Date

Regulatory
Authority

Regulatory
Filing ID

Region

Registered Entity

NCR ID*

Total
Penalty ($)

NERC
Violation ID

Reliability
Standard

Requirement

Violation Risk Factor

12/30/09

FERC

NP10-35-000
View NOP >>
View Extension Order>>
View NERC and SERC Response to RFI >>
View Final Order >>

SERC

Southern Power Company

NCR01322

$7,500 (Settlement)

SERC200800239

PRC-005-1

2/2.1

High

12/30/09

FERC

NP10-34-000
View NOP >>
View Extension Order>>
View NERC and SERC Response to RFI >>
View Final Order >>

SERC

Alabama Power Company

NCR01166

$7,500 (Settlement)

SERC200800237

PRC-005-1

2/2.1

High

12/30/09

FERC

NP10-33-000
View NOP >>
View Extension Order>>
View NERC and SERC Response to RFI >>
View Final Order >>

SERC

Mississippi Power Company

NCR01273

$7,500 (Settlement)

SERC200800236

PRC-005-1

2/2.1

High

12/30/09

FERC

NP10-32-000
View NOP >>
View Extension Order>>
View NERC and SERC Response to RFI >>
View Final Order >>

SERC

Gulf Power Company

NCR01252

$15,000 (Settlement)

SERC200800151

PRC-005-1

2/2.1

High

SERC200800238

PRC-005-1

2/2.1

High

12/30/09

FERC

NP10-31-000
View NOP >>
View Order >>

SERC

South Eastern Generating Corporation

NCR01314

$11,000 (Settlement)

SERC200800156

PRC-005-1

1

High

SERC200800194

PRC-005-1

1

High

SERC200800195

PRC-005-1

2

High

SERC200800196

FAC-008-1

1/1.1

Medium

12/30/09

FERC

NP10-30-000
View NOP >>
View Order >>

SERC

South Eastern Electric Development Corporation

NCR01313

$11,000 (Settlement)

SERC200800157

PRC-005-1

1

High

SERC200800197

PRC-005-1

1

High

SERC200800198

PRC-005-1

2

High

SERC200800199

FAC-008-1

1/1.1

Medium

12/30/09

FERC

NP10-29-000
View NOP >>
View Order >>

WECC



Sacramento Municipal Utility District

NCR05368

$65,000 (Settlement)

WECC200700546

EOP-001-0

4

Medium

WECC200700548

FAC-001-1

1

Medium

WECC200700549

FAC-001-1

2

Medium

WECC200700550

FAC-001-1

3

Medium

WECC200710011

FAC-003-1

1

High

WECC200700557

PRC-017-0

1

High

WECC200700558

TPL-002-0

1

High

WECC200700559

TPL-003-0

1

High

12/30/09

FERC

NP10-28-000
View NOP >>
View Order >>

SERC

Southwestern Electric Cooperative, Inc.

NCR01324

$3,000 (Settlement)

SERC200800202

CIP-001-1

4

Medium

12/30/09

FERC

NP10-26-000
View NOP >>
View Order >>

WECC




Avista Corporation

NCR05020

$30,000 (Settlement)

WECC200700423

EOP-005-1

1

Medium

WECC200700419

PER-002-0

3

High

WECC200700417

PRC-005-1

2

Lower

WECC200700418

TPL-002-0

1.2

Medium

WECC200700420

TPL-003-0

1.2

Medium

WECC200801031

VAR-002-1

1

Medium

WECC200801032

VAR-002-1

3

Medium

WECC200700469

VAR-STD-002a-1

WR1

N/A

12/30/09

FERC

NP10-25-000
View NOP >>
View Extension Order>>
View NERC and WECC Response to RFI >>
View Final Order >>

WECC

El Paso Electric Company

NCR05140

$15,000 (Settlement)

