Date

Regulatory
Authority

Regulatory
Filing ID

Region

Registered Entity

NCR ID*

Total
Penalty ($)

NERC
Violation ID

Reliability
Standard

Requirement

Violation Risk Factor

12/22/2010

FERC

NP11-81-000
View NOP
View Order

MRO, SPP

Unidentified Registered Entities 2

NCRXXXXX, NCRXXXXX

$50,000

MRO200800050

PRC-005-1

2

High

MRO200800070

CIP-004-1

3

Lower

MRO200800071

CIP-004-1

4

Lower

SPP200800058

CIP-004-1

4

Lower

SPP200800051

PRC-005-1

2

High

12/22/2010

FERC

NP11-80-000
View NOP
View Order

RFC

Morris Cogeneration, LLC

NCR10283

$4,000

RFC200900216

FAC-008-1

1.2.1

Medium

12/22/2010

FERC

NP11-79-000
View NOP
View Order

FRCC

Unidentified Registered Entity

NCRXXXXX

$100,000

FRCC200900170

CIP-004-1

4

Lower

FRCC200800094

CIP-001-1

2

Medium

FRCC200800096

FAC-008-1

1

Lower

FRCC200900173

VAR-002-1

3

Medium

FRCC200900180

FAC-009-1

1

Medium

FRCC200800224

CIP-001-1

1

Medium

FRCC200900140

VAR-002-1

3.1

Medium

12/22/2010

FERC

NP11-78-000
View NOP
View Order

RFC

The Dayton Power and Light Company

NCR00748

$45,000

RFC200900175

FAC-009-1

1

Medium

RFC200900174

FAC-008-1

1

Medium

RFC200900173

PRC-005-1

2

High

RFC200900172

PRC-005-1

1

High

RFC200900176

FAC-003-1

1

High

12/22/2010

FERC

NP11-77-000
View NOP
View Order

MRO

Great River Energy

NCR00992

$0

MRO201000182

EOP-009-0

1

Medium

12/22/2010

FERC

NP11-76-000
View NOP
View Order

SERC

Unidentified Registered Entity

NCRXXXXX

$0

SERC200900392

CIP-004-1

4

Lower

12/22/2010

FERC

NP11-75-000
View NOP
View Order

MRO

Edison Mission Marketing & Trading, Inc.

NCR10017

$2,500

MRO200900137

PRC-005-1

2

High

12/22/2010

FERC

NP11-74-000
View NOP
View Order

RFC

PPL - Lower Mount Bethel Energy, LLC/PPL Brunner Island, L.L.C./PPL

NCR00882, NCR00883, NCR00886, NCR00887,
NCR00888

$25,000

RFC200900161

PRC-005-1

2.1

High

RFC200900160

PRC-005-1

2.1

High

RFC200900162

PRC-005-1

2.1

High

RFC200900158

PRC-005-1

2.1

High

RFC200900159

PRC-005-1

2.1

High

12/22/2010

FERC

NP11-73-000
View NOP
View Order

MRO

Montana-Dakota Utilities Company

NCR01015

$2,500 strong>

MRO200900138

PRC-005-1

1

High

12/22/2010

FERC

NP11-72-000
View NOP
View Order

SERC

Unidentified Registered Entity

NCRXXXXX

$2,000

SERC201000493

CIP-007-1

3.1

Lower

12/22/2010

FERC

NP11-71-000
View NOP
View Order

SPP

City Of Minden

NCR06034

$3,000

SPP201000282

CIP-001-1

4

Medium

SPP201000279

CIP-001-1

1

Medium

SPP201000281

CIP-001-1

3

Medium

SPP201000280

CIP-001-1

2

Medium

12/22/2010

FERC

NP11-70-000
View NOP
View Order

WECC

Unidentified Registered Entity

NCRXXXXX

$55,000

WECC200801404

PRC-005-1

2.1

High

WECC200801403

PRC-005-1

2.1

High

WECC200801147

CIP-004-1

4

Medium

WECC200801146

CIP-004-1

3

Medium

WECC200800664

BAL-005-0

17

Medium

12/22/2010

FERC

NP11-69-000
View NOP
View Order

WECC

Consumer's Power, Inc.

