Date

Regulatory Authority

Regulatory Filing ID

Region

Registered Entity

NRC ID*

Total Penalty ($)

NERC Violation ID

Reliability Standard

Requirement

Violation Risk Factors

12/30/2014

FERC

NP15-18-000

View Filing>>

View A-1 Spreadsheet>>

View A-2 Spreadsheet>>

View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

12/30/2014

FERC

NP15-14-000

View Filing >>

View Order >>

RFC

 

Midcontinent Independent System Operator, Inc.

NCR00826

$0

RFC2012009910

IR0-005-1

R1

High

RFC2012009911

IR0-003-2

R1

High

RFC2012009912

NUC-001-2

R4

High

RFC2013012706

IR0-005-3.1a

R1

High

12/30/2014

FERC

NP15-13-000

View Filing >>

View Order >>

RFC

Unidentified Registered Entity

NCRXXXXX

$0

RFC2013013030

CIP-007-3a

R3

Lower

12/30/2014

FERC

NP15-15-000

View Filing >>

View Order >>

SERC

Unidentified Registered Entity

NCRXXXXX

 

$120,000

SERC2013012483

CIP-002-1

R3

High

SERC2014013371

CIP-003-3

R6

Lower

SERC2013012237

CIP-004-3

R4

Lower

SERC2013011770

CIP-005-1

R1.1

Medium

SERC2013012498

CIP-005-1

R1.1

Medium

SERC2013012488

CIP-005-1

R1.5

Medium

SERC2013012496

CIP-005-1

R1.5

Medium

SERC2013011754

CIP-005-2

R1.5

Medium

SERC2013012240

CIP-005-3a

R3

Medium

SERC2013011761

CIP-006-1

R1.1

Medium

SERC2013012242

CIP-006-1

R1.8

Medium

SERC2013012244

CIP-006-1

R1.8

Medium

SERC2013012490

CIP-006-1

R3

Medium

SERC2013012495

CIP-006-1

R3

Medium

SERC2013011763

CIP-006-3c

R5

Medium

SERC2013012486

CIP-007-1

R1

Medium

SERC2013012487

CIP-007-1

R2.2

Medium

SERC2013012532

CIP-007-1

R3

Lower

SERC2013012243

CIP-007-1

R6

Medium

SERC2013012489

CIP-007-1

R8.3

Medium

SERC2013012491

CIP-009-1

R1

Medium

12/30/2014

FERC

NP15-17-000

View Filing >>

View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$120,000

WECC2013012030

CIP-002-1

R3; R3.2

Lower

WECC2013012032

CIP-004-1

R2; R2.2

Medium

WECC2013012685

CIP-004-1

R4; R4.1

Lower

WECC2013012326

CIP-005-1

R1; R1.5

Medium

WECC2013012935

CIP-005-1

R2; R2.1

Medium

WECC2013012937

CIP-005-3a

R4

Medium

WECC2013012327

CIP-006-1

R1; R1.8

Medium

WECC2013012946

CIP-006-3c

R8

Medium

WECC2013012939

CIP-007-1

R5; R5.2

Lower

WECC2013012940

CIP-007-1

R6; R6.1

Medium

WECC2013012938

CIP-007-3a

R8; R8.4

Medium

WECC2013012033

CIP-009-1

R1

Medium

WECC2013012034

CIP-009-2

R4

Lower

12/30/2014

FERC

