Enforcement and Mitigation

​​​The Enforcement and Mitigation page provides a consolidated and sortable listing of monthly filings to the Federal and Regulatory Commission. ​​This information is provided for informational purposes only. In the event of a conflict between information on this page and filings, the filings govern.  

Under the Second Joint Staff White Paper on Notices of Penalty Pertaining to Violations of Critical  Infrastructure Protection Reliability Standards (Docket No. AD19-18-000), NERC will no longer publicly post redacted versions of CIP noncompliance filings and submittals.

 
  
  
  
  
  
  
  
  
  
Drafting Templates for CE FFT and SNOP for Regional Entities_01012021.xlsxDrafting Templates for CEs, FFTs, and SNOPs1/1/2021

 Individual NERC Noncompliance Filings to FERC

Click the year for individual NERC noncompliance filings to FERC. All regulatory file documents listed are posted in descending order by filing date.

 

2022​2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008

 

 
 
  
  
  
expand Category : Compliance Exceptions (CEs) ‎(1)
expand Category : Find, Fix, Track, and Reports (FFTs) ‎(1)
expand Category : Searchable Spreadsheet ‎(1)
expand Category : Spreadsheet Notice of Penalty (SNOPs) ‎(1)
  
  
  
expand Category : Compliance Exceptions (CEs) ‎(7)
expand Category : Find, Fix, Track, and Reports (FFTs) ‎(7)
expand Category : General ‎(1)
expand Category : Searchable Spreadsheet ‎(1)
expand Category : Spreadsheet Notice of Penalty (SNOPs) ‎(7)