NCR05114

$1,000

WECC200801207

FAC-009-1

1

Medium

12/22/2010

FERC

NP11-68-000
View NOP
View Order

WECC

Lane Electric Cooperative, Inc./PNGC

NCR05212

$10,000

WECC200901504

PRC-005-1

2.1

High

WECC200901502

PRC-005-1

1

High

12/22/2010

FERC

NP11-67-000
View NOP
View Order

WECC

Umatilla Electric Cooperative Assoc.

NCR05436

$10,000

WECC200801019

PRC-005-1

1

High

WECC200801020

PRC-005-1

2

High

12/22/2010

FERC

NP11-66-000
View NOP
View Order

WECC

Coos-Curry Electric Cooperative, Inc.

NCR05116

$10,000

WECC200901506

PRC-005-1

2.1

High

WECC200901505

PRC-005-1

1

High

12/22/2010

FERC

NP11-65-000
View NOP
View Order

SPP

Mississippi Delta Energy Agency

NCR06050

$9,000

SPP200900129

PRC-005-1

1

High

SPP200900125

FAC-001-0

3

Medium

SPP200900128

FAC-008-1

1

Medium

SPP200900130

FAC-009-1

1

Medium

SPP200900126

FAC-003-1

1

High

SPP200900124

FAC-001-0

2

Medium

SPP201000196

PRC-005-1

2

High

SPP200900123

FAC-001-0

1

Medium

SPP200900127

FAC-003-1

2

High

12/22/2010

FERC

NP11-64-000
View NOP
View Order

WECC

Unidentified Registered Entity

NCRXXXXX

$38,500

WECC200901699

CIP-004-1

4

WECC200901776

BAL-004-WECC-01

1

Lower

WECC200901726

CIP-004-1

3

Medium

WECC200901650

CIP-004-1

2

Medium

WECC200901777

BAL-004-WECC-01

2

Lower

12/22/2010

FERC

NP11-63-000
View NOP
View Order

WECC

Unidentified Registered Entity

NCRXXXXX

$80,000

WECC200801003

PRC-STD-005-1

WR1

N/A

WECC200710217

PRC-005-1

2

High

WECC200800855

PRC-005-1

1

High

WECC200901652

TOP-STD-007-0

WR1

N/A

WECC200801145

PRC-017-0

1

High

WECC200801212

CIP-008-1

1

Lower

12/22/2010

FERC

NP11-62-000
View NOP
View Order

SPP

City of Clarksdale, Mississippi

NCR01071

$5,000

SPP201000195

PRC-005-1

2

Lower

SPP200900121

PRC-005-1

1

High

SPP200900119

FAC-008-1

1

Medium

SPP200900118

EOP-004-1

3

Lower

SPP200900122

PRC-008-0

1

Medium

SPP200900117

CIP-001-1

4

Medium

SPP200900116

CIP-001-1

3

Medium

SPP200900120

FAC-009-1

1

Medium

SPP200900114

CIP-001-1

1

Medium

SPP200900115

CIP-001-1

2

Medium

SPP201000277

VAR-002-1

1

Medium

12/22/2010

FERC

NP11-61-000
View NOP
View Order

FRCC

Lee County Resource Recovery Facility

NCR00046

$4,500

FRCC200910004

PRC-005-1

1

High

12/22/2010

FERC

NP11-60-000
View NOP
View Order

FRCC

New Hope Power Partnership

NCR00051

$7,500

FRCC200800113

PRC-005-1

1

High

12/22/2010

FERC

NP11-59-000
View NOP
View Extension

RFC

Unidentified Registered Entity

NCRXXXXX

$7,000

RFC200900143

CIP-004-1

3

Lower

11/30/2010

FERC

NP11-58-000
View NOP
View Order

SERC

Fayetteville Public Works Commission

NCR01240

$0
(Settlement)

