Date

Regulatory Authority

Regulatory Filing ID

Region

Registered Entity

NCR ID

Total Penalty ($)

NERC Violation ID

Reliability Standard

Requirement

Violation Risk Factors

12/30/2019

FERC

NP20-6-000

View Filing

View Errata

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12/30/2019

FERC

NP20-5-000

View Filing >>

View Notice >>

WECC

Bonneville Power Administration

NCR05032

No Penalty

WECC2015015219

FAC-009-1

R1

Medium

11/26/2019

FERC

NP20-4-000

View Filing >>

View Notice >>

NPCC

Central Maine Power Company, New York State Electric and Gas Corporation, Rochester Gas and Electric Corporation

NCR07029;

NCR07181;

NCR07207

$450,000

NPCC2018020508

TOP-001-3

R9

Medium

NPCC2018020667

TOP-001-3

R13

High

NPCC2018020509

TOP-001-3

R9

Medium

NPCC2018020666

TOP-001-3

R13

High

NPCC2019020966

TOP-001-4

R9

Medium

NPCC2019020965

TOP-001-4

R13

High

11/1/2019

FERC

IN17-1-000

View Filing >>

Texas RE

Calpine Corporation

NCR00006

$375,000

TRE2015015440

PRC-005-1b

R2

High

10/31/2019

FERC

NP20-3-000

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10/31/2019

FERC

NP20-2-000

View Filing >>

View Notice >>

WECC

Unidentified Registered Entity

NCRXXXXX

$378,000

WECC2018019376

CIP-007-6

R5

Medium

WECC2018019192

CIP-010-2

R1

Medium

WECC2017018484

CIP-010-2

R1

Medium

WECC2017018485

CIP-010-2

R2

Medium

WECC2018019012

CIP-010-2

R2

Medium

10/31/2019

FERC

NP20-1-000

View Filing >>

View Notice >>

WECC

Peak Reliability

NCR10289

$2,300,000

WECC2017018677

COM-002-4

R5

High

WECC2017018678

IRO-001-4

R1

High

WECC2017018679

EOP-006-2

R7

High

WECC2017018680

EOP-006-2

R8

High

WECC2017018486

IRO-005-3.1a

R3

High

9/26/2019

FERC

NP19-18-000

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8/29/2019

FERC

NP19-17-000

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8/29/2019

FERC

NP19-16-000

View Filing

View Notice >>

WECC

Unidentified Registered Entity

NCRXXXXX

$2,100,000

WECC2018019480

CIP-007-1

R2

Medium

WECC2017017880

CIP-007-1

R3

Lower

WECC2017017881

CIP-007-1

R5

Medium

WECC2017017882

CIP-007-1

R6

Medium

WECC2018019481

CIP-007-1

R8

Medium

WECC2017017883

CIP-010-2

R1

Medium

WECC2017017884

CIP-010-2

R2

Medium

7/31/2019

FERC

NP19-15-000

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6/27/2019

FERC

NP19-14-000

View Filing >>

Part 2 >>

View Notice >>

SERC

Unidentified Registered Entity

NCRXXXXX

$775,000

SERC2016015954

CIP-002-5.1

R1

High

SERC2017018136

CIP-004-6

R5

Medium

SERC2017018279

CIP-004-6

R5

Medium

SERC2017018774

CIP-005-5

R1

Medium

SERC2016016548

CIP-005-5

R2

Medium

SERC2017017286

CIP-006-6

R1

Medium

SERC2017018440

CIP-006-6

R2

Medium

SERC2017018441

CIP-006-6

R2

Medium

SERC2016016492

CIP-007-6

R1

Medium

SERC2017018467

CIP-007-6

R2

Medium

SERC2017017236

CIP-007-6

R3

Medium

SERC2017016832

CIP-007-3a

R5

Medium

SERC2017018246

CIP-007-6

R5

Medium

SERC2018019200