WECC200901304

BAL-005-0

17

Medium

WECC200901302

VAR-001-1

3

Lower

WECC200700543

BAL-005-0

8

Medium

WECC200800785

BAL-005-0

8

Medium

WECC200801221

EOP-008-0

1

High

12/30/09

FERC

NP10-24-000
View NOP >>
View Order >>

WECC

Fountain Valley Power, LLC

NCR05162

$0

WECC200801111

FAC-008-1

1

Lower/Medium

12/30/09

FERC

NP10-23-000
View NOP >>
View Order >>

WECC

Eugene Water & Electric Board

NCR05153

$6,000
(Settlement)

WECC200801293

PRC-005-1

2

High

WECC200801029

PRC-008-0

2

Medium

12/30/09

FERC

NP10-22-000
View NOP >>
View Order >>

SERC

Entergy

NCR01234

150,000 (Settlement)

SERC200800144

FAC-003-1

2

High

12/30/09

FERC

NP10-27-000
View NOP >>
View Order >>

MRO

Alliant Energy - West

NCR00962

$2,500

MRO200900083

VAR-002-1

3.1

Medium

12/30/09

FERC

NP10-21-000
View NOP >>
View Order >>

RFC

City of Cleveland, Dept. of Public Utilities, Division of Cleveland Public Power

NCR00712

$160,000
(Settlement)

RFC200700009

TOP-004-1

6

Medium

RFC200700014

EOP-001-0

3

Medium

RFC200700015

EOP-001-0

4

Medium

RFC200700016

EOP-001-0

5

Medium

RFC200700017

EOP-001-0

6

Medium

RFC200700018

EOP-001-0

7

Medium

RFC200700019

EOP-005-1

1

Medium

RFC200700020

EOP-005-1

2

Medium

RFC200700021

EOP-005-1

3

Medium

RFC200700022

EOP-005-1

4

Medium

RFC200700180 (formerly RFC200700023)

EOP-005-1

5

Medium

RFC200700024

EOP-005-1

6

High

RFC200700025

EOP-005-1

7

High

RFC200700026

TPL-001-0

1

High

RFC200700027

TPL-001-0

2

Medium

RFC200700028

TPL-001-0

3

Lower

RFC200700029

TPL-002-0

1

High

RFC200700030

TPL-002-0

2

Medium

RFC200700031

TPL-002-0

3

Lower

RFC200700032

TPL-003-0

1

High

RFC200700033

TPL-003-0

2

Medium

RFC200700034

TPL-003-0

3

Lower

RFC200700035

TPL-004-0

1

Medium

RFC200700036

TPL-004-0

2

Lower

RFC200800075

FAC-009-1

1

Medium

RFC200810002

PRC-005-1

2

Lower

RFC200810004

PER-002-0

1

High

RFC200810007

PER-002-0

4

High

RFC200810008

PER-003-0

1

High

RFC200900119

PER-003-0

1

High

12/30/09

FERC

NP10-20-000
View NOP >>
View Extension Order >>
View NERC and RFC Response to RFI >>
View Second Extension >>
View Supplemental Filing >>
View Third Extension Order >>
View Fourth Extension and Data Request >>
View Fifth Extension Order >>
View Order >>

RFC

Duke Energy Corporation

NCR00761

$100,000
(Settlement)

RFC200700001

FAC-003-1

2

High

RFC200800060

FAC-009-1

1

Medium

11/13/09

FERC

NP10-19-000
View NOP >>
View Order >>

WECC

Poudre Valley Rural Electric Association

NCR05519

$25,000
(Settlement)

WECC200800760

PRC-005-1

1

High

WECC200800761

PRC-005-1

2

High

11/13/09

FERC

NP10-18-000
View NOP >>
View Notice of Extension Order >>
View Request for Information >>
View NERC and WECC Response to RFI >>
View Order on Review of NOP >>
View Order >>

WECC

Turlock Irrigation District

NCR05435

$80,000
(Settlement)

WECC200810396

TPL-001-0

1

High

WECC200810397

TPL-002-0

1

High

WECC200810398

TPL-003-0

1

High

WECC200810399

TPL-004-0

1

Medium

WECC200700388

FAC-003-1

2

High

WECC200801151

COM-002-2

2

Medium

WECC200801152

PER-002-0

3

High

WECC200801153

VAR-001-1

3

Lower

11/13/09

FERC

NP10-17-000
View NOP >>
View Order >>

WECC

Lincoln County Power District No. 1

NCR05220

$2,000
(Settlement)

