Enforcement and Mitigation
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 Enforcement Filings and Related FERC Orders

Click the year for individual NERC noncompliance filings to FERC. All regulatory file documents listed are posted in descending order by filing date.

 

2020 | 2019 | 2018 |
2017 | 2016 | 2015 |2014 | 2013 | 2012 | 2011 | 2010 | 2009 |
2008

 

 

 Searchable Noncompliance Spreadsheets

All regulatory file documents listed below are posted in descending order by filing date. This information is provided for informational purposes only. In the event of a conflict between information on this page and filings, the filings govern. Click on the links below for all publicly posted spreadsheets.

 
Key:
NOP – Notice of Penalty                                                     FFT – Find, Fix, Track, and Report
SNOP – Spreadsheet Notice of Penalty                            CEs – Compliance Exceptions
 
 Risk-Based CMEP
 Registered Entity Self-Report and Mitigation Plan User Guide
 Self-Logging Program User Guide
 Violations Themes - CIP Violations (presentation)
 Violations Themes - CIP Violations (webinar)
  
  
  
Template for Compliance Exception (CE) and Find Fix Track and Report (FFT).docxTemplate for Compliance Exception (CE) and Find, Fix, Track, and Report (FFT)2/20/2020
Template for Spreadsheet Notice of Penalty (SNOP).docxTemplate for Spreadsheet Notice of Penalty (SNOP)2/20/2020