NP15-16-000

View Filing >>

View Order >>

WECC

Seattle City Light

NCR05382

$60,000

WECC2013013246

FAC-003-1

R2

High

11/28/14

FERC

IN14-10-000

View Order >>

WECC

California Independent System Operator Corporation

NCR05048

$6,000,000

None Assigned

See Order IN14-10-000

See Order IN14-10-000

See Order IN14-10-000

11/25/2014

FERC

NP15-12-000

View Filing>>

View A-1 Spreadsheet>>

View A-2 Spreadsheet>>

View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

11/25/2014

FERC

NP15-11-000

View Filing >>

View Order >>

RFC

Unidentified Registered Entity

NCRXXXXX

$75,000

RFC2013012304

CIP-002-1

R3

High

RFC2012010916

CIP-003-3

R2

Medium

RFC2012010917

CIP-003-3

R3

Lower

RFC2012010328

CIP-004-3

R2

Lower

RFC2012010918

CIP-005-1

R1.5

Medium

RFC2012011084

CIP-005-3a

R1.5

Medium

RFC2012011370

CIP-005-2

R1.5

Medium

RFC2013012307

CIP-005-1

R2

Medium

RFC2013012318

CIP-005-1

R4

Medium

RFC2013012319

CIP-006-2

R1

Medium

RFC2012011366

CIP-006-2

R2.2

Medium

RFC2012011373

CIP-007-1

R1

Medium

RFC2012011372

CIP-007-2a

R2

Medium

RFC2012010919

CIP-007-2a

R5

Lower

RFC2013012439

CIP-007-2a

R6

Lower

RFC2012011371

CIP-007-2a

R8

Medium

RFC2013012320

CIP-008-1

R1

Lower

RFC2013012321

CIP-009-1

R1

Medium

RFC2013012463

CIP-009-1

R5

Lower

11/25/2014

FERC

NP15-10-000

View Filing >>

View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$150,000

WECC2013012579

CIP-002-2

R3; R3.3

High

WECC2013012308

CIP-005-3a

R1; R1.5

Medium

WECC2013012582

CIP-007-3a

R7; R7.1

Lower

WECC2013012583

CIP-007-3a

R8; R8.2

Medium

FERC

NP15-9-000

View Filing >>

View Order >>

MRO

Unidentified Registered Entity

NCRXXXXX

$150,000

MRO2012009882

CIP-003-2

R5; R5.1.1; R5.1.2; R5.2; R5.3

Lower

MRO201100289

CIP-003-1

R6

Lower

MRO201100323

CIP-004-2

R3; R3.1; R3.2

Medium

MRO201100322

CIP-004-1

R4; R4.1

Lower

MRO2012010698

CIP-004-3

R4; R4.1; R4.2

Lower

MRO201100287

CIP-005-1

R1; R1.5

Medium

MRO2012009900

CIP-005-1

R1; R1.5; R1.6

Medium

MRO201100288

CIP-005-1

R5; R5.1; R5.2

Lower

MRO201100325

CIP-006-1

R1; R1.2; R1.3; R1.7

Medium

MRO2012009899

CIP-006-1

R1; R1.8

Lower

MRO2012011501

CIP-006-1

R1; R1.8

Lower

SPP2012010242

CIP-006-1

R1; R1.8

Lower

MRO201100290

CIP-006-3a

R2; R2.1; R2.2

Medium

MRO2012010967

CIP-006-3c

R4

Medium

MRO2012010966

CIP-006-3c

R6

Lower

 

