Date	Regulatory Authority	Regulatory Filing ID	Region	Registered Entity	NCR ID*	Total Penalty ($)	NERC Violation ID	Reliability Standard	Requirement	Violation Risk Factors
12/29/2016	FERC	NP17-13-000 View Filing >> View Notice >>	WECC	Unidentified Registered Entity	NCRXXXXX	No Penalty	WECC201002156	CIP-007-1	R1	Medium
							WECC201002157	CIP-007-1	R2	Medium
							WECC201002158	CIP-007-1	R3	Lower
							WECC201002159	CIP-007-1	R4	Medium
							WECC201002160	CIP-007-1	R5	Medium
							WECC201002161	CIP-007-1	R6	Medium
							WECC201002162	CIP-007-1	R7	Lower
							WECC201002163	CIP-007-1	R8	Lower
							WECC201002164	CIP-007-1	R9	Lower
							WECC201002166	CIP-006-1	R5	Medium
							WECC201002169	CIP-006-1	R6	Medium
							WECC201002170	CIP-003-1	R4	Medium
							WECC201002171	CIP-003-1	R5	Lower
							WECC201002172	ClP-003-1	R6	Lower
							WECC201002173	CIP-008-1	R1	Lower
							WECC201002174	CIP-008-1	R2	Lower
							WECC201002176	CIP-004-1	R1	Lower
							WECC201002177	CIP-004-1	R2	Medium
							WECC201002178	CIP-004-1	R3	Medium
							WECC201002179	CIP-004-1	R4	Medium
							WECC201002180	CIP-009-1	R1	Medium
							WECC201002181	CIP-009-1	R2	Medium
							WECC201002182	CIP-009-1	R3	Lower
							WECC201002183	CIP-009-1	R4	Lower
							WECC201002184	CIP-009-1	R5	Lower
							WECC201002186	CIP-005-1	R1	Medium
							WECC201002187	CIP-005-1	R2	Medium
							WECC201002188	CIP-005-1	R3	Medium
							WECC201002189	CIP-005-1	R4	Medium
							WECC201002190	CIP-005-1	R5	Medium
							WECC201002198	CIP-003-1	R1	Medium
							WECC201002199	CIP-003-1	R3	Lower
							WECC201002200	CIP-006-1	R1	Medium
							WECC201002201	CIP-006-1	R2	Medium
							WECC201002202	CIP-006-1	R3	Medium
							WECC201002203	CIP-006-1	R4	Medium
12/29/2016	FERC	NP17-12-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
12/29/2016	FERC	NP17-11-000 View Filing >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	No Penalty	WECC200902111	CIP-002-1	R1	Medium
							WECC200902115	CIP-002-1	R3	High
							WECC200902116	CIP-002-1	R4	Lower
							WECC200902120	CIP-005-1	R1	Medium
							WECC200902121	CIP-005-1	R2	Medium
							WECC200902124	CIP-005-1	R4	Medium
							WECC200902125	CIP-006-1	R4	Lower
							WECC200902126	CIP-007-1	R3	Lower
							WECC200902127	CIP-007-1	R2	Medium
							WECC200902128	CIP-006-1	R3	Medium
							WECC200902129	CIP-006-1	R2	Medium
							WECC200902130	CIP-004-1	R4	Medium
							WECC200902132	CIP-005-1	R5	Lower
							WECC200902133	CIP-004-1	R2	Medium
							WECC200902136	CIP-006-1	R6	Medium
							WECC200902137	CIP-007-1	R1	Medium
							WECC200902140	CIP-007-1	R4	Medium
							WECC200902141	CIP-007-1	R5	Medium
							WECC200902146	CIP-007-1	R6	Medium
							WECC200902148	CIP-007-1	R8	Medium
							WECC200902149	CIP-007-1	R9	Lower
							WECC200902289	CIP-006-1	R1	Medium