SERC201000440

PRC-005-1

1

High

11/30/2010

FERC

NP11-57-000
View NOP
View Order

WECC

Naniwa Energy LLC

NCR05258

$27,000
(Settlement)

WECC200901503

PRC-005-1

2.1

High

WECC200901501

PRC-005-1

1

High

WECC200901511

PRC-001-1

1

High

WECC200901654

FAC-008-1

1

Medium

WECC200801002

PRC-005-1

1

High

11/30/2010

FERC

NP11-56-000
View NOP
View Order

SERC

Unidentified Registered Entity

NCRXXXXX

$0
(Settlement)

SERC201000500

CIP-002-1

4

Lower

SERC201000499

CIP-002-1

2

High

11/30/2010

FERC

NP11-55-000
View NOP
View Order

WECC

TransAlta Centralia Generation, LLC

NCR05533

$3,000

WECC201001822

COM-001-1

2

Medium

11/30/2010

FERC

NP11-54-000
View NOP
View Order

SPP

Public Service Commission Of Yazoo City

NCR01139

$2,000
(Settlement)

SPP200900113

PRC-008-0

2

Medium

SPP200900112

PRC-008-0

1

Medium

11/30/2010

FERC

NP11-53-000
View NOP
View Order

WECC

El Paso Electric Company

NCR05140

$8,000
(Settlement)

WECC200901759

TOP-001-1

4

High

11/30/2010

FERC

NP11-52-000
View NOP
View Order

RFC

Jersey Central Power & Light Company / Pennsylvania

NCR00806 / NCR00872

$10,000
(Settlement)

RFC200900141

PRC-005-1

2

High

RFC200900140

PRC-005-1

2

High

11/30/2010

FERC

NP11-51-000
View NOP
View Order

SERC

South Carolina Electric & Gas Company

NCR00915

$0
(Settlement)

SERC201000459

BAL-004-0

3

Medium

11/30/2010

FERC

NP11-50-000
View NOP
View Order

SERC

Associated Electric Cooperative, Inc.

NCR01177

$0
(Settlement)

SERC201000437

INT-004-2

2.2

Lower

11/30/2010

FERC

NP11-49-000
View NOP
View Order

WECC

RRI Energy Etiwanda, Inc.

NCR05352

$1,500
(Settlement)

WECC200901749

VAR-002-1

3

Medium

11/30/2010

FERC

NP11-48-000
View NOP
View Order

MRO

Montana-Dakota Utilities Company

NCR01015

$0

MRO201000151

FAC-001-0

2

Medium

11/30/2010

FERC

NP11-47-000
View NOP
View Order

SERC

Unidentified Registered Entity

NCRXXXXX

$0
(Settlement)

SERC201000546

CIP-003-1

2/2.1

Lower

11/30/2010

FERC

NP11-46-000
View NOP
View Order

SERC

Claiborne Electric Cooperative, Inc.

NCR00499

$5,000
(Settlement)

SERC201000436

CIP-001-1

4

Medium

SERC201000434

CIP-001-1

2

Medium

SERC201000435

CIP-001-1

3

Medium

SERC201000433

CIP-001-1

1

Medium

11/30/2010

FERC

NP11-45-000
View NOP
View Order

MRO

Forward Energy, LLC

NCR00334

$0

MRO200900134

TOP-003-0

1

Medium

11/30/2010

FERC

NP11-44-000
View NOP
View Order

SERC

Ameren Union Electric

NCR10248

$0
(Settlement)

SERC200900340

VAR-002-1

1

Medium

SERC200900341

VAR-002-1

3.1

Medium

11/30/2010

FERC

NP11-43-000
View NOP
View Order

WECC

Eugene Water & Electric Board

NCR05153

$25,000
(Settlement)

WECC200901487

TPL-004-0

1

Medium

WECC200901478

TPL-001-0

1

High

WECC200901479

TPL-001-0

2

Medium

WECC200901481

TPL-002-0

1

High

WECC200901482

TPL-002-0

2

Medium

WECC200901485

TPL-003-0

2

Medium

WECC200901484

TPL-003-0

1

High

11/30/2010

FERC

NP11-42-000
View NOP
View Order

SERC

Ameren Energy Resources

NCR10309

$0
(Settlement)