SPP2012010241

CIP-007-1

R3

Lower

MRO201000232

CIP-007-1

R5; R5.2.3

Medium

MRO2012009992

CIP-007-1

R5; R5.3.1; R5.3.2; R5.3.3

Medium

MRO201100292

CIP-007-1

R7; R7.1; R7.2

Lower

11/25/2014

FERC

NP15-8-000

View Filing >>

View Order >>

WECC

Pacific Gas and Electric Company

NCR05299

$72,000

WECC2014013735

VAR-002-2b

R2

Medium

WECC2014013771

VAR-002-2b

R3: 3.1

Medium

11/24/2014

FERC

IN14-9-000

View Order >>

WECC

Western Area Power Administration Desert Southwest Region

NCR05461

$0

None Assigned

See Order IN14-9-000

See Order IN14-9-000

See Order IN14-9-000

10/30/2014

FERC

NP15-7-000

View Filing>>

View A-1 Spreadsheet>>

View A-2 Spreadsheet>>

View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

10/30/2014

FERC

NP15-6-000

View Filing >>

View Order >>

TRE

Unidentified Registered Entity

NCRXXXXX

$106,000

TRE2013012232

CIP-002-1

R2

High

TRE2013012261

CIP-002-1

R3; R3.1; R3.2

High

TRE2013012233

CIP-003-1

R4; R4.3

Medium

TRE2012011153

CIP-003-1

R5; R5.1; R5.2; R5.3

Lower

TRE2012011159

CIP-004-1

R4; R4.1

Lower

TRE2013012235

CIP-005-1

R1; R1.4; R1.6

Medium

TRE2012011177

CIP-005-3

R5; R5.2

Lower

TRE2013012262

CIP-006-1

R3

Medium

TRE2013012624

CIP-006-3c

R5

Medium

TRE2013012625

CIP-006-3c

R6

Lower

TRE2012011178

CIP-007-1

R1; R1.1; R1.2; R1.3

Medium

TRE2013012970

CIP-007-3a

R1; R1.2; R1.3

Medium

TRE2013012968

CIP-007-1

R2; R2.1

Medium

TRE2012011179

CIP-007-3a

R3; R3.1; R3.2

Lower

TRE2013012971

CIP-007-3a

R3; R3.2

Lower

TRE2012010877

CIP-007-1

R4

Medium

TRE2013012972

CIP-007-3a

R4; R4.2

Medium

TRE2013012234

CIP-007-1

R5; R5.1; R5.2; R5.3.3

Medium

TRE2012011180

CIP-007-2a

R9

Lower

TRE2012011181

CIP-008-3

R1; R1.2

Lower

10/30/2014

FERC

NP15-5-000

View Filing >>

View Order >>

SPP

Unidentified Registered Entity

NCRXXXXX

$45,000

SPP2013011798

CIP-005-1

R1

Medium

SPP2013011799

CIP-005-1

R2

Medium

SPP2013011800

CIP-005-1

R3

Medium

SPP2013011801

CIP-005-1

R4

Medium

SPP2013011802

CIP-006-1

R1

Medium

SPP2013011804

CIP-007-1

R1

Medium

SPP2013011805

CIP-007-1

R2

Medium

SPP2013011806

CIP-007-1

R3

Lower

SPP2013011807

CIP-007-1

R5

Lower

SPP2013011808

CIP-009-1

R1

Medium

SPP2013011809

CIP-007-3

R8

Medium

SPP2013012355

CIP-006-1

R1

Medium

SPP2013012356

CIP-004-3

R4

Lower

SPP2013012533

CIP-006-2a

R6

Lower

SPP2013012752

CIP-006-2

R3

Medium

SPP2013012841

CIP-003-1

R6

Lower

SPP2013012842

CIP-004-1

R4

Lower

SPP2013012844

CIP-005-3a

R5

Lower

SPP2013012845

CIP-006-2

R1

Medium

SPP2013013117

CIP-006-2C

R5

Medium

10/30/2014

FERC

NP15-4-000

View Filing >>

View Order >>

WECC

PacifiCorp

NCR05304

$60,000

WECC2014013580

COM-002-2

R2

Medium

WECC2013012724

TOP-001-1a

R3

High

10/30/2014

FERC

NP15-3-000

View Filing >>

View Order >>

SERC

Florida Reliability Coordinating Council, Inc.

NCR00026

$85,000

SERC2014013439

EOP-008-0

R1; R1.5

Medium

SERC2012011649

IRO-002-2

R7

High

SERC2012011650

IRO-002-2

R8

High

SERC2012011651

IRO-008-1

R2

High

10/30/2014

FERC

NP15-2-000

View Filing >>

View Order >>

SERC

Florida Reliability Coordinating Council, Inc.