CIP-007-6

R5

Medium

SERC2017018548

CIP-007-6

R5

Medium

SERC2016016339

CIP-007-6

R5

Medium

SERC2016016321

CIP-010-2

R1

Medium

SERC2018019106

CIP-010-2

R1

Medium

SERC2016016379

CIP-011-2

R1

Medium

SERC2016016572

CIP-011-2

R1

Medium

SERC2017017564

CIP-011-2

R1

Medium

6/27/2019

FERC

NP19-13-000

View Filing >>

View Notice >>

SERC

Big Rivers Electric Corporation

NCR01180

$120,000

SERC2018019861

FAC-003-4

R2

High

6/27/2019

FERC

NP19-12-000

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5/30/2019

FERC

NP19-11-000

View Filing >>

Part 2 >>

View Notice >>

View Notice >>

XXXX

Unidentified Registered Entity

NCRXXXXX

$1,000,000

XXXXXXXXXXXXX

CIP-004-6

R3, 3.4

Medium

XXXXXXXXXXXXX

CIP-004-6

R4, 4.1

Medium

XXXXXXXXXXXXX

CIP-005-5

R1, 1.3

Medium

XXXXXXXXXXXXX

CIP-006-3c

R1, 6.1

Medium

XXXXXXXXXXXXX

CIP-006-6

R1, 1.3

Medium

XXXXXXXXXXXXX

CIP-007-3a

R2

Medium

XXXXXXXXXXXXX

CIP-007-3a

R3

Lower

XXXXXXXXXXXXX

CIP-007-6

R3

Medium

XXXXXXXXXXXXX

CIP-007-3a

R5

Medium

XXXXXXXXXXXXX

CIP-007-6

R4

Lower

XXXXXXXXXXXXX

CIP-010-2

R2

Medium

XXXXXXXXXXXXX

CIP-011-2

R1

Medium

5/30/2019

FERC

NP19-10-000

View Filing >>

View Notice >>

View Notice >>

XXXX

Unidentified Registered Entity

NCRXXXXX

$1,000,000

XXXXXXXXXXXXX

CIP-004-6

R3, 3.4

Medium

XXXXXXXXXXXXX

CIP-004-6

R4. 4.1

Medium

XXXXXXXXXXXXX

CIP-005-5

R1, 1.3

Medium

XXXXXXXXXXXXX

CIP-006-6

R1, 1.3

Medium

XXXXXXXXXXXXX

CIP-006-3c

R1, R1.6.1

Medium

XXXXXXXXXXXXX

CIP-007-3a

R2

Medium

XXXXXXXXXXXXX

CIP-007-3a

R3

Lower

XXXXXXXXXXXXX

CIP-007-6

R3

Medium

XXXXXXXXXXXXX

CIP-007-6

R4, 4.1

Medium

XXXXXXXXXXXXX

CIP-007-3a

R5, 5.2, 5.3, 5.7

Lower

XXXXXXXXXXXXX

CIP-010-2

R2

Medium

XXXXXXXXXXXXX

CIP-011-2

R1

Medium

XXXXXXXXXXXXX

CIP-005-3a

R2, 2.1, 2.2

Medium

4/30/2019

FERC

NP19-9-000

View Filing >>

View Notice >>

FRCC

Unidentified Registered Entity

NCRXXXXX

$301,000

FRCC2017017834

CIP-004-6

R4, 4.1

Medium

FRCC2017017370

CIP-004-6

R4, 4.2

Medium

FRCC2017017454

CIP-004-6

R5, 5.3

Medium

FRCC2017017869

CIP-007-6

R1, 1.1

Medium

FRCC2017017375

CIP-007-6

R2, 2.1, 2.2, 2.3

Medium

FRCC2017017833

CIP-007-6

R4, 4.1

Medium

FRCC2017017857

CIP-007-6

R5, 5.7

Medium

FRCC2017017376

CIP-010-2

R1, 1.1

Medium

FRCC2017017835

CIP-010-2

R3, 3.3

Medium

FRCC2017017696

CIP-011-2

R1, 1.1

Medium

4/30/2019

FERC

NP19-8-000

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4/30/2019

FERC

NP19-7-000

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View Notice >>

WECC

Unidentified Registered Entity

NCRXXXXX

No Penalty

WECC2016016712

CIP-006-3c

R2

Medium

3/28/2019

FERC

NP19-6-000

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2/28/2019

FERC

NP19-5-000

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1/25/2019

FERC

NP19-4-000

View Filing >>

Part 2 >>

Part 3 >>

Part 4 >>

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XXXX

