Date

Regulatory Authority

Regulatory Filing ID

Region

Registered Entity

NCR ID

Total Penalty ($)

NERC Violation ID

Reliability Standard

Requirement

Violation Risk Factors

12/27/2018

FERC

NP19-3-000

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11/29/2018

FERC

NP19-2-000

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10/31/2018

FERC

NP19-1-000

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9/27/2018

FERC

NP18-26-000

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8/30/2018

FERC

NP18-25-000

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8/30/2018

FERC

NP18-24-000

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Texas RE

American Electric Power Service Corporation

NCR04006

$225,000

TRE2017016853

FAC-009-1

R1

Medium

TRE2018019039

FAC-009-1

R2

Medium

8/30/2018

FERC

NP18-23-000

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SPP RE

Canadian Hills Wind, LLC

NCR11354

$110,000

SPP2017018589

FAC-003-3

R2

High

8/30/2018

FERC

NP18-22-000

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WECC

Unidentified Registered Entity

NCRXXXXX

No Penalty

WECC2015015218

CIP-005-3a

R1

Medium

7/31/2018

FERC

NP18-21-000

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7/31/2018

FERC

NP18-20-000

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SERC

Alabama Power Company

NCR01166

$200,000

SERC2017017283

FAC-009-1

R1

Medium

7/31/2018

FERC

NP18-19-000

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SERC

Georgia Power Company

NCR01247

$200,000

SERC2015015062

FAC-009-1

R1

Medium

7/31/2018

FERC

NP18-18-000

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SERC

Gulf Power Company

NCR01252

$100,000

SERC2015015061

FAC-009-1

R1

Medium

7/31/2018

FERC

NP18-17-000

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SERC

Tennessee Valley Authority

NCR01151

No Penalty

SERC2015014914

PRC-005-1

R2

High

6/28/2018

FERC

NP18-16-000

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5/31/2018

FERC

NP18-15-000

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5/31/2018

FERC

NP18-14-000

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RF

Unidentified Registered Entity

NCRXXXXX

$180,000

RFC2015014936

CIP-003-3

R5

Lower

RFC2016015692

CIP-003-3

R5

Lower

RFC2015015313

CIP-003-3

R6

Medium

RFC2016015717

CIP-003-3

R6

Lower

RFC2015015008

CIP-004-3a

R3

Medium

RFC2015015009

CIP-004-3a

R4

Lower

RFC2015015402

CIP-004-3a

R4

Lower

RFC2016015716

CIP-004-3a

R4

Lower

RFC2016016474

CIP-005-3a

R1

Medium

RFC2015015314

CIP-006-3c

R1

Medium

RFC2016015844

CIP-006-3c

R5

Medium

RFC2016015715

CIP-007-3a

R1

Medium

RFC2016015714

CIP-007-3a

R2

Medium

RFC2015015241

CIP-007-3a

R3

Lower

RFC2016015843

CIP-007-3a

R3

Lower

RFC2016015538

CIP-007-3a

R5

Lower

RFC2016015713

CIP-007-3a

R5

Medium

RFC2016015752

CIP-007-3a

R6

Medium

RFC2015015107

CIP-007-3a

R6

Lower

RFC2017017565

CIP-007-6

R2

High

RFC2017017566

CIP-007-6

R5

Medium

RFC2015015312

CIP-014-2

R1

High

5/31/2018

FERC

NP18-13-000

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MRO

Minnkota Power Cooperative, Inc.

NCR01013

$144,000

MRO2017017989

FAC-003-4

R2

High

5/31/2018

FERC

NP18-12-000

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NPCC

Connecticut Light & Power Company

NCR07044

$120,000

NPCC2017018215

FAC-003-4

R2

High

5/31/2018

FERC

NP18-11-000

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Texas RE

Oncor Electric Delivery Company LLC

NCR04109

$300,000

TRE2017017087

FAC-003-3

R2

High

4/30/2018

FERC

NP18-10-000

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3/29/2018

FERC

NP18-9-000

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2/28/2018

FERC

NP18-8-000

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2/28/2018

FERC

NP18-7-000

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WECC

Unidentified Registered Entity

NCRXXXXX

$2,700,000

WECC2016016233

CIP-003-3

R4

Medium

WECC2016016234

CIP-003-3

R5

Medium

1/31/2018

FERC

NP18-6-000

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