Date |
Regulatory |
Regulatory |
Region |
Registered Entity |
NCR ID* |
Total |
NERC |
Reliability |
Requirement |
Violation Risk Factor |
|
12/31/2013 |
FERC |
NP14-26-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$120,000 |
SERC200900284 |
CIP-004-1 |
R4 |
Lower |
|
SERC201000551 |
CIP-004-1 |
R2; R2.1 |
Medium |
|
|||||||
SERC201000552 |
CIP-004-1 |
R4; R4.1 |
Lower |
|
|||||||
SERC201000586 |
CIP-007-1 |
R5; R5.2.1 |
Medium |
|
|||||||
SERC201100776 |
CIP-004-3 |
R4; R4.2 |
Lower |
|
|||||||
SERC2011007429 |
CIP-005-1 |
R1; R1.4 |
Medium |
|
|||||||
SERC2011007639 |
CIP-007-1 |
R5; R5.2 |
Lower |
|
|||||||
SERC2011007985 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
SERC2011007986 |
CIP-005-1 |
R1; R1.1; R1.5 |
Medium |
|
|||||||
SERC2011007987 |
CIP-005-1 |
R2; R2.2 |
Medium |
|
|||||||
SERC2011007988 |
CIP-005-1 |
R4; R4.2 |
Medium |
|
|||||||
SERC2011007989 |
CIP-006-1 |
R1; R1.7; R1.8 |
Medium |
|
|||||||
SERC2011007990 |
CIP-007-1 |
R2; R2.2 |
Medium |
|
|||||||
SERC2011007992 |
CIP-007-1 |
R8; R8.3 |
Medium |
|
|||||||
SERC2011007993 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
SERC2012010331 |
CIP-006-3c |
R2; R2.2 |
Medium |
|
|||||||
SERC2012011169 |
CIP-004-3 |
R2; R2.1 |
Medium |
|
|||||||
SERC2013012004 |
CIP-006-3c |
R1; R1.6 |
Medium |
|
|||||||
SERC2013012236 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
12/31/2013 |
FERC |
NP14-25-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$250,000 |
SERC2011007982 |
CIP-002-1 |
R1 |
Lower |
|
SERC2011007983 |
CIP-002-1 |
R2 |
High |
|
|||||||
SERC201000505 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
SERC2012011336 |
CIP-005-3a |
R1 |
Medium |
|
|||||||
SERC2013012272 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
SERC201000622 |
CIP-005-1 |
R3 |
Medium |
|
|||||||
SERC2012010981 |
CIP-005-3a |
R5 |
Lower |
|
|||||||
SERC2013012006 |
CIP-006-1 |
R1; R1.1 |
Medium |
|
|||||||
SERC2011008003 |
CIP-006-1 |
R1 |
Medium |
|
|||||||
SERC2012011337 |
CIP-006-3c |
R5 |
Medium |
|
|||||||
SERC2013011700 |
CIP-006-3c |
R5 |
Medium |
|
|||||||
SERC2011007999 |
CIP-006-3c |
R6 |
Lower |
|
|||||||
SERC201000623 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
SERC2011007873 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
SERC2012010000 |
CIP-007-3a |
R4 |
Medium |
|
|||||||
SERC2012009999 |
CIP-007-1 |
R5 |
Lower |
|
|||||||
SERC201000621 |
CIP-007-1 |
R6 |
Lower |
|
|||||||
SERC2011008271 |
CIP-007-3 |
R7 |
Lower |
|
|||||||
SERC2013012005 |
CIP-007-3a |
R7 |
Lower |
|
|||||||
12/31/2013 |
FERC |
NP14-24-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$350,000 |
SERC200900394 |
CIP-002-1 |
R3 |
High |
|
SERC200900399 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
SERC200900402 |
CIP-009-1 |
R1 |
Medium |
|
|||||||