SERC200900293

VAR-002-1

3.1

Medium

SERC200900292

VAR-002-1

1

Medium

11/30/2010

FERC

NP11-41-000
View NOP
View Order

SPP

Sikeston Board Of Municipal Utilities

NCR01142

$1,350
(Settlement)

SPP201000208

FAC-001-0

3

Medium

SPP201000207

FAC-001-0

2

Medium

SPP201000206

FAC-001-0

1

Medium

11/30/2010

FERC

NP11-40-000
View NOP
View Order

TRE

Barney M Davis Unit 1

NCR04010

$18,000

TRE200900082

PRC-005-1

1

High

11/30/2010

FERC

NP11-39-000
View NOP
View Order

RFC

Sunbury Generation LP

NCR06030

$3,000
(Settlement)

RFC200900170

CIP-001-1

4

Medium

11/30/2010

FERC

NP11-38-000
View NOP
View Order

RFC

Cuyahoga Falls Electric System

NCR08014

$5,000
(Settlement)

RFC200900169

PRC-005-1

2

High

11/30/2010

FERC

NP11-37-000
View NOP
View Order

FRCC

Wheelabrator North Broward (WTI-NB)

NCR10185

$0
(Settlement)

FRCC200900177

PRC-005-1

2

High

11/30/2010

FERC

NP11-36-000
View NOP
View Order

RFC

Indiana Municipal Power Agency

NCR00796

$22,000
(Settlement)

RFC200900157

VAR-002-1

2

Medium

RFC201000239

PRC-005-1

1

High

RFC200900190

PRC-005-1

2.1

High

11/30/2010

FERC

NP11-35-000
View NOP
View Order

RFC

PSEG Fossil LLC

NCR00893

$15,000
(Settlement)

RFC200900195

PRC-005-1

2.1

High

11/30/2010

FERC

NP11-34-000
View NOP
View Order

WECC

Southern California Edison - Generation - Power Production Business Unit

NCR05397

$28,000

WECC201001877

VAR-002-1

3

Medium

11/30/2010

FERC

NP11-33-000
View NOP
View Order

WECC

Puget Sound Energy, Inc.

NCR05344

$0

WECC200800771

PRC-STD-005-1

WR1

N/A

WECC200700465

BAL-005-0

12

Medium

11/30/2010

FERC

NP11-32-000
View NOP
View Order

WECC

Rosebud Operating Services, Inc.

NCR05367

$2,000

WECC201001839

CIP-001-1

2

Medium

11/30/2010

FERC

NP11-31-000
View NOP
View Order

WECC

Wellhead Services, Inc

NCR05457

$4,000

WECC200901835

VAR-002-1

1

Medium

11/30/2010

FERC

NP11-30-000
View NOP
View Order

WECC

Clallam County PUD No.1

NCR05099

$15,000
(Settlement)

WECC200901295

PRC-005-1

1

High

WECC200901323

PRC-005-1

2.1

High

WECC200901335

CIP-001-1

3

Medium

WECC200901334

CIP-001-1

1

Medium

11/30/2010

FERC

NP11-29-000
View NOP
View Order

WECC

Wellhead Power Panoche, LLC

NCR05456

$50,000

WECC201001825

FAC-008-1

1

Medium

WECC201001814

PRC-005-1

1

High

WECC201001854

PRC-005-1

2.1

High

11/30/2010

FERC

NP11-28-000
View NOP
View Order

FRCC

Solid Waste Authority of Palm Beach County

NCR10025

$4,500
(Settlement)

FRCC200900218

PRC-005-1

1

High

11/30/2010

FERC

NP11-27-000
View NOP
View Order

SPP

Tex-La Electric Cooperative of Texas, Inc.