WECC200800758

CIP-001-1

4

Medium

11/13/09

FERC

NP10-16-000
View NOP >>
View Order >>

WECC

Mirant Delta, LLC

NCR05511

$3,000
(Settlement)

WECC200901297

VAR-002-1

3

Medium

11/13/09

FERC

NP10-15-000
View NOP >>
View Order >>

WECC

Mirant Potrero, LLC

NCR05240

$3,000
(Settlement)

WECC200901298

VAR-002-1

3

Medium

11/13/09

FERC

NP10-14-000
View NOP >>
View Order >>

FRCC

Cedar Bay Generating Company

NCR00009

$0

FRCC200700002

IRO-004-1

4

High

11/13/09

FERC

NP10-13-000
View NOP >>
View Order >>

NPCC

AES Westover, LLC

NCR07005

$10,000
(Settlement)

NPCC200800035

CIP-001-1

1

Medium

NPCC200800036

CIP-001-1

2

Medium

NPCC200800037

CIP-001-1

3

Medium

NPCC200800038

CIP-001-1

4

Medium

11/13/09

FERC

NP10-12-000
View NOP >>
View Order >>

NPCC

AES Somerset, LLC

NCR07004

$10,000
(Settlement)

NPCC200800033

CIP-001-1

1

Medium

NPCC200800034

CIP-001-1

2

Medium

11/13/09

FERC

NP10-11-000
View NOP >>
View Order >>

NPCC

AES Greenidge, LLC

NCR07003

$10,000
(Settlement)

NPCC200800029

CIP-001-1

1

Medium

NPCC200800030

CIP-001-1

2

Medium

NPCC200800031

CIP-001-1

3

Medium

NPCC200800032

CIP-001-1

4

Medium

11/13/09

FERC

NP10-10-000
View NOP >>
View Order >>

NPCC

AES Cayuga, LLC

NCR07001

$10,000
(Settlement)

NPCC200800027

CIP-001-1

1

Medium

NPCC200800028

CIP-001-1

2

Medium

11/13/09

FERC

NP10-9-000
View NOP >>
View Order >>

SERC

Westmoreland Partners

NCR0137

$10,000
(Settlement)

SERC200800108

PRC-005-1

1

High

SERC200800109

CIP-001-1

1

Medium

11/13/09

FERC

NP10-8-000
View NOP >>
View Order >>

SERC

Union Power Partners, L.P.

NCR0135

$10,000
(Settlement)

SERC200800092

CIP-001-1

4

Medium

SERC200800093

PRC-005-1

1

High

11/13/09

FERC

NP10-7-000
View NOP >>
View Order >>

SERC

East Kentucky Power Cooperative

NCR01225

$115,000
(Settlement)

SERC200800099

BAL-001-0

1

Medium

SERC200800106

BAL-005-0

2

High

11/13/09

FERC

NP10-6-000
View NOP >>
View Order >>

RFC

AES Warrior Run

NCR00666

$15,900
(Settlement)

RFC200800053

FAC-008-1

1

Lower

RFC200800054

FAC-009-1

1

Medium

RFC200800055

PRC-005-1

1

High

RFC200800056

PRC-005-1

2

High

11/13/09

FERC

NP10-5-000
View NOP >>
View Order >>

RFC

AES Red Oak, LLC

NCR00665

$15,000
(Settlement)

RFC200800049

FAC-008-1

1

Lower

RFC200800050

FAC-009-1

1

Medium

RFC200800051

PRC-005-1

1

High

RFC200800052

PRC-005-1

2

High

11/13/09

FERC

NP10-4-000
View NOP >>
View Order >>

RFC

AES Ironwood, LLC

NCR00664

$5,000
(Settlement)