SERC200900599 |
CIP-007-1 |
R7 |
Lower |
|
|||||||
SERC201000573 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
SERC201000575 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
SERC201000576 |
CIP-004-1 |
R3 |
Lower |
|
|||||||
SERC201000609 |
CIP-002-1 |
R3 |
High |
|
|||||||
SERC201000611 |
CIP-005-1 |
R2;
R2.2 |
Medium |
|
|||||||
SERC201000612 |
CIP-005-1 |
R4;
R4.5 |
Medium |
|
|||||||
SERC201000613 |
CIP-005-1 |
R5;
R5.2 |
Lower |
|
|||||||
SERC201000614 |
CIP-006-1 |
R1;
R1.8 |
Lower |
|
|||||||
SERC201000615 |
CIP-006-1 |
R6 |
Medium |
|
|||||||
SERC201000616 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
SERC201000617 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
SERC201000618 |
CIP-007-1 |
R5;
R5.3.3 |
Medium |
|
|||||||
SERC201000619 |
CIP-007-1 |
R6;
R6.4 |
Lower |
|
|||||||
SERC201000620 |
CIP-007-1 |
R8;
R8.4 |
Medium |
|
|||||||
SERC2012010717 |
CIP-004-3 |
R2;
R2.3 |
Lower |
|
|||||||
SERC2012010718 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
SERC2012010953 |
CIP-006-3c |
R5 |
Medium |
|
|||||||
SERC2012010954 |
CIP-006-2 |
R2;
R2.1 |
Medium |
|
|||||||
SERC2012010998 |
CIP-006-3c |
R4 |
Medium |
|
|||||||
SERC2012011007 |
CIP-006-3c |
R4 |
Medium |
|
|||||||
SERC2012011008 |
CIP-006-1 |
R1;
R1.1 |
Medium |
|
|||||||
SERC2012011117 |
CIP-002-3 |
R3 |
High |
|
|||||||
SERC2012011161 |
CIP-002-3 |
R3 |
High |
|
|||||||
SERC2012011433 |
CIP-006-1 |
R3 |
Medium |
|
|||||||
SERC2012011434 |
CIP-005-1 |
R1;
R1.1 |
Medium |
|
|||||||
SERC2012011435 |
CIP-007-1 |
R4;
R4.2 |
Medium |
|
|||||||
SERC2012011437 |
CIP-007-1 |
R7;
R7.3 |
Lower |
|
|||||||
SERC2013011699 |
CIP-006-3c |
R1;
R1.6. |
Medium |
|
|||||||
SERC2013011706 |
CIP-006-3c |
R1;
R1.6. |
Medium |
|
|||||||
SERC2013012206 |
CIP-006-3c |
R4 |
Medium |
|
|||||||
SERC2013012431 |
CIP-004-3a |
R4;
R4.1 |
Lower |
|
|||||||
SERC2013012710 |
CIP-006-3c |
R1; R1.6 |
Medium |
|
|||||||
SERC2013012712 |
CIP-004-1 |
R3 |
Medium |
|
|||||||
12/31/2013 |
FERC |
NP14-23-000 |
SPP
RE |
Unidentified
Registered Entity |
NCRXXXXX |
$100,000 |
SPP2011008732 |
CIP-002-1 |
R3; |
Lower |
|
SPP2011008733 |
CIP-003-1 |
R5; R5.1 |
Lower |
|
|||||||
SPP2011008735 |
CIP-004-1 |
R3; R3.1 |
Medium |
|
|||||||
SPP2011008736 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
SPP2011008737 |
CIP-005-1 |
R2; R2.1; R2.2; R2.4 |
Medium |
|
|||||||
SPP2011008738 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
SPP2011008739 |
CIP-005-1 |
R4; R4.1, R4.2, R4.3, R4.4, R4.5 |
Medium |
|
|||||||
SPP2011008756 |
CIP-007-1 |
R8; R8.1, R8.2, R8.4 |
Lower |
|
|||||||
SPP2011008747 |
CIP-006-1 |
R6 |
Medium |
|
|||||||
SPP2011008749 |
CIP-007-1 |
R2; R2.1, R2.2 |
Medium |
|
|||||||
SPP2011008751 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
SPP2011008754 |
CIP-007-1 |