NCR00026

$100,000

SERC2013012152

FAC-011-1

R2

High

SERC2012011532

FAC-011-1

R3

Medium

SERC2013012156

FAC-014-1

R1

Medium

SERC2013012157

FAC-014-1

R5

High

SERC2013012726

IRO-001-1.1

R3

High

SERC2012011531

IRO-009-1

R3

High

10/30/2014

FERC

NP15-1-000

View Filing Pt1. >>

View Filing Pt2. >>

View Filing Pt3. >>

View Filing Pt4. >>

View Filing Pt5. >>

Attachment B-3.vii >>

Attachment B-3.ix >>

TRE

NextEra Energy Resources, LLC

NCR02910

$52,000

TRE201000112

IRO-001-1

R8

High

TRE201000113

TOP-001-1

R3

High

10/21/14

FERC

IN14-8-000

View Order >>

WECC

Southern California Edison Company

NCR00460

$650,000

None Assigned

See Order IN14-8-000

See Order IN14-8-000

See Order IN14-8-000

9/30/2014

FERC

NP14-50-000

View Filing>>

View A-1 Spreadsheet>>

View A-2 Spreadsheet>>

View Order>>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

8/27/2014

FERC

NP14-49-000

View Filing>>

View A-1 Spreadsheet>>

View A-2 Spreadsheet>>

View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

8/27/2014

FERC

NP14-48-000

View Filing>>

View Order >>

RFC/NPCC

Unidentified Registered Entities

NCRXXXXX

$625,000

RFC2012010910

CIP-002-1

R2

High

NPCC2014013552

CIP-002-1

R3

High

RFC2012010911

CIP-002-1

R3

High

NPCC2014013553

CIP-002-1

R4

Lower

RFC2012010912

CIP-002-1

R4

Lower

NPCC2014013556

CIP-003-1

R1; R1.3

Lower

RFC2013011925

CIP-003-1

R1; R1.3

Lower

RFC2014013690

CIP-003-1

R1; R1.3

Lower

RFC2014013691

CIP-003-1

R1; R1.3

Lower

RFC2012010079

CIP-003-1

R4

Medium

RFC2012010086

CIP-003-1

R4

Medium

RFC2012010093

CIP-003-1

R4

Medium

RFC201100889

CIP-003-1

R5

Lower

RFC201100896

CIP-003-1

R5

Lower

RFC201100903

CIP-003-1

R5

Lower

NPCC2014013554

CIP-003-1

R6

Lower

RFC2012010302

CIP-003-1

R6

Lower

RFC2013011966

CIP-003-1

R6

Lower

NPCC2014013550

CIP-004-1

R3

Medium

RFC2012010303

CIP-004-1

R3

Medium

NPCC2014013549

CIP-004-1

R4

Lower

RFC2012010080

CIP-004-1

R4

Lower

RFC2012010087

CIP-004-1

R4

Lower

RFC2012010094

CIP-004-1

R4

Lower

RFC2012011364

CIP-004-3a

R3

Medium

RFC2014013316

CIP-004-3a

R3

Medium

NPCC2014013440

CIP-005-1

R1

Medium

RFC2012010305

CIP-005-1

R1

Medium

RFC2012010924

CIP-005-1

R1

Medium

RFC2013011967

CIP-005-1

R1

Medium

NPCC2014013551

CIP-005-1

R2

Medium

RFC201100890

CIP-005-1

R2

Medium

RFC201100897

CIP-005-1

R2

Medium

RFC201100904

CIP-005-1

R2

Medium

NPCC2014013548

CIP-005-1

R3

Medium

RFC201100891

CIP-005-1

R3

Medium

RFC201100898

CIP-005-1

R3

Medium

RFC201100905

CIP-005-1

R3

Medium

NPCC2014013541

CIP-005-1

R4

Medium

RFC2012010297

CIP-005-1

R4

Medium

RFC2012010311

CIP-005-1

R4

Medium

RFC2012010314

CIP-005-1

R4