NCR01342

$5,000
(Settlement)

SPP200900070

PRC-005-1

2

High

SPP200900078

PRC-008-0

1

Medium

SPP200900069

PRC-005-1

1

High

11/30/2010

FERC

NP11-26-000
View NOP
View Order

FRCC

Wheelabrator S. Broward

NCR10184

$0
(Settlement)

FRCC200900184

PRC-005-1

2

High

11/30/2010

FERC

NP11-25-000
View NOP
View Order

FRCC

Miami Dade - Resource Recovery

NCR00047

$4,500
(Settlement)

FRCC200910006

PRC-005-1

1

High

11/30/2010

FERC

NP11-24-000
View NOP
View Order

FRCC

Florida Municipal Power Agency

NCR00022

$13,600
(Settlement)

FRCC200900149

FAC-009-1

1

Medium

FRCC200900148

FAC-008-1

1

Medium

FRCC200800127

FAC-014-1

6.2

Medium

FRCC200800124

FAC-014-1

5.3

Medium

FRCC200800122

FAC-014-1

3

Medium

11/30/2010

FERC

NP11-23-000
View NOP
View Order

FRCC

Hardee Power Partners Limited

NCR00035

$15,000
(Settlement)

FRCC200800130

PRC-005-1

1

High

FRCC200800131

PRC-005-1

2

High

11/5/2010

FERC

NP11-22-000
View NOP
View Order

SERC

Unidentified Registered Entity

NCRXXXXX

$5,000
(Settlement)

SERC200800241

CIP-004-1

4.2

Lower

11/5/2010

FERC

NP11-21-000
View NOP
View Order

RFC

Unidentified Registered Entity

NCRXXXXX

$8,000
(Settlement)

RFC200900163

CIP-006-1

3.1

Medium

RFC200900164

VAR-002-1

1

Medium

11/5/2010

FERC

NP11-20-000
View NOP
View Order

SERC

Georgia Power Company

NCR01247

$30,000
(Settlement)

SERC200800240

PRC-005-1

2

High

SERC200800245

PRC-005-1

2

High

SERC200900259

PRC-005-1

2

High

11/5/2010

FERC

NP11-19-000
View NOP
View Order

SPP

U.S. Army Corps of Engineers - Little Rock District

NCR06037

$0

SPP200700029

PRC-004-1

2

High

SPP200700035

VAR-002-1

2

Medium

SPP200700034

VAR-002-1

1

Medium

SPP200700033

TOP-002-2

18

Medium

SPP200700031

PRC-005-1

1

High

SPP200700028

PRC-001-1

3

High

SPP200700027

PRC-001-1

2

High

SPP200700026

FAC-009-1

2

Medium

SPP200700024

FAC-008-1

2

Lower

SPP200700023

FAC-008-1

1

Medium

SPP200700022

EOP-004-1

2

Medium

SPP200700021

CIP-001-1

2

Medium

SPP200700025

FAC-009-1

1

Medium

SPP200700032

PRC-005-1

2

High

11/5/2010

FERC

NP11-18-000
View NOP
View Order

NPCC

NextEra Energy Resources, LLC

NCR10332

$450,000
(Settlement)

NPCC200800070

PRC-005-1

2

High

NPCC200800065

PRC-005-1

2

High

NPCC200800067

PRC-005-1

2

High

NPCC200800068

PRC-005-1

2

High

NPCC200800069

PRC-005-1

2

High

NPCC200800052

PRC-005-1

1

High

NPCC200800049

PRC-005-1

1

High

NPCC200800043

PRC-005-1

2

High

NPCC200800051

PRC-005-1

1

High

NPCC200900063

VAR-002-1

3

Medium

NPCC200800064

PRC-005-1

2

High

NPCC200800053

PRC-005-1

1

High

NPCC200800050

PRC-005-1

1

High

NPCC200800054

PRC-005-1

1

High

NPCC200800048

PRC-005-1

1

High

NPCC200800055

PRC-005-1

1

High

NPCC200800066

PRC-005-1

2

High

11/5/2010

FERC

NP11-17-000
View NOP
View Order

MRO

Wisconsin Public Service Corporation

NCR00952

$6,000

MRO200900128

PRC-005-1

2

High

MRO200900127

PRC-008-0

2

Medium

11/5/2010

FERC

NP11-16-000
View NOP
View Order

TRE

Nextera Energy Resources, LLC

NCR02910

$150,000
(Settlement)