R6; R6.5 |
Lower |
|
|||||||
SPP2011008761 |
CIP-009-1 |
R2 |
Lower |
|
|||||||
SPP2011008748 |
CIP-007-1 |
R1; R1.1 |
Medium |
|
|||||||
SPP2011008734 |
CIP-003-1 |
R6 |
Lower |
|
|||||||
SPP2011008740 |
CIP-005-1 |
R5.1; R5.3 |
Lower |
|
|||||||
SPP2011008742 |
CIP-006-1 |
R1.1; R1.2; R1.4; R1.6 |
Medium |
|
|||||||
SPP2011008743 |
CIP-006-1 |
R1.8 |
Medium |
|
|||||||
SPP2011008744 |
CIP-006-1 |
R2 |
Medium |
|
|||||||
SPP2011008745 |
CIP-006-1 |
R3 |
Medium |
|
|||||||
SPP2011008746 |
CIP-006-1 |
R4 |
Medium |
|
|||||||
SPP2011008752 |
CIP-007-1 |
R4 |
Medium |
|
|||||||
SPP2011008753 |
CIP-007-1 |
R5 |
Lower |
|
|||||||
SPP2011008755 |
CIP-007-1 |
R7 |
Lower |
|
|||||||
SPP2011008757 |
CIP-007-1 |
R9 |
Lower |
|
|||||||
SPP2011008759 |
CIP-008-1 |
R1.1; R1.3; |
Lower |
|
|||||||
SPP2011008760 |
CIP-009-1 |
R1 |
Medium |
|
|||||||
SPP2011008762 |
CIP-009-1 |
R4 |
Lower |
|
|||||||
12/30/2013 |
FERC |
NP14-22-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$150,000 |
WECC201102906 |
CIP-003-1 |
R4 |
Medium |
|
WECC201103022 |
CIP-006-3c |
R1: R1.4; R1.5 |
Medium |
|
|||||||
WECC201002325 |
R1 |
Medium |
|
||||||||
WECC201102498 |
R1: R1.1; R1.2; R1.4; R1.6; R1.8 |
Medium |
|
||||||||
WECC201102806 |
R3.1 |
Medium |
|
||||||||
WECC201002358 |
CIP-007-2a |
R1 |
Medium |
|
|||||||
WECC201002328 |
R5: R5.2.1; R5.3.2 |
Medium |
|
||||||||
12/31/2013 |
FERC |
NP14-21-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$175,000 |
SERC201000447 |
CIP-006-1 |
R2 |
Medium |
|
SERC201000513 |
CIP-002-1 |
R3 |
High |
|
|||||||
SERC201000564 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
SERC201000565 |
CIP-007-1 |
R5 |
Medium |
|
|||||||
SERC201000592 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
SERC201000593 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
SERC201000594 |
CIP-007-1 |
R6 |
Lower |
|
|||||||
SERC201000595 |
CIP-006-2 |
R5 |
Medium |
|
|||||||
SERC2011008316 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
SERC2011008511 |
CIP-005-1 |
R3 |
Medium |
|
|||||||
SERC2011008512 |
CIP-005-1 |
R4 |
Medium |
|
|||||||
SERC2011008513 |
CIP-006-1 |
R1; R1.8 |
Medium |
|
|||||||
SERC2011008516 |
CIP-007-3a |
R1 |
Medium |
|
|||||||
SERC2012011645 |
CIP-007-3a |
R3; R3.1 |
Lower |
|
|||||||
SERC2013013123 |
CIP-004-1 |
R2; R2.1 |
Medium |
|
|||||||
SERC2013013146 |
CIP-004-1 |
R3 |
Medium |
|
|||||||
12/30/2013 |
FERC |
NP14-20-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$198,000 |
SERC2011006592 |
R3 |
High |
|
|
SERC2011008277 |
R4 |
Medium |
|
||||||||
SERC2011008278 |
CIP-003-1 |
R5 |
Lower |
|
|||||||
SERC201000523 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
SERC2011006594 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
SERC2011007430 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
