Board of Trustees - Compliance Committee(CC)

​​Committee Retired in August 2023, please see Regulatory Oversight Committee (BOTROC​)

Draft Minutes  |  Approved Minutes  |  Mandate

 
  
Description
  
  
collapse Grouping : 2023 ‎(8)
collapse Meeting : 08/16 - Quarterly - Ottawa, Canada ‎(3)
Compliance Committee Open Meeting Minutes - August 16, 2023.pdf
Compliance Committee Open Meeting Minutes - August 16, 2023
8/16/20232/14/2024
Compliance Committee Open Meeting Minutes - May 10, 2023.pdf
Compliance Committee Open Meeting Minutes - May 10, 2023
8/16/20238/22/2023
Compliance Committee Open Meeting Agenda Package - August 16, 2023.pdf
Compliance Committee Open Meeting Agenda Package - August 16, 2023
8/16/20238/3/2023
collapse Meeting : 05/10 - Quarterly - Washington, DC ‎(2)
Compliance Committee Open Meeting Presentation.pdf
Compliance Committee Open Meeting Presentation
5/10/20235/3/2023
Compliance Committee Open Agenda Meeting Package - May 10, 2023.pdf
Compliance Committee Open Agenda Meeting Package - May 10, 2023
5/10/20234/27/2023
collapse Meeting : 02/15 - Quarterly - Tucson, AZ ‎(3)
Compliance Committee Open Meeting Minutes - February 15, 2023.pdf
Compliance Committee Open Meeting Minutes - February 15, 2023
2/15/20235/15/2023
Compliance Committee Open Presentation February 15, 2023.pdf
CC Open Meeting Presentations - February 15, 2023
2/15/20232/9/2023
Compliance Committee Open Meeting Agenda Package - February 15, 2023.pdf
Compliance Committee Open Meeting Agenda Package - February 15, 2023
2/15/20232/2/2023
collapse Grouping : 2022 ‎(5)
collapse Meeting : 11/07 - Quarterly -  ‎(2)
Compliance Committee Open Meeting Minutes - November 7, 2022.pdf
Compliance Committee Open Meeting Minutes - November 7, 2022
11/7/20223/3/2023
Compliance Committee Open Meeting Agenda Package - November 7, 2022.pdf
CC Open Meeting Agenda Package - November 7, 2022
11/7/202210/31/2022
collapse Meeting : 02/09 - Quarterly -  ‎(3)
Compliance Committee Open Meeting Minutes - February 9, 2022.pdf
Compliance Committee Open Meeting Minutes - February 9, 2022
2/9/202211/16/2022
CC Open Meeting Presentations - February 9 2022.pdf
CC Open Meeting Presentations - February 9, 2022
2/9/20222/3/2022
Compliance Committee Open Meeting Agenda Package - February 9, 2022.pdf
Compliance Committee Open Meeting Agenda Package - February 9, 2022
2/9/20221/27/2022
collapse Grouping : 2021 ‎(6)
collapse Meeting : 11/03 - Quarterly -  ‎(3)
Compliance Committee Meeting Minutes - November 3, 2021.pdf
Compliance Committee Meeting Minutes - November 3, 2021
11/3/20212/17/2022
Compliance Committee Open Meeting Combined Presentations - November 3, 2021.pdf
Compliance Committee Open Meeting Combined Presentations - November 3, 2021
11/3/202110/28/2021
Compliance Committee Meeting Agenda Package - November 3 2021.pdf
Compliance Committee Meeting Agenda Package - November 3 2021
11/3/202110/21/2021
collapse Meeting : 02/09 - Quarterly -  ‎(1)
Compliance Committee Meeting Minutes - February 3, 2021.pdf
Compliance Committee Meeting Minutes - February 3, 2021
2/9/202111/10/2021
collapse Meeting : 02/03 - Quarterly -  ‎(2)
Compliance Committee Open Meeting Combined Presentations - February 3, 2021.pdf
Compliance Committee Open Meeting Combined Presentations - February 3, 2021
2/3/20211/28/2021
Compliance Committee Open Meeting - February 3 2021.pdf
Compliance Committee Open Meeting Agenda Package - February 3, 2021
2/3/20211/21/2021
collapse Grouping : 2020 ‎(6)
collapse Meeting : 11/04 - Quarterly -  ‎(3)
Compliance Committee Meeting Minutes - November 4, 2020.pdf
Compliance Committee Meeting Minutes - November 4, 2020
11/4/20202/17/2021
CC Open Meeting Combined Presentations.pdf
Compliance Committee 4Q Open Meeting Combined Presentations - November 4, 2020
11/4/202010/29/2020
Compliance Committee Open Meeting - November 4 2020_Agenda_Package_ATTENDEES_ONLY.pdf
Compliance Committee  Meeting Agenda Package - November 4, 2020
11/4/202010/22/2020
collapse Meeting : 02/05 - Quarterly - Manhattan Beach, CA ‎(3)
Compliance Committee Open Meeting Minutes - February 5, 2020.pdf
Compliance Committee Open Meeting Minutes - February 5, 2020
2/5/20202/23/2021
BOTCC Open - Presentation - CMEP Annual Report.pdf
BOTCC Open Meeting - Presentation Package - February 5, 2020
2/5/20201/30/2020
Compliance Committee Open Meeting - February 5 2020.pdf
Compliance Committee Open Meeting - February 5, 2020
2/5/20201/23/2020
collapse Grouping : 2019 ‎(6)
collapse Meeting : 11/01 - Conference Call -  ‎(3)
Compliance Committee Meeting Minutes - November 1 2019.pdf
Compliance Committee Meeting Minutes - November 1, 2019 - Conference Call
11/1/20192/27/2020
CC_Open_Meeting_Presentations_November_1_2019.pdf
Presentations - CC Open Meeting - November 1, 2019
11/1/201910/28/2019
Compliance Committee Open Meeting - November 1 2019.pdf
Compliance Committee Open Meeting - November 1, 2019
11/1/201910/23/2019
collapse Meeting : 02/06 - Quarterly - Manhattan Beach, CA ‎(3)
Compliance Committee Minutes - February 6 2019.pdf
Compliance Committee Minutes - February 6, 2019
2/6/20196/18/2019
BOTCC_Open_Meeting_Presentations_Feb_2019.pdf
BOTCC Open Meeting Presentation Package - February 6, 2019
2/6/20191/31/2019
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