							WECC2013011732	CIP-006-3c	R4	Medium
							WECC2013011733	CIP-006-3c	R5	Medium
							WECC2013011734	CIP-006-3c	R6	Lower
							WECC2013011735	CIP-006-3c	R2	Medium
							WECC2013012269	CIP-005-3a	R3	Medium
							WECC2015015259	CIP-007-3a	R6	Medium
12/29/2016	FERC	NP17-10-000 View Filing >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	No Penalty	WECC201002167	CIP-006-1	R2	Medium
							WECC201002168	CIP-007-1	R1	Medium
							WECC201002204	CIP-007-1	R2	Medium
							WECC201002205	CIP-006-1	R3	Medium
							WECC201002206	CIP-006-1	R4	Lower
							WECC201002207	CIP-006-1	R5	Lower
							WECC201002208	CIP-004-1	R2	Medium
							WECC201002209	CIP-004-1	R3	Medium
							WECC201002210	CIP-004-1	R4	Medium
							WECC201002211	CIP-006-1	R6	Medium
							WECC201002212	CIP-007-1	R3	Lower
							WECC201002213	CIP-009-1	R1	Medium
							WECC201002214	CIP-009-1	R2	Lower
							WECC201002215	CIP-009-1	R3	Lower
							WECC201002216	CIP-009-1	R4	Lower
							WECC201002217	CIP-009-1	R5	Lower
							WECC201002218	CIP-005-1	R1	Lower
							WECC201002219	CIP-005-1	R2	Lower
							WECC201002220	CIP-005-1	R3	Medium
							WECC201002221	CIP-005-1	R4	Lower
							WECC201002222	CIP-005-1	R5	Medium
							WECC201002223	CIP-007-1	R4	Medium
							WECC201002224	CIP-007-1	R5	Medium
							WECC201002225	CIP-007-1	R6	Medium
							WECC201002226	CIP-007-1	R7	Lower
							WECC201002227	CIP-007-1	R8	Medium
							WECC201002228	CIP-007-1	R9	Lower
							WECC201002377	CIP-003-1	R5	Lower
							WECC2014013600	CIP-007-3a	R6	Lower
							WECC2015014575	CIP-004-3	R2	Lower
							WECC2015015127	CIP-007-3a	R6	Medium
11/30/2016	FERC	NP17-9-000 View Filing >> View A-1 Spreadsheet >> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
11/30/2016	FERC	NP17-8-000 View Filing >> View Order >>	MRO	Unidentified Registered Entity	NCRXXXXX	$142,000	MRO2015014792	CIP-002-3	R3	High
							MRO2015014793	CIP-005-1	R1	Medium
							MRO2015014794	CIP-007-1	R1.1; R1.3 R1.4; R1.5; R1.6	Medium
11/30/2016	FERC	NP17-7-000 View Filing >> View Order >>	SPP RE	Arkansas Electric Cooperative Corporation	NCR01060	$70,000	SPP2012010432	PRC-005-1	R2; R2.1 and R2.2	High
11/30/2016	FERC	NP17-6-000 View Filing >> View Order >>	WECC	Black Hills Corporation	NCR05030	$20,000	WECC2015015138	FAC-003-3	R2	High
11/30/2016	FERC	NP17-5-000 View Filing >> View Order >>	FRCC	Lake Worth, City of	NCR00043	$70,000	FRCC2014013685	FAC-009-1	R1	Medium
							FRCC2014013686	PRC-005-1	R2; R2.1; R2.2	High
							FRCC2014013687	PRC-008-0	R2	Medium
10/31/16	FERC	NP17-4-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
10/31/16	FERC	NP17-3-000 View Filing >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$250,000	WECC2014013506	CIP-002-3	R4	Lower
							WECC2014013873	CIP-005-3a	R1	Medium
							WECC2014014531	CIP-006-3c	R2	Medium