TRE200800065

VAR-002-1

1

Medium

TRE200800049

PRC-005-1

2

High

TRE200800066

VAR-002-1

3

Medium

TRE200900069

FAC-008-1

1

Medium

TRE200900070

PRC-005-1

1

High

11/5/2010

FERC

NP11-15-000
View NOP
View Order

NPCC

PSEG Power Connecticut LLC

NCR07201

$7,500
(Settlement)

NPCC200900082

PRC-005-1

2.1

High

11/5/2010

FERC

NP11-14-000
View NOP
View Order

WECC

Black Hills Power, Inc.

NCR05030

$12,000
(Settlement)

WECC200901656

PER-002-0

4

High

WECC200901655

CIP-001-1

3

Medium

11/5/2010

FERC

NP11-13-000
View NOP
View Order

WECC

Black Hills Power, Inc.

NCR05030

$0

WECC200901789

IRO-STD-006-0

WR1

N/A

11/5/2010

FERC

NP11-12-000
View NOP
View Order

WECC

Salem Electric

NCR05370

$10,000
(Settlement)

WECC200801164

PRC-005-1

2

High

WECC200801163

PRC-005-1

1

High

11/5/2010

FERC

NP11-11-000
View NOP
View Order

WECC

Pend Oreille County Public Utility District No. 1

NCR05315

$26,000
(Settlement)

WECC200901523

PER-002-0

3

High

WECC200901524

PER-002-0

4

High

WECC200901522

FAC-001-0

1

Medium

WECC200901525

PRC-005-1

2.1

High

11/5/2010

FERC

NP11-10-000
View NOP
View Order

WECC

Merced Irrigation District

NCR05234

$8,000
(Settlement)

WECC200901277

FAC-001-0

2

Medium

WECC200901276

FAC-001-0

1

Medium

WECC200810420

TPL-002-0

1

High

WECC200810419

TPL-001-0

1

High

WECC200801166

PRC-005-1

2

High

11/5/2010

FERC

NP11-09-000
View NOP
View Order

WECC

Las Vegas Cogeneration LP

NCR05214

$12,000
(Settlement)

WECC200901471

FAC-008-1

1

Medium

WECC200901396

PRC-005-1

2.1

High

WECC200901395

PRC-005-1

1

High

11/5/2010

FERC

NP11-08-000
View NOP
View Order

MRO

Minnesota Power (Allete, Inc.)

NCR00674

$62,500
(Settlement)

MRO200900092

FAC-003-1

1

High

MRO200900093

PRC-005-1

1

High

MRO200900095

PRC-008-0

2

Medium

MRO200900098

COM-002-2

2

Medium

MRO200900090

CIP-001-1

1

Medium

11/5/2010

FERC

NP11-07-000
View NOP
View Order

FRCC

Lee County Electric Cooperative, Inc.

NCR00045

$30,000
(Settlement)

FRCC200900159

FAC-003-1

1

High

FRCC200900158

PRC-005-1

2

High

FRCC200900160

FAC-003-1

2

High

FRCC200900157

PRC-005-1

1

High

11/5/2010

FERC

NP11-06-000
View NOP
View Order

FRCC

Southern Power Company

NCR00071

$15,000
(Settlement)

FRCC200800090

PRC-005-1

2.1

High

FRCC200800115

PRC-005-1

2.1

High

10/07/2010

FERC

NP11-5-000
View NOP
View Data Request
View Order

SERC

Unidentified Registered Entity

NCR0XXXXX

$16,000
(Settlement)

SERC200800170

CIP-002-1

1

Medium

SERC200800171

CIP-002-1

2

High

SERC200800172

CIP-002-1

3

High

SERC200800173

CIP-003-1

1

Medium

SERC200800174

CIP-003-1

2

Medium

SERC200800175

CIP-003-1

3

Lower

SERC200800176

CIP-004-1

2

Medium

SERC200800177

CIP-004-1

3

Medium

SERC200800178

CIP-004-1