-003-1

R3

High

RFC200800477

EOP-003-1

R8

HIgh

RFC200800480

EOP-005-1

R1

Medium

RFC200800481

EOP-005-1

R2

Medium

RFC201000703

EOP-005-1

R3

Medium

RFC200800482

EOP-005-1

R4

Medium

RFC200800483

EOP-005-1

R5

Medium

RFC200800484

EOP-005-1

R6

High

RFC200800485

EOP-005-1

R7

High

RFC200800487

EOP-008-0

R1

High

RFC200900488

FAC-001-0

R1

Medium

RFC201000704

FAC-001-0

R2

Medium

RFC201000705

FAC-001-0

R3

Medium

RFC200800489

FAC-003-1

R1

High

RFC200800490

FAC-003-1

R2

High

RFC200800491

FAC-008-1

R1

Lower

RFC200800494

FAC-009-1

R1

Medium

RFC200800495

FAC-009-1

R2

Medium

RFC201000853

FAC-014-2

R5.2

Medium

RFC200800502

MOD-010-0

R1

Medium

RFC200800503

MOD-010-0

R2

Medium

RFC200900506

PER-001-0

R1

High

RFC200800507

PER-002-0

R1

High

RFC200800508

PER-002-0

R2

High

RFC200800509

PER-002-0

R3

High

RFC200800510

PER-002-0

R4

High

RFC200900511

PER-003-0

R1

High

RFC200900514

PRC-005-1

R1

High

RFC200900515

PRC-005-1

R2

High

RFC200900516

TOP-001-1

R1

High

RFC201000720

TOP-001-1

R7

High

RFC200800518

TOP-002-2

R1

Medium

RFC200800519

TOP-002-2

R2

Medium

RFC200800521

TOP-002-2

R4

Medium

RFC200800522

TOP-002-2

R5

Medium

RFC200800523

TOP-002-2

R6

Medium

RFC200800524

TOP-002-2

R10

Medium

RFC200800525

TOP-002-2

R11

Medium

RFC200800526

TOP-002-2

R17

High

RFC200800527

TOP-002-2

R19

Medium

RFC200800528

TOP-004-1

R6

Medium

RFC201000851

TOP-008-1

R4

Medium

RFC2011001223

PRC-005-1

R2

Lower

4/30/15

FERC

NP15-24-000

View Filing >>

View Order >>

RFC

Unidentified Registered Entity

NCRXXXXX

$150,000

RFC2013013201

CIP-005-1

R1: R1.5

Medium

RFC2013013202

CIP-005-1

R2: R2.1, R2.2

Medium

RFC2013013203

CIP-005-1

R3: R3.2

Medium

RFC2013013204

CIP-005-1

R4

Medium

RFC2013013205

CIP-006-1

R1:R1.8

Medium

RFC2013013206

CIP-007-1

R1

Lower

RFC2013013207

CIP-007-1

R2: R2.1, R2.2

Medium

RFC2013013208

CIP-007-1

R3: R3.2

Lower

RFC2013013254

CIP-007-3a

R3

Lower

RFC2013013209

CIP-007-1

R4: R4.1

Medium

RFC2013013210

CIP-007-1

R5: R5.1.2, R5.2

Medium

RFC2013013211

CIP-007-1

R6: R6.1, R6.2, R6.4, R6.5

Medium

RFC2013013212

CIP-007-1

R7

Lower

RFC2013013213

CIP-007-1

R8: R8.1, R8.2, R8.3

Medium

RFC2013013214

CIP-009-1

R5

Lower

RFC2013013251

TOP-006-2

R1

Medium

RFC2013013252

TOP-006-2

R2

High

RFC2013013253

TOP-006-2

R5

Medium

3/31/15

FERC

NP15-23-000

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See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

2/26/15

FERC

NP15-22-000

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See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

2/26/15

FERC

NP15-21-000

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WECC

Peak Reliability

NCR10289

$60,000

WECC2014013852

COM-002-2

R2

Medium

2/26/15

FERC

NP15-20-000

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SERC

Unidentified Registered Entity

NCRXXXXX

$70,000

SERC2013012689

CIP-002-1

R3

Medium

SERC2013012691

CIP-005-1

R1; R1.1; R1.5

Medium

SERC2014013574

CIP-005-1

R1; R1.4

Medium

SERC2013011676

CIP-005-1

R3

Medium

SERC2013011702

CIP-006-3c

R1; R1.1; R1.6

Medium

SERC2013012693

CIP-006-1

R3

Medium

SERC2013012695

CIP-007-1

R1

Medium

SERC2013012694

CIP-007-1

R2: R2.1

Medium

SERC2012009565

CIP-007-1

R3

Lower

SERC2012009647

CIP-007-1

R4

Medium

SERC2012009566

CIP-007-1

R5; R5.2; R5.3

Medium

SERC2012009564

CIP-007-1

R6

Medium

1/30/15

FERC

NP15-19-000

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See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information