Enforcement and Mitigation

 

 

 Enforcement Filings and Related FERC Orders

Click the year for individual NERC noncompliance filings to FERC. All regulatory file documents listed are posted in descending order by filing date.

 

2019 | 2018 |
2017 | 2016 | 2015 |2014 | 2013 | 2012 | 2011 | 2010 | 2009 |
2008

 

 

 Searchable Noncompliance Spreadsheets

All regulatory file documents listed below are posted in descending order by filing date. This information is provided for informational purposes only. In the event of a conflict between information on this page and filings, the filings govern. Click on the links below for all publicly posted spreadsheets.

 
Key:
NOP – Notice of Penalty                                                     FFT – Find, Fix, Track, and Report
SNOP – Spreadsheet Notice of Penalty                            CEs – Compliance Exceptions
 
 Risk-Based CMEP
 Registered Entity Self-Report and Mitigation Plan User Guide
 Self-Logging Program User Guide
 Violations Themes - CIP Violations (presentation)
 Violations Themes - CIP Violations (webinar)
  
  
  
Template for Compliance Exception (CE) and Find, Fix, Track, and Report (FFT).docxTemplate for Compliance Exception (CE) and Find, Fix, Track, and Report (FFT)2/26/2019
Template for Spreadsheet Notice of Penalty.docxTemplate for Spreadsheet Notice of Penalty2/26/2019