Date

Regulatory Authority

Docket Number

Regional Entity

Registered Entity

NCR ID

Total Penalty ($)

NERC Violation ID

Reliability Standard

Requirement

Violation Risk Factor

12/30/2021

FERC

NP22-10-000

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11/30/2021

FERC

NP22-6-000

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11/30/2021

FERC

NP22-5-000

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WECC

NaturEner Wind Watch, LLC

NCR11382

$54,000

WECC2018020595

BAL-001-2

R2

Medium

WECC2019021703

BAL-001-2

R2

Medium

11/30/2021

FERC

NP22-4-000

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RF

American Electric Power Service Corporation

NCR00682, NCR11401, NCR01056

$570,000

RFC2018019116

FAC‐008‐3

R6

Medium

RFC2018018935

PRC‐023‐2

R1

High

RFC2018020207

FAC‐009‐1

R1

Medium

10/28/2021

FERC

NP22-3-000

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10/28/2021

FERC

NP22-1-000

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RF

Ohio Valley Electric Corporation

NCR00857

$300,000

RFC2018020403

FAC-003-4

R2

High

RFC2019022260

FAC-003-4

R6

High

9/30/2021

FERC

NP21-30-000

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WECC

Public Service Company of New Mexico

NCR05333

$265,000

WECC2017017556

FAC-008-3

R6

Medium

9/30/2021

FERC

NP21-29-000

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8/31/2021

FERC

NP21-28-000

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8/31/2021

FERC

NP21-26-000

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WECC

Pacific Gas and Electric Company

NCR05299

$2,200,000

WECC2018020493

FAC-009-1

R1

Medium

WECC2018020786

FAC-501-WECC-1

R3

Medium

WECC2018018998

PRC-005-6

R3

High

WECC2020023337

PRC-005-1a

R2

High

WECC2020023453

PRC-004-5(i)

R5

High

04/29/2021

FERC

NP21-16-000

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SERC

Entergy Nuclear

NCR11166

$420,000

SERC2017018666

VAR-002-4

R2

Medium

Entergy Fossil & Hydroelectric Generation

NCR11167

SERC2019021949

VAR-002-3

R2

Medium

04/29/2021

FERC

NP21-14-000

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NPCC

Vermont Transco, LLC

NCR07228

$100,000

NPCC2020023721

FAC-003-4

R2

High

NPCC2020024276

FAC-003-4

R6

Medium

04/29/2021

FERC

NP21-13-000

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04/29/2021

FERC

NP21-11-000

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NPCC

Central Maine Power Company

NCR07029

$360,000

NPCC2019022452

TOP-001-4

R13

High

NPCC2020023377

TOP-001-4

R13

High

01/28/2021

FERC

NP21-6-000

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WECC

NorthWestern Corporation

NCR05282

$205,000

WECC2018020264

FAC-003-4

R2

High

WECC2019021260

FAC-003-4

R6

Medium