Unidentified Registered Entity

NCRXXXXX

$10,000,000

XXXXXXXXXXXXX

CIP-002-5.1

R1.2

High

XXXXXXXXXXXXX

CIP-002-5.1

R1.2

High

XXXXXXXXXXXXX

CIP-002-5.1

R1.2

High

XXXXXXXXXXXXX

CIP-002-5.1

R1.2

High

XXXXXXXXXXXXX

CIP-003-3

R4.2

Lower

XXXXXXXXXXXXX

CIP-003-3

R6

Lower

XXXXXXXXXXXXX

CIP-003-3

R6

Lower

XXXXXXXXXXXXX

CIP-003-3

R6

Lower

XXXXXXXXXXXXX

CIP-003-3

R6

Lower

XXXXXXXXXXXXX

CIP-004-3a

R2.1

Lower

XXXXXXXXXXXXX

CIP-004-6

R2; P2.2

Lower

XXXXXXXXXXXXX

CIP-004-6

R2; P2.3

Lower

XXXXXXXXXXXXX

CIP-004-3a

R3.2

Lower

XXXXXXXXXXXXX

CIP-004-6

R3; P3.5

Medium

XXXXXXXXXXXXX

CIP-004-6

R3; P3.5

Medium

XXXXXXXXXXXXX

CIP-004-3a

R4.2

Lower

XXXXXXXXXXXXX

CIP-004-3a

R4.2

Lower

XXXXXXXXXXXXX

CIP-004-3a

R4.2

Lower

XXXXXXXXXXXXX

CIP-004-6

R4; P4.1

Medium

XXXXXXXXXXXXX

CIP-004-6

R4; P4.1

Medium

XXXXXXXXXXXXX

CIP-004-6

R4; P4.1

Medium

XXXXXXXXXXXXX

CIP-004-6

R4; P4.1

Medium

XXXXXXXXXXXXX

CIP-004-6

R4; P4.2, P4.3, P4.4

Medium

XXXXXXXXXXXXX

CIP-004-6

R5; P5.1

Medium

XXXXXXXXXXXXX

CIP-004-6

R5; P5.1

Medium

XXXXXXXXXXXXX

CIP-004-6

R5; P5.2

Medium

XXXXXXXXXXXXX

CIP-004-6

R5; P5.2

Medium

XXXXXXXXXXXXX

CIP-004-6

R5; P5.2

Medium

XXXXXXXXXXXXX

CIP-004-6

R5; P5.2

Medium

XXXXXXXXXXXXX

CIP-004-6

R5; P5.2, P5.3, P5.4

Medium

XXXXXXXXXXXXX

CIP-005-1

R1.4

Medium

XXXXXXXXXXXXX

CIP-005-3a

R1.4

Medium

XXXXXXXXXXXXX

CIP-005-3a

R1.4

Medium

XXXXXXXXXXXXX

CIP-005-3a

R1.5

Medium

XXXXXXXXXXXXX

CIP-005-3a

R1.5

Medium

XXXXXXXXXXXXX

CIP-005-3a

R1.5

Medium

XXXXXXXXXXXXX

CIP-005-5

R1; P1.3

Medium

XXXXXXXXXXXXX

CIP-005-5

R1; P1.3

Medium

XXXXXXXXXXXXX

CIP-005-5

R1; P1.3

Medium

XXXXXXXXXXXXX

CIP-005-5

R1; P1.5

Medium

XXXXXXXXXXXXX

CIP-005-3a

R2.1, R2.2, R2.4

Medium

XXXXXXXXXXXXX

CIP-005-3a

R2.2

Medium

XXXXXXXXXXXXX

CIP-005-3a

R2.5.3

Medium

XXXXXXXXXXXXX

CIP-005-5

R2; P2.1

Medium

XXXXXXXXXXXXX

CIP-005-5

R2; P2.1

Medium

XXXXXXXXXXXXX

CIP-005-5

R2; P2.1

Medium

XXXXXXXXXXXXX

CIP-005-5

R2; P2.1, P2.2, P2.3

Medium

XXXXXXXXXXXXX

CIP-005-5

R2; P2.1, P2.2, P2.3

Medium

XXXXXXXXXXXXX

CIP-006-3c

R1.1

Medium

XXXXXXXXXXXXX

CIP-006-3c

R1.5

Medium

XXXXXXXXXXXXX

CIP-006-3c

R1.6

Medium

XXXXXXXXXXXXX

CIP-006-3c

R1.6.2

Medium

XXXXXXXXXXXXX

CIP-006-6

R1; P1.1

Medium

XXXXXXXXXXXXX

CIP-006-6

R1; P1.2

Medium

XXXXXXXXXXXXX

CIP-006-6

R1; P1.4

Medium

XXXXXXXXXXXXX

CIP-006-6

R1; P1.8

Medium

XXXXXXXXXXXXX

CIP-006-3c

R2.2

Medium

XXXXXXXXXXXXX

CIP-006-3c

R2.2

Medium

XXXXXXXXXXXXX

CIP-006-6

R2; P2.1

Medium

XXXXXXXXXXXXX

CIP-006-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-006-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-006-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-006-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-006-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-006-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-006-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-006-3c

