Date

Regulatory Authority

Regulatory Filing ID

Region

Registered Entity

NCR ID

Total Penalty ($)

NERC Violation ID

Reliability Standard

Requirement

Violation Risk Factors

8/30/2018

FERC

NP18-25-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

8/30/2018

FERC

NP18-24-000

View Filing >>

Texas RE

American Electric Power Service Corporation

NCR04006

$225,000

TRE2017016853

FAC-009-1

R1

Medium

TRE2018019039

FAC-009-1

R2

Medium

8/30/2018

FERC

NP18-23-000

View Filing >>

SPP RE

Canadian Hills Wind, LLC

NCR11354

$110,000

SPP2017018589

FAC-003-3

R2

High

8/30/2018

FERC

NP18-22-000

View Filing >>

WECC

Unidentified Registered Entity

NCRXXXXX

No Penalty

WECC2015015218

CIP-005-3a

R1

Medium

7/31/2018

FERC

NP18-21-000

View Filing >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

7/31/2018

FERC

NP18-20-000

View Filing >>

View Notice >>

SERC

Alabama Power Company

NCR01166

$200,000

SERC2017017283

FAC-009-1

R1

Medium

7/31/2018

FERC

NP18-19-000

View Filing >>

View Notice >>

SERC

Georgia Power Company

NCR01247

$200,000

SERC2015015062

FAC-009-1

R1

Medium

7/31/2018

FERC

NP18-18-000

View Filing >>

View Notice >>

SERC

Gulf Power Company

NCR01252

$100,000

SERC2015015061

FAC-009-1

R1

Medium

7/31/2018

FERC

NP18-17-000

View Filing >>

View Notice >>

SERC

Tennessee Valley Authority

NCR01151

No Penalty

SERC2015014914

PRC-005-1

R2

High

6/28/2018

FERC

NP18-16-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

5/31/2018

FERC

NP18-15-000

View Filing >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

5/31/2018

FERC

NP18-14-000

View Filing >>

View Notice >>

RF

Unidentified Registered Entity

NCRXXXXX

$180,000

RFC2015014936

CIP-003-3

R5

Lower

RFC2016015692

CIP-003-3

R5

Lower

RFC2015015313

CIP-003-3

R6

Medium

RFC2016015717

CIP-003-3

R6

Lower

RFC2015015008

CIP-004-3a

R3

Medium

RFC2015015009

CIP-004-3a

R4

Lower

RFC2015015402

CIP-004-3a

R4

Lower

RFC2016015716

CIP-004-3a

R4

Lower

RFC2016016474

CIP-005-3a

R1

Medium

RFC2015015314

CIP-006-3c

R1

Medium

RFC2016015844

CIP-006-3c

R5

Medium

RFC2016015715

CIP-007-3a

R1

Medium

RFC2016015714

CIP-007-3a

R2

Medium

RFC2015015241

CIP-007-3a

R3

Lower

RFC2016015843

CIP-007-3a

R3

Lower

RFC2016015538

CIP-007-3a

R5

Lower

RFC2016015713

CIP-007-3a

R5

Medium

RFC2016015752

CIP-007-3a

R6

Medium

RFC2015015107

CIP-007-3a

R6

Lower

RFC2017017565

CIP-007-6

R2

High

RFC2017017566

CIP-007-6

R5

Medium

RFC2015015312

CIP-014-2

R1

High

5/31/2018

FERC

NP18-13-000

View Filing >>

View Notice >>

MRO

Minnkota Power Cooperative, Inc.

NCR01013

$144,000

MRO2017017989

FAC-003-4

R2

High

5/31/2018

FERC

NP18-12-000

View Filing >>

View Notice >>

NPCC

Connecticut Light & Power Company

NCR07044

$120,000

NPCC2017018215

FAC-003-4

R2

High

5/31/2018

FERC

NP18-11-000

View Filing >>

View Notice >>

Texas RE

Oncor Electric Delivery Company LLC

NCR04109

$300,000

TRE2017017087

FAC-003-3

R2

High

4/30/2018

FERC

NP18-10-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

3/29/2018

FERC

NP18-9-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

2/28/2018

FERC

NP18-8-000

View Filing >>

View A-1

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

2/28/2018

FERC

NP18-7-000

View Filing >>

View Notice >>

WECC

Unidentified Registered Entity

NCRXXXXX

$2,700,000

WECC2016016233

CIP-003-3

R4

Medium

WECC2016016234

CIP-003-3

R5

Medium

1/31/2018

FERC

NP18-6-000

View Filing >>

View A-1

Spreadsheet >>

View A-2

Spreadsheet >>

View Notice >>

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information

See Spreadsheets and NOP for Spreadsheet NOP Information