Date	Regulatory Authority	Docket Number	Regional Entity	Registered Entity	NCR ID	Total Penalty ($)	NERC Violation ID	Reliability Standard	Requirement	Violation Risk Factor
12/29/2022	FERC	NP23-9-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
12/29/2022	FERC	NP23-8-000 View Filing>> View Notice>>	SERC	Tennessee Valley Authority	NCR01151	No Penalty	SERC2019021779	VAR-002-4.1	R2	Medium
							SERC2021025211	PRC-005-6	R3	High
12/29/2022	FERC	NP23-7-000 View Filing>> View Notice>>	SERC	Duke Energy Progress, LLC	NCR01298	$75,000	SERC2019021762	PRC-001-1	R3	High
							SERC2019021763	PRC-001-1	R5	High
10/31/2022	FERC	NP23-2-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
10/31/2022	FERC	NP23-1-000 View Filing>> View Errata>> View Notice>>	RF	FirstEnergy Utilities	NCR11315	$700,000	RFC2019021570	FAC-009-1	R1	Medium
							RFC2020023736	FAC-008-3	R8	Medium
9/29/2022	FERC	NP22-33-000 View Filing>> View Notice>>	NPCC	National Grid USA	NCR11171	$512,000	NPCC2020023725	FAC‐008‐3	R6	Medium
							NPCC2020023141	FAC‐008‐3	R8	Medium
							NPCC2019021964	PRC‐023‐4	R1	High
9/29/2022	FERC	NP22-32-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
8/31/2022	FERC	NP22-30-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
7/28/2022	FERC	NP22-29-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
6/30/2022	FERC	NP22-27-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
5/31/2022	FERC	NP22-25-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
4/28/2022	FERC	NP22-24-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
3/31/2022	FERC	NP22-23-000 View Filing>> View Notice>>	NCEA	Southwest Power Pool, Inc.	NCR01143	$280,000	SERC2017018896	IRO‐002‐2	R4	High
3/31/2022	FERC	NP22-20-000 View Filing>> View Notice>>	WECC	US Bureau of Reclamation	NCR05441	No Penalty	WECC2020023194	FAC-008-3	R6	Medium
3/31/2022	FERC	NP22-19-000 View Filing>> View Notice>>	WECC	Gila Bend Operation Company	NCR11372	$126,000	WECC2019022528	FAC-008-3	R2	Medium
							WECC2019022529	FAC-008-3	R6	Medium
2/28/2022	FERC	NP22-16-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
2/28/2022	FERC	NP22-14-000 View Filing>> View Notice>>	SERC	Tennessee Valley Authority	NCR01151	No Penalty	SERC2017017713	FAC-008-3	R3	Moderate
2/28/2022	FERC	NP22-11-000 View Filing>> View Notice>>	SERC	Broad River Energy, LLC	NCRR11313	$435,000	SERC2018020748	TOP-002-2.1b	R3	Medium