Date

Regulatory Authority

Docket Number

Regional Entity

Registered Entity

NCR ID

Total Penalty ($)

NERC Violation ID

Reliability Standard

Requirement

Violation Risk Factor

12/30/2020

FERC

NP21-5-000

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11/30/2020

FERC

NP21-4-000

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WECC

Southern California Edison Company

NCR05398

$296,000

WECC2017018527

FAC-003-3

R2

High

WECC2018020303

FAC-003-3

R6

Medium

11/30/2020

FERC

NP21-2-000

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9/30/2020

FERC

NP20-22-000

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SERC

Associated Electric Cooperative, Inc.

NCR01177

$430,000

SERC2016016486

EOP-008-1

R1

Medium

SERC2016016487

EOP-008-1

R4

High

SERC2016016489

FAC-009-1

R1

Medium

SERC2017017277

TOP-004-2

R6

Medium

SERC2019021901

PER-003-0

R1

High

SERC2019021902

PER-005-1

R1

Medium

8/31/2020

FERC

NP20-21-000

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WECC

Unidentified Registered Entity

NCRXXXXX

No Penalty

WECC2017017186

CIP-005-5

R2

Medium

WECC2017017078

CIP-005-5

R2

Medium

WECC2017018458

CIP-007-6

R2

High

07/30/2020

FERC

NP20-­20-000

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06/30/2020

FERC

NP20-­19-000

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05/28/2020

FERC

NP20-­18-000

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05/28/2020

FERC

NP20-17-000

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RF

DTE Electric Company

NCR00753

$375,000

RFC2017017450

PRC-005-1

R2

High

RFC2018018988

PRC-005-1.1b

R2

High

05/28/2020

FERC

NP20-16-000

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RF

American Electric Power Service Corporation

NCR00682

$1,000,000

RFC2018020254

FAC-003-4

R2

High

04/30/2020

FERC

NP20-15-000

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RF

Unidentified Registered Entity

NCRXXXXX

$450,000

RFC2017018708

CIP-002-5.1

R1

High

RFC2017017778

CIP-004-6

R2

Lower

RFC2017017568

CIP-004-6

R4

Medium

RFC2017018261

CIP-004-6

R4

Medium

RFC2017018760

CIP-004-6

R4

Medium

RFC2017017152

CIP-004-6

R5

Medium

RFC2018019570

CIP-005-5

R2

Medium

RFC2017017304

CIP-006-6

R1

Medium

RFC2017017547

CIP-006-6

R1

Medium

RFC2017018166

CIP-006-6

R1

Medium

RFC2017018857

CIP-006-6

R1

Medium

RFC2016016341

CIP-007-3a

R3

Lower

RFC2016016342

CIP-007-3a

R3

Lower

RFC2016016343

CIP-007-6

R2

Medium

RFC2017017777

CIP-007-6

R2

Medium

RFC2017017839

CIP-007-6

R2

Medium

RFC2018020386

CIP-007-6

R2

Medium

RFC2017017548

CIP-007-6

R4

Medium

RFC2018019469

CIP-007-6

R4

Medium

RFC2018020086

CIP-007-6

R4

Medium

RFC2019021564

CIP-007-6

R4

Medium

RFC2017016888

CIP-007-6

R5

Medium

RFC2016016384

CIP-009-6

R1

Medium

RFC2017017546

CIP-010-2

R1; 1.1

Medium

RFC2017017765

CIP-010-2

R1

Medium

RFC2017017840

CIP-010-2

R1

Medium

RFC2017018307

CIP-010-2

R1

Medium

RFC2018019647

CIP-010-2

R1

Medium

RFC2017017836

CIP-010-2

R3

Medium

RFC2017018498

CIP-010-2

R3

Medium

RFC2018019048

CIP-010-2

R3

Medium

RFC2017018285

CIP-010-2

R4

Medium

RFC2017018761

CIP-010-2

R4

Medium

RFC2017017838

CIP-011-2

R1

Medium

04/30/2020

FERC

NP20-14-000

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03/31/2020

FERC

NP20-13-000

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SERC

Mississippi Delta Energy Agency

NCR06050

$70,000

SPP2017018829

FAC-003-4

R2

High

03/31/2020

FERC

NP20-12-000

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03/31/2020

FERC

NP20-11-000

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WECC

Western Area Power Administration – Rocky Mountain Region

NCR05464

No Penalty

WECC2018020399

FAC-009-1

R1

Medium

02/27/2020

FERC

NP20-10-000

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WECC

Sierra Pacific Power Company

NCR05390

$153,000

WECC2016016683

FAC-009-1

R1

Medium

WECC2018020109

VAR-002-4

R2

Medium

02/27/2020

FERC

NP20-9-000

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WECC

Nevada Power Company

NCR05261

$231,000

WECC2016016682

FAC-009-1

R1

Medium

WECC2018020110

VAR-002-4

R2

Medium

02/27/2020

FERC

NP20-8-000

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01/30/2020

FERC

NP20-7-000

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