R4

Medium

XXXXXXXXXXXXX

CIP-006-3c

R5

Medium

XXXXXXXXXXXXX

CIP-006-3c

R5

Medium

XXXXXXXXXXXXX

CIP-006-3c

R5

Medium

XXXXXXXXXXXXX

CIP-006-3c

R5

Medium

XXXXXXXXXXXXX

CIP-006-3c

R5

Medium

XXXXXXXXXXXXX

CIP-007-3a

R1.1, R1.2, R1.3

Medium

XXXXXXXXXXXXX

CIP-007-3a

R1.1

Medium

XXXXXXXXXXXXX

CIP-007-3a

R1.1

Medium

XXXXXXXXXXXXX

CIP-007-6

R1; P1.1

Medium

XXXXXXXXXXXXX

CIP-007-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-007-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-007-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-007-6

R2; P2.2

Medium

XXXXXXXXXXXXX

CIP-007-6

R2; P2.3

Medium

XXXXXXXXXXXXX

CIP-007-3a

R3.1

Lower

XXXXXXXXXXXXX

CIP-007-3a

R3

Lower

XXXXXXXXXXXXX

CIP-007-6

R3; P3.3

Medium

XXXXXXXXXXXXX

CIP-007-6

R4; P4.1, P4.2, P4.3, P4.4

Medium

XXXXXXXXXXXXX

CIP-007-6

R4; P4.4

Medium

XXXXXXXXXXXXX

CIP-007-3a

R5.1

Lower

XXXXXXXXXXXXX

CIP-007-3a

R5.2

Lower

XXXXXXXXXXXXX

CIP-007-3a

R5.3

Lower

XXXXXXXXXXXXX

CIP-007-3a

R5.2, R5.3

Lower

XXXXXXXXXXXXX

CIP-007-6

R5; P5.1, P5.2, P5.3, P5.4, P5.5, P5.6, P5.7

Medium

XXXXXXXXXXXXX

CIP-007-6

R5; P5.2

Medium

XXXXXXXXXXXXX

CIP-007-6

R5; P5.6

Medium

XXXXXXXXXXXXX

CIP-007-3a

R6.2

Lower

XXXXXXXXXXXXX

CIP-007-3a

R7.1

Lower

XXXXXXXXXXXXX

CIP-007-3a

R8.4

Lower

XXXXXXXXXXXXX

CIP-007-3a

R9

Lower

XXXXXXXXXXXXX

CIP-009-6

R1; P1.1, P1.2, P1.3, P1.4, P1.5

Medium

XXXXXXXXXXXXX

CIP-009-6

R2; P2.1, P2.2

Lower

XXXXXXXXXXXXX

CIP-009-6

R3; P3.1, P3.1.1, P3.1.2, P3.1.3, P3.2, P3.2.1, P3.2.2

Lower

XXXXXXXXXXXXX

CIP-010-2

R1; P1.1

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.1.1

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.1, P1.1.1, P1.1.4

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.1.4

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.1.4

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.1.4

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.1.5

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.2

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.2

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.2

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.4.1, P1.4.2

Medium

XXXXXXXXXXXXX

CIP-010-2

R1; P1.4.1, P1.4.2

Medium

XXXXXXXXXXXXX

CIP-010-2

R2; P2.1

Medium

XXXXXXXXXXXXX

CIP-010-2

R2; P2.1

Medium

XXXXXXXXXXXXX

CIP-010-2

R2; P2.1

Medium

XXXXXXXXXXXXX

CIP-010-2

R2; P2.1

Medium

XXXXXXXXXXXXX

CIP-010-2

R3; P3.3

Medium

XXXXXXXXXXXXX

CIP-010-2

R3; P3.3

Medium

XXXXXXXXXXXXX

CIP-010-2

R3; P3.1, P3.3, P3.4

Medium

XXXXXXXXXXXXX

CIP-010-2

R4

Medium

XXXXXXXXXXXXX

CIP-010-2

R4

Medium

XXXXXXXXXXXXX

CIP-011-2

R1; P1.2

Medium

XXXXXXXXXXXXX

CIP-011-2

R1; P1.2

Medium

XXXXXXXXXXXXX

CIP-011-2

R1; P1.2

Medium

XXXXXXXXXXXXX

CIP-011-2

R1; P1.1, P1.2

Medium

XXXXXXXXXXXXX

CIP-011-2

R2; P2.1, P.2.2

Lower

XXXXXXXXXXXXX

CIP-014-2

R1

High