SERC2012010943 |
CIP-005-3a |
R3 |
Medium |
|
|||||||
SERC2011008279 |
CIP-005-1 |
R4 |
Medium |
|
|||||||
SERC2011006597 |
R1 |
Medium |
|
||||||||
SERC2012010945 |
R2 |
Medium |
|
||||||||
SERC2012010946 |
R3 |
Medium |
|
||||||||
SERC2011006595 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
SERC2011006596 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
SERC2011006598 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
SERC2011006599 |
CIP-007-1 |
R4 |
Medium |
|
|||||||
SERC2011006600 |
CIP-007-1 |
R5 |
Lower |
|
|||||||
SERC2011006601 |
CIP-007-1 |
R6 |
Lower |
|
|||||||
SERC2011006602 |
CIP-007-1 |
R7 |
Lower |
|
|||||||
SERC2011006603 |
CIP-007-1 |
R8 |
Lower |
|
|||||||
SERC2012010949 |
CIP-008-3 |
R1: R1.4 |
Lower |
|
|||||||
SERC2011008283 |
CIP-009-1 |
R1 |
Medium |
|
|||||||
12/30/2013 |
FERC |
NP14-19-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$185,000 |
WECC2012009779 |
CIP-002-1 |
R3 |
High |
|
WECC2011008709 |
CIP-004-3 |
R4; R4.2 |
Lower |
|
|||||||
WECC2012009759 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
WECC2012009746 |
CIP-006-1 |
R1; R1.8 |
Medium |
|
|||||||
WECC2012009792 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
WECC2012009793 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
WECC2012009794 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
WECC2012009795 |
CIP-007-1 |
R4 |
Medium |
|
|||||||
WECC2012009796 |
CIP-007-1 |
R5; R5.2.3 |
Medium |
|
|||||||
WECC2012009797 |
CIP-007-1 |
R8; R8.4 |
Medium |
|
|||||||
WECC2012009798 |
CIP-007-1 |
R9 |
Lower |
|
|||||||
12/30/2013 |
FERC |
NP14-18-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$110,000 |
SERC2011007531 |
CIP-004-3 |
R2 |
Lower |
|
SERC2012011584 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
SERC2011008775 |
R1 |
Medium |
|
||||||||
SERC2012010549 |
CIP-005-3a |
R2 |
Medium |
|
|||||||
SERC2011007385 |
R3 |
Medium |
|
||||||||
SERC2012011380 |
CIP-005-3a |
R5 |
Lower |
|
|||||||
SERC2012010143 |
R1 |
Lower |
|
||||||||
SERC2011007156 |
CIP-006-3a |
R1 |
Medium |
|
|||||||
SERC2012010343 |
R3 |
Medium |
|
||||||||
SERC2011008616 |
CIP-006-3a |
R6 |
Lower |
|
|||||||
SERC2012010344 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
SERC2012010793 |
CIP-007-3 |
R3 |
Lower |
|
|||||||
SERC2011007532 |
CIP-007-1 |
R5 |
Lower |
|
|||||||
SERC2013011678 |
CIP-007-3 |
R6 |
Medium |
|
|||||||
SERC2012010346 |
CIP-009-1 |
R5 |
Lower |
|
|||||||
12/30/2013 |
FERC |
NP14-17-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$144,000 |
WECC2013012051 |
CIP-002-1 |
R3 |
High |
|
WECC2013012052 |
CIP-005-3a |
R2.4 |
Medium |
|
|||||||
12/30/2013 |
FERC |
NP14-16-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$50,000 |
SERC200900414 |
CIP‐002‐1 |
R3 |
High |
|
SERC200900415 |
CIP‐003‐1 |