RFC200800046

FAC-008-1

1

Lower

RFC200800047

FAC-009-1

1

Medium

11/13/09

FERC

NP10-3-000
View NOP >>
View Order >>

RFC

AES Beaver Valley, LLC

NCR00663

$10,000
(Settlement)

RFC200800043

FAC-008-1

1

Lower

RFC200800044

FAC-009-1

1

Medium

RFC200800045

PRC-005-1

2

High

11/12/09

FERC

NP10-2-000
View NOP >>
View Order 1 >>
View Order 2 >>

see OMNIBUS

see OMNIBUS

see OMNIBUS

see OMNIBUS

See OMNIBUS

See OMNIBUS

See OMNIBUS

See OMNIBUS

11/05/09

FERC

NP10-2-000
View NOP >>
View Order 1 >>
View Order 2 >>

see OMNIBUS

see OMNIBUS

see OMNIBUS

see OMNIBUS

See OMNIBUS

See OMNIBUS

See OMNIBUS

See OMNIBUS

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

see OMNIBUS

see OMNIBUS

see OMNIBUS

see OMNIBUS

See OMNIBUS

See OMNIBUS

See OMNIBUS

See OMNIBUS

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

City of Bartow

NCR00003

$0

FRCC200800052

CIP-001-1

1

Medium

FRCC200800053

CIP-001-1

2

Medium

FRCC200800054

CIP-001-1

3

Medium

FRCC200800055

CIP-001-1

4

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

Florida Municipal Power Agency

NCR00022

$0

FRCC200700009

TPL-001-0

1

High

FRCC200700010

TPL-001-0

2

Medium

FRCC200700011

TPL-001-0

3

Lower

FRCC200700012

TPL-002-0

1

High

FRCC200700013

TPL-002-0

2

Medium

FRCC200700014

TPL-002-0

3

Lower

FRCC200700015

TPL-003-0

1

High

FRCC200700016

TPL-003-0

2

Medium

FRCC200700017

TPL-003-0

3

Lower

FRCC200700018

TPL-004-0

1

Medium

FRCC200700049

TPL-004-0

2

Lower

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

Florida Power & Light Co.