							WECC2015014704	CIP-007-3a	R8	Medium
10/31/16	FERC	NP17-2-000 View Filing >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$1,125,000	WECC2014014352	CIP-002-3	R3	High
							WECC2014013782	CIP-003-3	R6	Lower
							WECC2014014353	CIP-005-3a	R1	Medium
							WECC2014013507	CIP-005-3a	R2	Medium
							WECC2014013783	CIP-005-3a	R3	Medium
							WECC2014014354	CIP-005-3a	R4	Medium
							WECC2014014355	CIP-005-3a	R5	Lower
							WECC2014014356	CIP-006-3c	R1	Medium
							WECC2014014357	CIP-006-3c	R2	Medium
							WECC2014014358	CIP-006-3c	R3	Medium
							WECC2014013785	CIP-006-3c	R4	Medium
							WECC2014013784	CIP-006-3c	R5	Medium
							WECC2014014359	CIP-006-3c	R6	Lower
							WECC2014014360	CIP-007-3a	R1	Medium
							WECC2014014361	CIP-007-3a	R2	Medium
							WECC2014014362	CIP-007-3a	R3	Lower
							WECC2014014363	CIP-007-3a	R5	Lower
							WECC2014014364	CIP-007-3a	R6	Lower
							WECC2014014365	CIP-007-3a	R8	Lower
10/31/16	FERC	NP17-1-000 View Filing >> View Order >>	WECC	Peak Reliability	NCR10289	$86,000	WECC2015015159	IRO-002-2	R4	High
8/31/16	FERC	NP16-25-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
7/28/16	FERC	NP16-24-000 View Filing >> View Order >>	SERC	Unidentified Registered Entity	NCRXXXXX	$180,000	SERC2014014337	CIP-003-3	R4	Medium
							SERC2014014336	CIP-003-3	R5	Lower
							SERC2014014086	CIP-005-1	R1	Medium
							SERC2014014427	CIP-005-3	R3	Medium
							SERC2014014196	CIP-005-3a	R4	Medium
							SERC2014013621	CIP-006-1	R1	Medium
							SERC2014013444	CIP-006-3c	R1	Medium
							SERC2014014195	CIP-006-1	R2	Medium
							SERC2014014198	CIP-006-3c	R2	Medium
							SERC2014013437	CIP-006-3c	R5	Medium
							SERC2014014395	CIP-006-3c	R5	Medium
							SERC2014013619	CIP-007-3a	R5	Medium
							SERC2014014423	CIP-007-1	R5	Lower
							SERC2014014087	CIP-007-1	R6	Lower
7/28/16	FERC	NP16-23-000 View Filing >> View Order >>	SERC	Unidentified Registered Entity	NCRXXXXX	$225,000	SERC2014013657	CIP-002-3	R3	High
							SERC2014013877	CIP-005-1	R1	Medium
							SERC2014013910	CIP-005-3a	R4	Medium
							SERC2014014396	CIP-006-3c	R5	Medium
							SERC2014014403	CIP-006-3c	R8	Medium
							SERC2014013881	CIP-007-3a	R5	Medium
							SERC2014014274	CIP-007-3a	R5	Medium
							SERC2014013438	CIP-007-3a	R6	Lower
							SERC2014013765	CIP-007-3a	R6	Lower
							SERC2014013767	CIP-007-3a	R8	Medium
							SERC2014013766	CIP-009-3	R5	Lower
7/28/16	FERC	NP16-22-000 View Filing >> View Order>>	SERC	Virginia Electric and Power Company (DP, TO)	NCR01214	$110,000	SERC2014014142	FAC-009-1	R1	Medium
6/29/16	FERC	NP16-21-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
5/31/16	FERC	NP16-20-000 View Filing >> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
5/31/16	FERC	NP16-19-000 View Filing >> View Order >>	FRCC	Florida Power and Light Company	NCR00024	$100,000	FRCC2015015004	FAC-003-3	R2	High
4/28/16	FERC	NP16-18-000 View Filing >> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
4/28/16	FERC	NP16-17-000 View Filing >> View Order >>	SPP	Westar Energy, Inc.	NCR00658	$220,000	SPP2013012077	TOP-002-2	R6	Medium
							SPP2013011995	TOP-004-1	R2	High
							SPP2013011997	TOP-004-2	R3	High
							SPP2013011999	TOP-004-1	R4	High
4/28/16	FERC	NP16-16-000 View Filing >> View Order >>	MRO	Basin Electric Power Cooperative	NCR00102	$59,000	MRO2013013188	FAC-008-3	R6	Medium
4/28/16	FERC	NP16-15-000 View Filing >> View Order >>	SERC	Tennessee Valley Authority	NCR01151	No Penalty	SERC2013012973	VAR-002-1.1b	R2	Medium
3/31/16	FERC	NP16-14-000 View Filing >> View Errata Filing >> View A-1 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
2/29/16	FERC	NP16-13-000 View Filing >> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
2/29/16	FERC	NP16-12-000 View Filing >> View Errata >> View Order >>	RF	Unidentified Registered Entity	NCRXXXXX	$1,700,000	RFC2014014245	CIP-002-3	R3	High
							RFC2014014014	CIP-003-1	R6	Lower
							RFC2014014251	CIP-004-3	R2	Medium
							RFC2014014252	CIP-004-3	R2.1	Medium
							RFC2014014253	CIP-004-3	R3.3	Lower
							RFC2013013197	CIP-004-3a	R4.2	Lower
							RFC2014013447	CIP-004-3a	R4.2	Lower
							RFC2014013997	CIP-004-3a	R4.2	Lower
							RFC2014013623	CIP-005-1	R1.5	Medium
							RFC2014014015	CIP-005-3a	R1.5	Medium
							RFC2014014207	CIP-005-3	R1.6	Lower
							RFC2015015300	CIP-005-3a	R1	Lower
							RFC2014014410	CIP-006-3c	R1	Medium
							RFC2014014011	CIP-006-1	R1.1	Medium
							RFC2014014208	CIP-006-3a	R1.8	Lower
							RFC2015015143	CIP-006-3c	R1	Medium
							RFC2014014209	CIP-006-3a	R5	Medium
							RFC2013013198	CIP-006-3c	R5	Medium
							RFC2014014211	CIP-007-3a	R1.3	Lower
							RFC2014013998	CIP-007-1	R2	Medium
							RFC2014013626	CIP-007-1	R3	Lower
							RFC2014014262	CIP-007-3a	R3, R3.1, R3.2	Lower
							RFC2014014114	CIP-007-3a	R3.2	Lower
							RFC2014014012	CIP-007-3a	R4	Medium
							RFC2014014215	CIP-007-3a	R5.1.2	Lower
							RFC2014014216	CIP-007-1	R5.2, R5.2.3	Lower
							RFC2014014257	CIP-007-3a	R5.3; R5.3.1, R5.3.2, R5.3.3	Lower
							RFC2014014238	CIP-007-3a	R9	Lower
							RFC2014014239	CIP-008-3	R1.6	Lower
							RFC2014014240	CIP-009-3	R1	Medium
							RFC2014014241	CIP-009-3	R2	Lower
							RFC2015015301	CIP-009-3	R2	Lower
							RFC2014014013	CIP-009-1	R4	Lower
							RFC2015015302	CIP-009-3	R4	Lower
							RFC2014014242	CIP-009-3	R5	Lower
							RFC2015015303	CIP-009-3	R5	Lower
1/28/16	FERC	NP16-11-000 View Filing >> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
1/28/16	FERC	NP16-10-000 View Filing >> View Order >>	RF	Unidentified Registered Entity	NCRXXXXX	$150,000	RFC2014013798	CIP-002-3	R3	High
							RFC2014013829	CIP-003-3	R1	Medium