NCR00024

$0

FRCC200700050

PRC-005-1

2.1

High

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

Florida Public Utilities Company

NCR00025

$0

FRCC200800097

CIP-001-1

1

Medium

FRCC200800098

CIP-001-1

2

Medium

FRCC200800099

CIP-001-1

3

Medium

FRCC200800100

CIP-001-1

4

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

Hardee Power Partners Limited

NCR00035

$0

FRCC200800056

CIP-001-1

4

Medium

FRCC200800057

PRC-005-1

2

High

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

Hillsborough County Resource Recovery Facility

NCR00036

$0

FRCC200700019

FAC-009-1

1

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

City of Homestead

NCR00037

$47,000

FRCC200800071

BAL-005-0

2

High

FRCC200800072

BAL-005-0

7

Medium

FRCC200800073

BAL-005-0

8

Medium

FRCC200800074

BAL-005-0

11

Medium

FRCC200800075

EOP-001-0

6

Medium

FRCC200800076

FAC-008-1

1

Lower

FRCC200800077

FAC-009-1

1

Medium

FRCC200800078

PRC-005-1

1

High

FRCC200800079

TOP-002-2

9

Lower

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

Lakeland Electric

NCR00044

$0

FRCC200700022

PER-002-0

3.2

Medium

FRCC200700023

PRC-005-1

1.1

High

FRCC200700024

PRC-005-1

2/2.1

Lower/High

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

New Hope Power Partnership

NCR00051

$0

FRCC200700025

CIP-001-1

1

Medium

FRCC200700026

FAC-008-1

1

Lower

FRCC200700027

TOP-003-0

1

Medium

FRCC200700066

CIP-001-1

2

Medium

FRCC200700067

CIP-001-1

3

Medium

FRCC200700068

CIP-001-1

4

Medium

FRCC200700069

TOP-003-0

2

Medium

FRCC200700070

TOP-003-0

3

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

Utilities Commission of New Smyrna Beach

NCR00052

$0

FRCC200700028

COM-001-1

5

Lower

FRCC200700029

EOP-001-0

4

Medium

FRCC200700030

EOP-001-0

6

Medium

FRCC200700031

EOP-001-0

7

Medium

FRCC200700033

EOP-003-1

7

High

FRCC200700034

EOP-008-0

1

Medium

FRCC200700035

FAC-008-1

1

Lower

FRCC200700036

FAC-009-1

1

Medium

FRCC200700038

PRC-005-1

1

High

FRCC200700039

TOP-004-1

6

Medium

FRCC200700040

TPL-001-0

1

High

FRCC200700041

TPL-002-0

1

High

FRCC200700042

TPL-003-0

1

High

FRCC200700043

TPL-004-0

1

Medium

FRCC200700044

VAR-001-1

1

High

FRCC200700045

EOP-005-1

1

Medium

FRCC200700046

EOP-005-1

7

High

FRCC200700051

BAL-005-0

8.1

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

Pasco County Resource Recovery Facility

NCR00058

$0

FRCC200700063

FAC-009-1

1

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

FRCC

Progress Energy Florida

NCR00063

$0

FRCC200700047

VAR-002-1

3.1

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

WECC

Southern California Edison - Generation - Power Production Business Unit

NCR00460

$0

WECC200801408

PRC-005-1

2.1

High

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

RFC

Baltimore Gas and Electric Company

NCR00689

$0

RFC200700121

FAC-009-1

1

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

RFC

City of Lansing by its Board of Water and Light

NCR00718

$6,500

RFC200800059

PRC-005-1

2

Lower

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

RFC

City of Rochelle

NCR00721

$7,500

RFC200800089

FAC-001-0

1

Medium

RFC200800090

FAC-001-0

2

Medium

RFC200800091

FAC-008-1

1

Lower

RFC200800092

FAC-009-1

1

Medium

RFC200800093

PRC-005-1

1

High

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

RFC

Cloverland Electric Cooperative

NCR00724

$0

RFC200700008

CIP-001-1

1

Medium

RFC200700010

CIP-001-1

2

Medium

RFC200700011

CIP-001-1

3

Medium

RFC200700012

CIP-001-1

4

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>

View Order 1 >>
View Order 2 >>

RFC

Delmarva Power & Light Company

NCR00752

$0

RFC200800061

PRC-005-1

2.1

High

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

RFC

Illinois Municipal Electric Agency

NCR00795

$0

RFC200700038

CIP-001-1

1

Medium

RFC200700039

CIP-001-1

2

Medium

RFC200700040

CIP-001-1

3

Medium

RFC200700041

CIP-001-1

4

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

RFC

LSP-Whitewater, LP

NCR00817

$6,000

RFC200800062

FAC-009-1

1

Medium

RFC200800063

PRC-005-1

1

High

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

RFC

Mirant Potomac River, LLC

NCR00830

$5,000

RFC200700006

PRC-005-1

2.1

High

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

MRO

Board of Water, Electric & Communications of the City of Muscatine,

NCR00967

$0

MRO200800062

MRO200800063

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

MRO

City of Grand Island, NE

NCR00974

$0

MRO200700012

PRC-005-1

1

High

MRO200700013

PRC-005-1

2

High

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

MRO

Western Area Power Administration - Upper Great Plains East

NCR01036

$0

MRO200800059

MRO200800060

 

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

SPP

Southwestern Public Service Co.

NCR01145

$0

SPP200700007

PRC-008-0

2

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

SERC

Associated Electric Cooperative, Inc.

NCR01177

$6,000

SERC200800149

BAL-005-0

8.1

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

SERC

Duke Energy Carolinas

NCR01219

$8,000

SERC200800107

FAC-009-1

1

Medium

SERC200800110

FAC-008-1

1

Medium

10/14/09

FERC

NP10-2-000
View NOP >>
NERC Filing >>
View Order 1 >>
View Order 2 >>

SPP

USACE - Kansas City District

NCR01357

$0